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Split Rock Private Trading & Wealth Management Portfolio holdings

AUM $146M
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
+$4.39M
Cap. Flow
+$5.35M
Cap. Flow %
4.14%
Top 10 Hldgs %
81.76%
Holding
49
New
13
Increased
10
Reduced
19
Closed
3

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$5.6M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.79M
3
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$1.62M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.47M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$1.47M

Top Sells

Rank Stock Value
1
FBND icon
Fidelity Total Bond ETF
FBND
+$6.32M
2
EFAA
Invesco MSCI EAFE Income Advantage ETF
EFAA
+$1.81M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.39M
4
BGLD icon
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
+$741K
5
KOOL
North Shore Equity Rotation ETF
KOOL
+$670K

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 4.47%
3 Industrials 0.94%
4 Financials 0.75%
5 Energy 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOOL
1
North Shore Equity Rotation ETF
KOOL
$57.4M
$49.6M 38.39%
3,825,125
-50,988
-1% -$670K
JAAA icon
2
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$8.48M 6.57%
168,375
-27,469
-14% -$1.39M
FBND icon
3
Fidelity Total Bond ETF
FBND
$26.9B
$7.67M 5.94%
168,129
-136,969
-45% -$6.32M
QQQ icon
4
Invesco QQQ Trust
QQQ
$455B
$6.72M 5.2%
11,636
-83
-0.7% -$50.4K
AAPL icon
5
Apple
AAPL
$4.89T
$6.52M 5.05%
25,695
+131
+0.5% +$34.1K
AMZN icon
6
Amazon
AMZN
$2.5T
$5.77M 4.47%
27,716
+3,297
+14% +$726K
TFLO icon
7
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$5.61M 4.34%
+110,807
New +$5.6M
BUFR icon
8
FT Vest Fund of Buffer ETFs
BUFR
$10B
$5.47M 4.24%
162,108
+5,174
+3% +$178K
XLP icon
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.1M 3.95%
62,244
+1,697
+3% +$143K
IJR icon
10
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.67M 3.62%
37,567
-958
-2% -$122K
JMBS icon
11
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.71B
$2.91M 2.25%
64,437
+35,419
+122% +$1.62M
TIP icon
12
iShares TIPS Bond ETF
TIP
$14.5B
$1.79M 1.39%
+16,213
New +$1.79M
FGD icon
13
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$1.46M 1.13%
+45,842
New +$1.47M
NVDA icon
14
NVIDIA
NVDA
$5.01T
$1.44M 1.11%
8,242
-1,033
-11% -$190K
SPEM icon
15
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1.42M 1.1%
+30,191
New +$1.47M
MSFT icon
16
Microsoft
MSFT
$2.84T
$1.33M 1.03%
3,588
+385
+12% +$161K
NOBL icon
17
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.27M 0.98%
23,962
+2,616
+12% +$143K
PWR icon
18
Quanta Services
PWR
$93.9B
$1.02M 0.79%
1,856
-4
-0.2% -$2.06K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.07T
$974K 0.75%
+2,032
New +$998K
GLDI icon
20
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.2M
$951K 0.74%
+5,729
New +$1.01M
MUB icon
21
iShares National Muni Bond ETF
MUB
$45.1B
$818K 0.63%
7,703
-1,933
-20% -$208K
EVTR icon
22
Eaton Vance Total Return Bond ETF
EVTR
$5.6B
$775K 0.6%
+15,271
New +$787K
SLVO icon
23
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
$737K 0.57%
8,295
-357
-4% -$34.7K
XOM icon
24
ExxonMobil
XOM
$651B
$549K 0.43%
3,237
– –
WMT icon
25
Walmart Inc
WMT
$871B
$473K 0.37%
3,806
-1,100
-22% -$135K
1
2

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Split Rock Private Trading & Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, Split Rock Private Trading & Wealth Management held 49 positions worth $129M, up 3.5% from $125M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Split Rock Private Trading & Wealth Management deployed $5.35M of net new capital in Q1 2026, opening 13 new positions and adding to 10 existing holdings. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 110,807 shares worth $5.61M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 8.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Fidelity Total Bond ETF, an estimated $6.32M trimmed.

  • Split Rock Private Trading & Wealth Management's largest Q1 2026 buy was iShares Treasury Floating Rate Bond ETF: 110,807 shares worth $5.61M.
  • Split Rock Private Trading & Wealth Management added most to Janus Henderson Mortgage-Backed Securities ETF in Q1 2026, an estimated $1.62M increase.
  • Split Rock Private Trading & Wealth Management's biggest Q1 2026 reduction was Fidelity Total Bond ETF, cutting an estimated $6.32M.
  • Split Rock Private Trading & Wealth Management fully exited Invesco MSCI EAFE Income Advantage ETF in Q1 2026, selling an estimated $1.81M.
  • Split Rock Private Trading & Wealth Management's ten largest holdings make up 82% of its $129M portfolio in Q1 2026.
  • Split Rock Private Trading & Wealth Management opened 13 new positions and closed 3 in Q1 2026.
  • Split Rock Private Trading & Wealth Management's portfolio value rose 3.5% quarter-over-quarter to $129M.

Based on Split Rock Private Trading & Wealth Management's 13F filing for Q1 2026, filed 28 Apr 2026.