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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
26
McDonald's
MCD
$191B
$2.23M 0.63%
10,432
+494
+5% +$151K
XLRE icon
27
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$2.21M 0.62%
54,736
+13,980
+34% +$575K
IWM icon
28
iShares Russell 2000 ETF
IWM
$83B
$2.19M 0.62%
8,883
-39
-0.4% -$9.59K
V icon
29
Visa
V
$690B
$2.18M 0.61%
16,542
+755
+5% +$257K
SCHR
30
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$2.15M 0.61%
85,638
-18,591
-18% -$468K
KLAC icon
31
KLA
KLAC
$255B
$2.11M 0.59%
104,280
+1,230
+1% +$144K
CTA icon
32
Simplify Managed Futures Strategy ETF
CTA
$1.44B
$2.07M 0.58%
75,976
+18,252
+32% +$501K
PG icon
33
Procter & Gamble
PG
$345B
$2.01M 0.57%
37,577
-485
-1% -$71.5K
PWB icon
34
Invesco Large Cap Growth ETF
PWB
$2.42B
$1.98M 0.56%
15,563
+5,826
+60% +$740K
FTC icon
35
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.97M 0.56%
12,332
+3,581
+41% +$573K
SMLF icon
36
iShares US Small Cap Equity Factor ETF
SMLF
$4.26B
$1.9M 0.54%
25,389
+2,890
+13% +$215K
TPL icon
37
Texas Pacific Land
TPL
$27.3B
$1.89M 0.53%
6,564
+72
+1% +$22K
IVE icon
38
iShares S&P 500 Value ETF
IVE
$49.8B
$1.88M 0.53%
8,873
+254
+3% +$53.2K
COWG icon
39
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.32B
$1.84M 0.52%
52,232
+18,776
+56% +$667K
QCOM icon
40
Qualcomm
QCOM
$171B
$1.8M 0.51%
125,250
+5,106
+4% +$875K
CECO icon
41
Ceco Environmental
CECO
$4.1B
$1.77M 0.5%
29,561
– –
CZA icon
42
Invesco Zacks Mid-Cap ETF
CZA
$192M
$1.76M 0.5%
15,926
+6,105
+62% +$674K
VV icon
43
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$1.76M 0.5%
11,837
+91
+0.8% +$28.4K
CVX icon
44
Chevron
CVX
$379B
$1.76M 0.5%
23,042
-125
-0.5% -$19K
JPME icon
45
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$473M
$1.76M 0.5%
16,177
+6,306
+64% +$682K
IEFA icon
46
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.75M 0.49%
19,608
-2,112
-10% -$187K
SHY icon
47
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$1.75M 0.49%
21,171
-16,553
-44% -$1.37M
ANET icon
48
Arista Networks
ANET
$240B
$1.75M 0.49%
13,343
-1,048
-7% -$144K
FNY icon
49
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$600M
$1.73M 0.49%
18,995
+7,454
+65% +$685K
QQQ icon
50
Invesco QQQ Trust
QQQ
$485B
$1.73M 0.49%
39,921
-7
-0% -$4.29K
1
2
3 4 5

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
CFG
Carr Financial Group Worcester, Massachusetts $379M AUM 21.34% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
AWA
Aquire Wealth Advisors South Jordan, Utah $381M AUM 17.5% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.