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EFG

Elm3 Financial Group Portfolio holdings

AUM $118M
1-Year Est. Return 25.72%
This Fund
S&P 500
This Quarter Est. Return
+7.73%
1 Year Est. Return
+25.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
+$1.7M
Cap. Flow
-$6.01M
Cap. Flow %
-4.93%
Top 10 Hldgs %
43.12%
Holding
116
New
8
Increased
32
Reduced
69
Closed
5

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$741K
2
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$344K
3
ATO icon
Atmos Energy
ATO
+$328K
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$284K
5
EME icon
Emcor
EME
+$283K

Top Sells

Rank Stock Value
1
ICLO icon
Invesco AAA CLO Floating Rate Note ETF
ICLO
+$945K
2
BRLN icon
BlackRock Floating Rate Loan ETF
BRLN
+$914K
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$803K
4
LLY icon
Eli Lilly
LLY
+$756K
5
NVDA icon
NVIDIA
NVDA
+$613K

Sector Composition

Rank Sector Weight
1 Technology 21.69%
2 Consumer Discretionary 9.74%
3 Financials 5.14%
4 Industrials 4.15%
5 Healthcare 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1
NVIDIA
NVDA
$4.91T
$8.49M 6.96%
45,513
-3,518
-7% -$613K
AMZN icon
2
Amazon
AMZN
$2.66T
$8.3M 6.81%
37,810
-756
-2% -$171K
AVGO icon
3
Broadcom
AVGO
$1.76T
$5.77M 4.73%
17,502
-741
-4% -$227K
ICLO icon
4
Invesco AAA CLO Floating Rate Note ETF
ICLO
$509M
$5.59M 4.59%
218,386
-36,917
-14% -$945K
MSFT icon
5
Microsoft
MSFT
$2.93T
$5.44M 4.46%
10,512
-721
-6% -$368K
QQQ icon
6
Invesco QQQ Trust
QQQ
$466B
$4.34M 3.56%
7,228
-303
-4% -$174K
MTUM icon
7
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$3.76M 3.08%
14,657
-3,279
-18% -$803K
LLY icon
8
Eli Lilly
LLY
$1.05T
$3.74M 3.06%
4,898
-1,016
-17% -$756K
AAPL icon
9
Apple
AAPL
$4.9T
$3.57M 2.93%
14,035
-968
-6% -$219K
QQQM icon
10
Invesco NASDAQ 100 ETF
QQQM
$96.3B
$3.57M 2.93%
14,458
-830
-5% -$196K
XMMO icon
11
Invesco S&P MidCap Momentum ETF
XMMO
$7.23B
$3.28M 2.69%
24,291
-2,103
-8% -$277K
BRLN icon
12
BlackRock Floating Rate Loan ETF
BRLN
$53.1M
$3.01M 2.47%
57,750
-17,536
-23% -$914K
HD icon
13
Home Depot
HD
$338B
$2.41M 1.98%
5,956
+1,885
+46% +$741K
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$4.23T
$2.08M 1.71%
8,564
-194
-2% -$40.6K
LONZ icon
15
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$575M
$2.05M 1.68%
40,093
-6,522
-14% -$332K
PTY icon
16
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$1.97M 1.61%
136,391
+24,451
+22% +$344K
WRB icon
17
W.R. Berkley
WRB
$26.7B
$1.97M 1.61%
25,686
-1,010
-4% -$71.9K
PDI icon
18
PIMCO Dynamic Income Fund
PDI
$7.55B
$1.72M 1.41%
87,021
+2,696
+3% +$52.3K
THYF icon
19
T. Rowe Price US High Yield ETF
THYF
$849M
$1.65M 1.36%
31,514
-2,366
-7% -$124K
FTEC icon
20
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$1.65M 1.35%
7,431
-90
-1% -$18.7K
HWM icon
21
Howmet Aerospace
HWM
$109B
$1.62M 1.33%
8,237
-778
-9% -$142K
CGDV icon
22
Capital Group Dividend Value ETF
CGDV
$36.4B
$1.37M 1.12%
32,644
-812
-2% -$33.4K
BXSL icon
23
Blackstone Secured Lending
BXSL
$5.54B
$1.31M 1.08%
50,310
-3,357
-6% -$101K
FDEV icon
24
Fidelity International Multifactor ETF
FDEV
$281M
$1.26M 1.03%
37,985
+1,682
+5% +$55K
JAAA icon
25
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.25M 1.03%
24,633
-156
-0.6% -$7.91K
1
2 3 4 5

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CWM
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SFGM
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Elm3 Financial Group's Q3 2025 Portfolio in Review

As of Q3 2025, Elm3 Financial Group held 116 positions worth $122M, up 1.4% from $120M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Elm3 Financial Group withdrew a net $6.01M in Q3 2025, closing 5 positions and reducing 69 holdings. Its most notable exit was iShares MSCI India Small-Cap ETF, an estimated $289K position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 20% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Elm3 Financial Group opened a new position in Atmos Energy worth $347K.

  • Elm3 Financial Group's largest Q3 2025 buy was Atmos Energy: 2,033 shares worth $347K.
  • Elm3 Financial Group added most to Home Depot in Q3 2025, an estimated $741K increase.
  • Elm3 Financial Group's biggest Q3 2025 reduction was Invesco AAA CLO Floating Rate Note ETF, cutting an estimated $945K.
  • Elm3 Financial Group fully exited iShares MSCI India Small-Cap ETF in Q3 2025, selling an estimated $289K.
  • Elm3 Financial Group's ten largest holdings make up 43% of its $122M portfolio in Q3 2025.
  • Elm3 Financial Group opened 8 new positions and closed 5 in Q3 2025.
  • Elm3 Financial Group's portfolio value rose 1.4% quarter-over-quarter to $122M.

Based on Elm3 Financial Group's 13F filing for Q3 2025, filed 21 Oct 2025.