Elm3 Financial Group’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Elm3 Financial Group’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.7M	Sell	140,964 -19,066	-12%	-$229K	1.16%	22
2026 Q1	$1.93M	Sell	160,030 -6,395	-4%	-$81.4K	1.63%	16
2025 Q4	$2.15M	Buy	166,425 +30,034	+22%	+$406K	1.78%	13
2025 Q3	$1.97M	Buy	136,391 +24,451	+22%	+$344K	1.61%	16
2025 Q2	$1.56M	Buy	111,940 +12,306	+12%	+$168K	1.29%	19
2025 Q1	$1.44M	Buy	99,634 +13,381	+16%	+$195K	1.27%	20
2024 Q4	$1.24M	Buy	+86,253	New	+$1.25M	1.06%	23

Other funds holding PTY

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

XML Financial Bethesda, Maryland $1.37B AUM 28.49% 1-Year Est. Return

MTI

Merrithew & Thorsten Inc San Diego, California $117M AUM

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Elm3 Financial Group's PTY Position: Q2 2026 in Review

Elm3 Financial Group reduced its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 12% in Q2 2026, selling an estimated $229K and leaving 140,964 shares worth $1.7M. The position accounts for 1.16% of the portfolio, ranked #22.

Elm3 Financial Group first reported a position in PTY in Q4 2024 and has held it in 7 quarters since. The position peaked at $2.15M in Q4 2025. 222 funds tracked by Wall St. Rank hold PTY as of Q2 2026.

Elm3 Financial Group held 140,964 shares of PIMCO Corporate & Income Opportunity Fund worth $1.7M as of Q2 2026.
Elm3 Financial Group sold 19,066 PIMCO Corporate & Income Opportunity Fund shares in Q2 2026, an estimated $229K.
PIMCO Corporate & Income Opportunity Fund made up 1.16% of Elm3 Financial Group's portfolio in Q2 2026, its #22 holding.
Elm3 Financial Group first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2024 and has held it in 7 quarters since.
Elm3 Financial Group's PIMCO Corporate & Income Opportunity Fund position peaked at $2.15M in Q4 2025.
222 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q2 2026.

Based on Elm3 Financial Group's 13F filing for Q2 2026, filed 29 Jul 2026.