Empirical Asset Management’s Direxion Auspice Broad Commodity Strategy ETF COM Stock Holding History

Empirical Asset Management’s Portfolio COM Stock Details COM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-36,905	Closed	-$1.07M	–	317
2024 Q2	$1.07M	Sell	36,905 -15,912	-30%	-$467K	0.4%	59
2024 Q1	$1.49M	Buy	52,817 +1,254	+2%	+$35K	0.72%	31
2023 Q4	$1.43M	Sell	51,563 -1,159	-2%	-$33.3K	1.17%	19
2023 Q3	$1.57M	Buy	52,722 +1,151	+2%	+$34.3K	1.36%	15
2023 Q2	$1.52M	Buy	51,571 +2,682	+5%	+$82.7K	1.34%	15
2023 Q1	$1.5M	Buy	+48,889	New	+$1.46M	1.43%	14

Other funds holding COM

Pitcairn Conshohocken, Pennsylvania $1.27B AUM 23.64% 1-Year Est. Return

PPW

Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

SIM

Stratos Investment Management Beachwood, Ohio $2.49B AUM 17.24% 1-Year Est. Return

FSA

Financial Services Advisory Rockville, Maryland $210M AUM 19.93% 1-Year Est. Return

TIM

Thor Investment Management Cincinnati, Ohio $176M AUM 45.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Empirical Asset Management's COM Position: Q3 2024 in Review

Empirical Asset Management sold out of Direxion Auspice Broad Commodity Strategy ETF (COM) in Q3 2024, closing a stake of 36,905 shares — an estimated $1.07M sold.

Empirical Asset Management first reported a position in COM in Q1 2023 and held it in 6 quarters. The position peaked at $1.57M in Q3 2023. 68 funds tracked by Wall St. Rank hold COM as of Q3 2024.

Empirical Asset Management reported no remaining Direxion Auspice Broad Commodity Strategy ETF position as of Q3 2024 after selling out during the quarter.
Empirical Asset Management sold 36,905 Direxion Auspice Broad Commodity Strategy ETF shares in Q3 2024, an estimated $1.07M.
Empirical Asset Management first reported a position in Direxion Auspice Broad Commodity Strategy ETF in Q1 2023 and held it in 6 quarters.
Empirical Asset Management's Direxion Auspice Broad Commodity Strategy ETF position peaked at $1.57M in Q3 2023.
68 funds tracked by Wall St. Rank held Direxion Auspice Broad Commodity Strategy ETF as of Q3 2024.

Based on Empirical Asset Management's 13F filing for Q3 2024, filed 11 Oct 2024.