Essex Financial Services’s DoubleLine Opportunistic Credit Fund DBL Stock Holding History

Essex Financial Services’s Portfolio DBL Stock Details DBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-23,056	Closed	-$466K	–	258
2018 Q3	$466K	Sell	23,056 -3,603	-14%	-$75.2K	0.1%	166
2018 Q2	$533K	Hold	26,659	–	–	0.13%	151
2018 Q1	$535K	Sell	26,659 -3,744	-12%	-$81.2K	0.1%	184
2017 Q4	$614K	Sell	30,403 -7,154	-19%	-$163K	0.15%	133
2017 Q3	$798K	Sell	37,557 -3,730	-9%	-$91.7K	0.2%	107
2017 Q2	$853K	Buy	41,287 +20,224	+96%	+$500K	0.18%	125
2017 Q1	$423K	Sell	21,063 -8,479	-29%	-$199K	0.1%	202
2016 Q4	$561K	Buy	29,542 +7,642	+35%	+$182K	0.12%	161
2016 Q3	$419K	Hold	21,900	–	–	0.1%	190
2016 Q2	$402K	Buy	21,900 +2,625	+14%	+$69.2K	0.1%	193
2016 Q1	$324K	Buy	19,275 +7,275	+61%	+$188K	0.08%	227
2015 Q4	$304K	Hold	12,000	–	–	0.07%	230
2015 Q3	$299K	Hold	12,000	–	–	0.08%	228
2015 Q2	$278K	Sell	12,000 -3,500	-23%	-$85.3K	0.07%	247
2015 Q1	$386K	Buy	+15,500	New	+$393K	0.1%	207

Other funds holding DBL

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $420M AUM 42.19% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Essex Financial Services's DBL Position: Q4 2018 in Review

Essex Financial Services sold out of DoubleLine Opportunistic Credit Fund (DBL) in Q4 2018, closing a stake of 23,056 shares — an estimated $466K sold.

Essex Financial Services first reported a position in DBL in Q1 2015 and held it in 15 quarters. The position peaked at $853K in Q2 2017. 64 funds tracked by Wall St. Rank hold DBL as of Q4 2018.

Essex Financial Services reported no remaining DoubleLine Opportunistic Credit Fund position as of Q4 2018 after selling out during the quarter.
Essex Financial Services sold 23,056 DoubleLine Opportunistic Credit Fund shares in Q4 2018, an estimated $466K.
Essex Financial Services first reported a position in DoubleLine Opportunistic Credit Fund in Q1 2015 and held it in 15 quarters.
Essex Financial Services's DoubleLine Opportunistic Credit Fund position peaked at $853K in Q2 2017.
64 funds tracked by Wall St. Rank held DoubleLine Opportunistic Credit Fund as of Q4 2018.

Based on Essex Financial Services's 13F filing for Q4 2018, filed 7 Feb 2019.