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Split Rock Private Trading & Wealth Management Portfolio holdings
AUM
$149M
Turnover
13.21%
1-Year Est. Return
11.64%
This Fund
S&P 500
This Quarter Est. Return
+2.37%
1 Year Est. Return
+11.64%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$2.92M
(+2%)
Cap. Flow
+$12.6K
Cap. Flow % of AUM
Cap. Flow %
0.01%
Top 10 Holdings %
Top 10 Hldgs %
77.5%
Holding
53
New
4
Increased
19
Reduced
15
Closed
3
Avg Time Held
0.6
years
Top 10 Avg Time Held
0.6
years
Top 20 Avg Time Held
0.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
|
+$2.3M |
| 2 |
Innovator Defined Wealth Shield ETF
BALT
|
+$1.98M |
| 3 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$603K |
| 4 |
SpaceX
SPCX
|
+$271K |
| 5 |
Avantis US Large Cap Value ETF
AVLV
|
+$222K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity Total Bond ETF
FBND
|
+$2.61M |
| 2 |
Vanguard 0-3 Month Treasury Bill ETF
VBIL
|
+$1.88M |
| 3 |
Janus Henderson Mortgage-Backed Securities ETF
JMBS
|
+$597K |
| 4 |
Janus Henderson AAA CLO ETF
JAAA
|
+$445K |
| 5 |
United Parcel Service
UPS
|
+$219K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 84.29% |
| 2 | Technology | 8.84% |
| 3 | Consumer Discretionary | 4.68% |
| 4 | Industrials | 0.73% |
| 5 | Financials | 0.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
North Shore Equity Rotation ETF
KOOL
$55.9M
| $55.9M | 37.56% |
3,842,590
+11,506
| +0.3% | +$167K |
2025 Q4
3 quarters
|
|
2
Invesco QQQ Trust
QQQ
$466B
| $8.55M | 5.75% |
11,554
-41
| -0.4% | -$29.3K |
2025 Q4
3 quarters
|
|
3
Apple
AAPL
$5.13T
| $8.49M | 5.71% |
25,484
-44
| -0.2% | -$14.1K |
2025 Q4
3 quarters
|
|
4
iShares Treasury Floating Rate Bond ETF
TFLO
$7.36B
| $7.16M | 4.81% |
141,315
-2,081
| -1% | -$105K |
2026 Q1
2 quarters
|
|
5
Amazon
AMZN
$2.91T
| $6.96M | 4.68% |
27,946
+81
| +0.3% | +$20.6K |
2025 Q4
3 quarters
|
|
6
FT Vest Fund of Buffer ETFs
BUFR
$11B
| $6.22M | 4.18% |
166,009
+3,117
| +2% | +$116K |
2025 Q4
3 quarters
|
|
7
Goaltender ETF
GTND
$53.9M
| $6.13M | 4.12% |
237,790
+4,647
| +2% | +$118K |
2026 Q2
1 quarter
|
|
8
Innovator Equity Managed Floor ETF
SFLR
$2.23B
| $5.49M | 3.69% |
140,827
+1,846
| +1% | +$71.7K |
2026 Q1
2 quarters
|
|
|
9
Janus Henderson AAA CLO ETF
JAAA
$32.6B
| $5.21M | 3.51% |
103,327
-8,785
| -8% | -$445K |
2025 Q4
3 quarters
|
|
10
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15B
| $5.2M | 3.5% |
64,570
+1,532
| +2% | +$129K |
2025 Q4
3 quarters
|
|
|
11
Fidelity Total Bond ETF
FBND
$28.4B
| $3.1M | 2.08% |
71,561
-58,255
| -45% | -$2.61M |
2025 Q4
3 quarters
|
|
|
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.59B
| $2.65M | 1.78% |
54,752
+12,205
| +29% | +$603K |
2026 Q2
1 quarter
|
|
|
13
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
$2.13B
| $2.3M | 1.55% |
+46,330
| New | +$2.3M |
2026 Q3
0 quarters
|
|
14
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12.2B
| $2.21M | 1.48% |
40,769
+923
| +2% | +$52.7K |
2025 Q4
3 quarters
|
|
15
