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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$15.1M
Cap. Flow
-$99.2M
Cap. Flow %
-35.32%
Top 10 Hldgs %
23.43%
Holding
368
New
20
Increased
152
Reduced
102
Closed
60

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$1.73M
2
RMIF
LHA Risk-Managed Income ETF
RMIF
+$1.57M
3
PPTY
US Diversified Real Estate ETF
PPTY
+$1.5M
4
GSG icon
iShares S&P GSCI Commodity-Indexed Trust
GSG
+$1.47M
5
JOET icon
Virtus Terranova US Quality Momentum ETF
JOET
+$1.45M

Top Sells

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$101M
2
QLVD icon
FlexShares Developed Markets ex-US Quality Low Volatility Index Fund
QLVD
+$1.41M
3
ICOW icon
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
+$1.37M
4
AAPL icon
Apple
AAPL
+$1.14M
5
COM icon
Direxion Auspice Broad Commodity Strategy ETF
COM
+$1.07M

Sector Composition

Rank Sector Weight
1 Technology 17.51%
2 Consumer Discretionary 7.54%
3 Financials 6.59%
4 Energy 3.95%
5 Communication Services 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBT icon
301
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.82B
$22.5K 0.01%
22,502
– –
HYD icon
302
VanEck High Yield Muni ETF
HYD
$4.45B
$19.8K 0.01%
19,823
– –
VHT icon
303
Vanguard Health Care ETF
VHT
$18.5B
$16.1K 0.01%
10,750
-41
-0.4% -$11.4K
PH icon
304
Parker-Hannifin
PH
$136B
$14.3K 0.01%
13,080
– –
IEI icon
305
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$12.5K ﹤0.01%
12,495
– –
VCR icon
306
Vanguard Consumer Discretionary ETF
VCR
$6.34B
$11.3K ﹤0.01%
11,306
-53
-0.5% -$16.9K
LQDA icon
307
Liquidia Corp
LQDA
$7.95B
$10.7K ﹤0.01%
10,704
-833
-7% -$9.1K
KKR icon
308
KKR & Co
KKR
$92.9B
$10.3K ﹤0.01%
10,331
– –
ADSK icon
309
Autodesk
ADSK
$52.3B
– –
-2,105
Closed -$521K
AGZD icon
310
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
– –
-25,452
Closed -$568K
AMAT icon
311
Applied Materials
AMAT
$428B
– –
-8,034
Closed -$542K
BBDC icon
312
Barings BDC
BBDC
$971M
– –
-15,119
Closed -$147K
BIIB icon
313
Biogen
BIIB
$30.6B
– –
-875
Closed -$203K
BTAL icon
314
AGF US Market Neutral Anti-Beta Fund
BTAL
$301M
– –
-51,740
Closed -$1.02M
CDC icon
315
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$743M
– –
-14,964
Closed -$876K
CME icon
316
CME Group
CME
$94.7B
– –
-7,917
Closed -$394K
COM icon
317
Direxion Auspice Broad Commodity Strategy ETF
COM
$204M
– –
-36,905
Closed -$1.07M
COWZ icon
318
Pacer US Cash Cows 100 ETF
COWZ
$19.3B
– –
-26,422
Closed -$981K
CRWD icon
319
CrowdStrike
CRWD
$216B
– –
-2,952
Closed -$283K
CZA icon
320
Invesco Zacks Mid-Cap ETF
CZA
$192M
– –
-7,341
Closed -$717K
DE icon
321
Deere & Co
DE
$168B
– –
-1,037
Closed -$388K
DELL icon
322
Dell
DELL
$293B
– –
-9,423
Closed -$221K
DXCM icon
323
DexCom
DXCM
$32B
– –
-2,960
Closed -$336K
EA
324
DELISTED
Electronic Arts
EA
– –
-3,185
Closed -$444K
EBAY icon
325
eBay
EBAY
$49.8B
– –
-8,160
Closed -$438K
11 12
13
14 15

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
HCP
Hiddenite Capital Partners New York $381M AUM 73.07% 1-Year Est. Return

Empirical Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Empirical Asset Management held 368 positions worth $281M, up 5.7% from $266M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Empirical Asset Management withdrew a net $99.2M in Q3 2024, closing 60 positions and reducing 102 holdings. Its most notable exit was FlexShares Developed Markets ex-US Quality Low Volatility Index Fund, an estimated $1.41M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Empirical Asset Management opened a new position in Vertex Pharmaceuticals worth $879K.

  • Empirical Asset Management's largest Q3 2024 buy was Vertex Pharmaceuticals: 1,889 shares worth $879K.
  • Empirical Asset Management added most to NVIDIA in Q3 2024, an estimated $1.73M increase.
  • Empirical Asset Management's biggest Q3 2024 reduction was Broadcom, cutting an estimated $101M.
  • Empirical Asset Management fully exited FlexShares Developed Markets ex-US Quality Low Volatility Index Fund in Q3 2024, selling an estimated $1.41M.
  • Empirical Asset Management's ten largest holdings make up 23% of its $281M portfolio in Q3 2024.
  • Empirical Asset Management opened 20 new positions and closed 60 in Q3 2024.
  • Empirical Asset Management's portfolio value rose 5.7% quarter-over-quarter to $281M.

Based on Empirical Asset Management's 13F filing for Q3 2024, filed 11 Oct 2024.