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EFG

Elm3 Financial Group Portfolio holdings

AUM $118M
1-Year Est. Return 25.72%
This Fund
S&P 500
This Quarter Est. Return
+2.73%
1 Year Est. Return
+25.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$1.4M
Cap. Flow
-$3.79M
Cap. Flow %
-3.14%
Top 10 Hldgs %
41.52%
Holding
128
New
17
Increased
20
Reduced
75
Closed
15

Top Buys

Rank Stock Value
1
SCYB icon
Schwab High Yield Bond ETF
SCYB
+$1.69M
2
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$1.65M
3
PHK
PIMCO High Income Fund
PHK
+$1.02M
4
UTES icon
Virtus Reaves Utilities ETF
UTES
+$1.02M
5
IFRA icon
iShares US Infrastructure ETF
IFRA
+$913K

Top Sells

Rank Stock Value
1
BRLN icon
BlackRock Floating Rate Loan ETF
BRLN
+$2.01M
2
ICLO icon
Invesco AAA CLO Floating Rate Note ETF
ICLO
+$1.5M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$949K
4
LLY icon
Eli Lilly
LLY
+$754K
5
LONZ icon
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
+$573K

Sector Composition

Rank Sector Weight
1 Technology 20.45%
2 Consumer Discretionary 9.17%
3 Financials 4.61%
4 Healthcare 3.9%
5 Industrials 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
1
Amazon
AMZN
$2.5T
$8.51M 7.06%
36,875
-935
-2% -$214K
NVDA icon
2
NVIDIA
NVDA
$5.01T
$7.93M 6.58%
42,530
-2,983
-7% -$555K
AVGO icon
3
Broadcom
AVGO
$1.82T
$5.7M 4.73%
16,479
-1,023
-6% -$366K
MSFT icon
4
Microsoft
MSFT
$2.84T
$4.9M 4.06%
10,124
-388
-4% -$194K
LLY icon
5
Eli Lilly
LLY
$1.07T
$4.42M 3.66%
4,109
-789
-16% -$754K
QQQ icon
6
Invesco QQQ Trust
QQQ
$455B
$4.29M 3.56%
6,978
-250
-3% -$153K
ICLO icon
7
Invesco AAA CLO Floating Rate Note ETF
ICLO
$510M
$4.08M 3.39%
159,783
-58,603
-27% -$1.5M
AAPL icon
8
Apple
AAPL
$4.89T
$3.65M 3.02%
13,414
-621
-4% -$167K
QQQM icon
9
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$3.62M 3%
14,303
-155
-1% -$39.2K
XMMO icon
10
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$2.97M 2.46%
21,418
-2,873
-12% -$393K
MTUM icon
11
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$2.72M 2.26%
10,876
-3,781
-26% -$949K
GOOGL icon
12
Alphabet (Google) Class A
GOOGL
$3.91T
$2.58M 2.14%
8,230
-334
-4% -$95.4K
PTY icon
13
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$2.15M 1.78%
166,425
+30,034
+22% +$406K
PDI icon
14
PIMCO Dynamic Income Fund
PDI
$7.4B
$2.14M 1.78%
120,947
+33,926
+39% +$623K
HD icon
15
Home Depot
HD
$332B
$1.97M 1.64%
5,739
-217
-4% -$79.5K
WRB icon
16
W.R. Berkley
WRB
$28B
$1.7M 1.41%
24,236
-1,450
-6% -$107K
FTEC icon
17
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$1.69M 1.4%
7,520
+89
+1% +$20.2K
SCYB icon
18
Schwab High Yield Bond ETF
SCYB
$2.69B
$1.68M 1.4%
+63,726
New +$1.69M
SPHY icon
19
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$1.65M 1.37%
+69,699
New +$1.65M
HWM icon
20
Howmet Aerospace
HWM
$116B
$1.61M 1.34%
7,870
-367
-4% -$73.1K
THYF icon
21
T. Rowe Price US High Yield ETF
THYF
$844M
$1.53M 1.27%
29,347
-2,167
-7% -$113K
LONZ icon
22
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$576M
$1.45M 1.2%
28,771
-11,322
-28% -$573K
FDEV icon
23
Fidelity International Multifactor ETF
FDEV
$282M
$1.31M 1.08%
37,755
-230
-0.6% -$7.73K
CGDV icon
24
Capital Group Dividend Value ETF
CGDV
$36.6B
$1.21M 1%
27,754
-4,890
-15% -$210K
VO icon
25
Vanguard Mid-Cap ETF
VO
$106B
$1.1M 0.91%
15,148
+8,716
+136% +$634K
1
2 3 4 5

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Elm3 Financial Group's Q4 2025 Portfolio in Review

As of Q4 2025, Elm3 Financial Group held 128 positions worth $121M, down 1.1% from $122M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Elm3 Financial Group withdrew a net $3.79M in Q4 2025, closing 15 positions and reducing 75 holdings. Its most notable exit was Netflix, an estimated $508K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Elm3 Financial Group opened a new position in Schwab High Yield Bond ETF worth $1.68M.

  • Elm3 Financial Group's largest Q4 2025 buy was Schwab High Yield Bond ETF: 63,726 shares worth $1.68M.
  • Elm3 Financial Group added most to Vanguard Mid-Cap ETF in Q4 2025, an estimated $634K increase.
  • Elm3 Financial Group's biggest Q4 2025 reduction was BlackRock Floating Rate Loan ETF, cutting an estimated $2.01M.
  • Elm3 Financial Group fully exited Netflix in Q4 2025, selling an estimated $508K.
  • Elm3 Financial Group's ten largest holdings make up 42% of its $121M portfolio in Q4 2025.
  • Elm3 Financial Group opened 17 new positions and closed 15 in Q4 2025.
  • Elm3 Financial Group's portfolio value fell 1.1% quarter-over-quarter to $121M.

Based on Elm3 Financial Group's 13F filing for Q4 2025, filed 22 Jan 2026.