iShares iBonds Oct 2028 Term TIPS ETF
IBIE
$289M
| $2.14M | 1.44% |
83,217
+1,149
| +1% | +$29.6K |
2026 Q2
1 quarter
|
|
16
Microsoft
MSFT
$3.91T
| $2.07M | 1.39% |
4,032
-113
| -3% | -$52.3K |
2025 Q4
3 quarters
|
|
|
17
Innovator Defined Wealth Shield ETF
BALT
$3.27B
| $1.99M | 1.34% |
+57,051
| New | +$1.98M |
2026 Q3
0 quarters
|
|
18
NVIDIA
NVDA
$4.18T
| $1.77M | 1.19% |
7,743
+12
| +0.2% | +$2.57K |
2025 Q4
3 quarters
|
|
19
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.6B
| $1.61M | 1.09% |
48,666
-514
| -1% | -$17.7K |
2026 Q1
2 quarters
|
|
20
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$30M
| $1.04M | 0.7% |
7,370
+306
| +4% | +$44.6K |
2026 Q1
2 quarters
|
|
21
Berkshire Hathaway Class B
BRK.B
$1.23T
| $1.01M | 0.68% |
2,032
| – | – |
2026 Q1
2 quarters
|
|
22
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.6B
| $864K | 0.58% |
16,701
-18
| -0.1% | -$934 |
2026 Q1
2 quarters
|
|
23
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$10M
| $810K | 0.54% |
12,531
+299
| +2% | +$20.1K |
2025 Q4
3 quarters
|
|
24
iShares National Muni Bond ETF
MUB
$55B
| $802K | 0.54% |
7,932
+826
| +12% | +$86.7K |
2025 Q4
3 quarters
|
|
25
Quanta Services
PWR
$92.2B
| $791K | 0.53% |
1,232
-248
| -17% | -$160K |
2025 Q4
3 quarters
|
|
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Split Rock Private Trading & Wealth Management's Q3 2026 Portfolio in Review
As of Q3 2026, Split Rock Private Trading & Wealth Management held 53 positions worth $149M, up 2% from $146M the previous quarter. Its ten largest holdings account for 78% of the portfolio.
Split Rock Private Trading & Wealth Management's Q3 2026 filing shows 4 new, 19 increased, 15 reduced and 3 closed positions. Its largest new stake was NEOS Enhanced Income 1-3 Month T-Bill ETF: 46,330 shares worth $2.3M. The largest sale was Fidelity Total Bond ETF, an estimated $2.61M.
By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, down from 85% a quarter earlier, followed by Technology and Consumer Discretionary.
- Split Rock Private Trading & Wealth Management's largest Q3 2026 buy was NEOS Enhanced Income 1-3 Month T-Bill ETF: 46,330 shares worth $2.3M.
- Split Rock Private Trading & Wealth Management added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2026, an estimated $603K increase.
- Split Rock Private Trading & Wealth Management's biggest Q3 2026 reduction was Fidelity Total Bond ETF, cutting an estimated $2.61M.
- Split Rock Private Trading & Wealth Management fully exited Vanguard 0-3 Month Treasury Bill ETF in Q3 2026, selling an estimated $1.88M.
- Split Rock Private Trading & Wealth Management's ten largest holdings make up 78% of its $149M portfolio in Q3 2026.
- Split Rock Private Trading & Wealth Management opened 4 new positions and closed 3 in Q3 2026.
- Split Rock Private Trading & Wealth Management's portfolio value rose 2% quarter-over-quarter to $149M.
Based on Split Rock Private Trading & Wealth Management's 13F filing for Q3 2026, filed 15 Oct 2026.