Elm3 Financial Group’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Elm3 Financial Group’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$388K	Sell	35,248 -105,716	-75%	-$1.23M	0.26%	99
2026 Q2	$1.7M	Sell	140,964 -19,066	-12%	-$229K	1.16%	22
2026 Q1	$1.93M	Sell	160,030 -6,395	-4%	-$81.4K	1.63%	16
2025 Q4	$2.15M	Buy	166,425 +30,034	+22%	+$406K	1.78%	13
2025 Q3	$1.97M	Buy	136,391 +24,451	+22%	+$344K	1.61%	16
2025 Q2	$1.56M	Buy	111,940 +12,306	+12%	+$168K	1.29%	19
2025 Q1	$1.44M	Buy	99,634 +13,381	+16%	+$195K	1.27%	20
2024 Q4	$1.24M	Buy	+86,253	New	+$1.25M	1.06%	23

Other funds holding PTY

AWM

Accel Wealth Management Waverly, Iowa $464M AUM 21.88% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.51B AUM 33.52% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.5B AUM 13.03% 1-Year Est. Return

FCM

Fell Capital Management Newport Beach, California $116M AUM 17.16% 1-Year Est. Return

DAS

Dynamic Advisor Solutions Phoenix, Arizona $3.52B AUM 15.33% 1-Year Est. Return

ASG

Advisory Solutions Group Plymouth, Minnesota $472M AUM

Williams & Novak Westlake Village, California $169M AUM 17.63% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $2.57B AUM 28.13% 1-Year Est. Return

Elm3 Financial Group's PTY Position: Q3 2026 in Review

Elm3 Financial Group reduced its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 75% in Q3 2026, selling an estimated $1.23M and leaving 35,248 shares worth $388K. The position accounts for 0.26% of the portfolio, ranked #99.

Elm3 Financial Group first reported a position in PTY in Q4 2024 and has held it in 8 quarters since. The position peaked at $2.15M in Q4 2025. 25 funds tracked by Wall St. Rank hold PTY as of Q3 2026.

Elm3 Financial Group held 35,248 shares of PIMCO Corporate & Income Opportunity Fund worth $388K as of Q3 2026.
Elm3 Financial Group sold 105,716 PIMCO Corporate & Income Opportunity Fund shares in Q3 2026, an estimated $1.23M.
PIMCO Corporate & Income Opportunity Fund made up 0.26% of Elm3 Financial Group's portfolio in Q3 2026, its #99 holding.
Elm3 Financial Group first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2024 and has held it in 8 quarters since.
Elm3 Financial Group's PIMCO Corporate & Income Opportunity Fund position peaked at $2.15M in Q4 2025.
25 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2026.

Based on Elm3 Financial Group's 13F filing for Q3 2026, filed 7 Oct 2026.