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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
351
Vanguard Health Care ETF
VHT
$18.6B
$26.3K 0.01%
20,840
– –
VOX icon
352
Vanguard Communication Services ETF
VOX
$5.76B
$18.3K 0.01%
18,282
– –
OCSL icon
353
Oaktree Specialty Lending
OCSL
$1.14B
$16K ﹤0.01%
15,968
– –
AMLP icon
354
Alerian MLP ETF
AMLP
$12.8B
$15.7K ﹤0.01%
15,662
– –
PSKY
355
Paramount Skydance Corp
PSKY
$10.3B
$13.6K ﹤0.01%
11,325
+183
+2% +$2.86K
PGF icon
356
Invesco Financial Preferred ETF
PGF
$674M
$12K ﹤0.01%
11,952
– –
AJG icon
357
Arthur J. Gallagher & Co
AJG
$63.6B
– –
-3,784
Closed -$608K
AMAT icon
358
Applied Materials
AMAT
$428B
– –
-1,020
Closed -$209K
AXON
359
Axon Enterprise
AXON
$46.4B
– –
-470
Closed -$337K
BIL icon
360
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
– –
-3,430
Closed -$315K
CDNS icon
361
Cadence Design Systems
CDNS
$93.4B
– –
-2,313
Closed -$812K
CRWD icon
362
CrowdStrike
CRWD
$218B
– –
-36,344
Closed -$399K
ETN icon
363
Eaton
ETN
$174B
– –
-5,043
Closed -$213K
FTA icon
364
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
– –
-2,569
Closed -$214K
HIMS icon
365
Hims & Hers Health
HIMS
$7.31B
– –
-10,200
Closed -$579K
HPE icon
366
Hewlett Packard
HPE
$70.5B
– –
-28,827
Closed -$708K
IBDQ
367
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
-20,912
Closed -$527K
ISRG icon
368
Intuitive Surgical
ISRG
$134B
– –
-1,175
Closed -$525K
JKHY icon
369
Jack Henry & Associates
JKHY
$11.1B
– –
-3,535
Closed -$526K
JNK icon
370
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
– –
-2,477
Closed -$243K
JPST icon
371
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
– –
-5,592
Closed -$284K
LRCX icon
372
Lam Research
LRCX
$390B
– –
-7,319
Closed -$980K
MCO icon
373
Moody's
MCO
$82.7B
– –
-1,212
Closed -$577K
MFEM icon
374
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$148M
– –
-15,367
Closed -$346K
MINT icon
375
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-4,200
Closed -$423K
12 13 14
15
16

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
HCP
Hiddenite Capital Partners New York $381M AUM 73.07% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.