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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$515M
AUM Growth
+$320M
Cap. Flow
-$60.4M
Cap. Flow %
-11.73%
Top 10 Hldgs %
85.24%
Holding
670
New
139
Increased
87
Reduced
103
Closed
273

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$4.73M
2
VICI icon
VICI Properties
VICI
+$2.25M
3
O icon
Realty Income
O
+$1.88M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.82M
5
EXR icon
Extra Space Storage
EXR
+$1.79M

Top Sells

Rank Stock Value
1
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$14.5M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$4.46M
3
REXR icon
Rexford Industrial Realty
REXR
+$2.4M
4
RYN icon
Rayonier
RYN
+$2.12M
5
CLDI icon
Calidi Biotherapeutics
CLDI
+$1.78M

Sector Composition

Rank Sector Weight
1 Real Estate 7.71%
2 Financials 2.73%
3 Energy 0.45%
4 Utilities 0.11%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRT icon
151
Federal Realty Investment Trust
FRT
$10.7B
$73.1K 0.01%
807
-5,344
-87% -$527K
ZTR
152
Virtus Total Return Fund
ZTR
$342M
$71.3K 0.01%
14,863
+6,266
+73% +$35.7K
FIBK icon
153
First Interstate BancSystem
FIBK
$3.74B
$71K 0.01%
2,845
-4,820
-63% -$126K
SPG icon
154
Simon Property Group
SPG
$74.7B
$70.9K 0.01%
+659
New +$77.2K
PDI icon
155
PIMCO Dynamic Income Fund
PDI
$7.44B
$69.8K 0.01%
+4,041
New +$74.4K
BTZ icon
156
BlackRock Credit Allocation Income Trust
BTZ
$935M
$66.2K 0.01%
+6,835
New +$68.6K
AEF
157
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$65.3K 0.01%
13,689
+11,885
+659% +$61.1K
GLO
158
Clough Global Opportunities Fund
GLO
$249M
$64.7K 0.01%
14,607
+11,022
+307% +$53.5K
UVSP icon
159
Univest Financial
UVSP
$1.22B
$63.9K 0.01%
3,678
-6,367
-63% -$117K
CEF icon
160
Sprott Physical Gold and Silver Trust
CEF
$7.56B
$63.4K 0.01%
3,661
-4,268
-54% -$77.6K
WIW
161
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$63.2K 0.01%
7,682
+1,076
+16% +$9.41K
HTLF
162
DELISTED
Heartland Financial USA, Inc.
HTLF
$63.2K 0.01%
2,148
-3,255
-60% -$101K
TDF
163
Templeton Dragon Fund
TDF
$269M
$63.2K 0.01%
7,399
-2,913
-28% -$26.5K
PPBI
164
DELISTED
Pacific Premier Bancorp
PPBI
$62.9K 0.01%
2,890
+1,826
+172% +$42K
VXX icon
165
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$158M
$62.6K 0.01%
+627
New +$58.9K
MNTN
166
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$60.5K 0.01%
5,592
– –
FNB icon
167
FNB Corp
FNB
$6.76B
$59.5K 0.01%
+5,517
New +$64.9K
CMA
168
DELISTED
Comerica
CMA
$59.3K 0.01%
+1,427
New +$67.7K
NCV
169
Virtus Convertible & Income Fund
NCV
$380M
$59.2K 0.01%
4,761
-6,786
-59% -$90.4K
CHW
170
Calamos Global Dynamic Income Fund
CHW
$523M
$58.5K 0.01%
10,558
-13,702
-56% -$81.7K
BSTZ icon
171
BlackRock Science and Technology Term Trust
BSTZ
$1.92B
$56.1K 0.01%
+3,397
New +$60K
AVK
172
Advent Convertible and Income Fund
AVK
$543M
$56K 0.01%
5,483
-14,623
-73% -$162K
LCW
173
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$53.3K 0.01%
5,000
– –
ISRLU
174
DELISTED
Israel Acquisitions Corp Unit
ISRLU
$53.3K 0.01%
5,000
– –
BGH
175
Barings Global Short Duration High Yield Fund
BGH
$281M
$51.4K 0.01%
+4,050
New +$53.7K
5 6
7
8 9

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Elequin Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Elequin Capital held 670 positions worth $515M, up 163% from $196M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Elequin Capital withdrew a net $60.4M in Q3 2023, closing 273 positions and reducing 103 holdings. Its most notable exit was Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 7.7% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

Against the trend, Elequin Capital opened a new position in VICI Properties worth $2.11M.

  • Elequin Capital's largest Q3 2023 buy was VICI Properties: 72,550 shares worth $2.11M.
  • Elequin Capital added most to Royal Bank of Canada in Q3 2023, an estimated $4.73M increase.
  • Elequin Capital's biggest Q3 2023 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $4.46M.
  • Elequin Capital fully exited Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $14.5M.
  • Elequin Capital's ten largest holdings make up 85% of its $515M portfolio in Q3 2023.
  • Elequin Capital opened 139 new positions and closed 273 in Q3 2023.
  • Elequin Capital's portfolio value rose 163% quarter-over-quarter to $515M.

Based on Elequin Capital's 13F filing for Q3 2023, filed 14 Nov 2023.