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Elequin Capital Portfolio holdings

AUM $1.19B
1-Year Est. Return 16.08%
This Fund
S&P 500
This Quarter Est. Return
-5.61%
1 Year Est. Return
+16.08%
3 Year Est. Return
+46.25%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$170M
Cap. Flow
-$43.3M
Cap. Flow %
-16.21%
Top 10 Hldgs %
79.28%
Holding
746
New
321
Increased
50
Reduced
153
Closed
192

Top Buys

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$52.7M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$23.7M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$21.4M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$6.87M
5
KRG icon
Kite Realty
KRG
+$1.99M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$140M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$2.21M
3
PCPC
Periphas Capital Partnering Corporation
PCPC
+$1.84M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.55M
5
KVSA
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.78%
2 Real Estate 2.56%
3 Technology 1.04%
4 Industrials 0.99%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJIV
1
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$54.9M 20.58%
825,011
+314,103
+61% +$21.4M
SWT
2
DELISTED
Stanley Black & Decker, Inc.
SWT
$41.1M 15.4%
+850,245
New +$52.7M
DTP
3
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$23M 8.62%
+462,008
New +$23.7M
ELAT
4
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.03M 1.88%
+240,373
New +$6.87M
CVII
5
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$2.14M 0.8%
217,485
-100
-0% -$980
AGCB
6
DELISTED
Altimeter Growth Corp 2
AGCB
$2.13M 0.8%
214,679
-10,321
-5% -$102K
HYMB icon
7
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.08B
$2.09M 0.78%
87,238
+16,306
+23% +$419K
KRG icon
8
Kite Realty
KRG
$5.97B
$1.79M 0.67%
+104,018
New +$1.99M
EAC
9
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$1.67M 0.63%
169,273
– –
UE icon
10
Urban Edge Properties
UE
$2.92B
$1.4M 0.52%
+105,037
New +$1.64M
SITC icon
11
SITE Centers
SITC
$224M
$1.32M 0.49%
+157,669
New +$1.65M
VYGG
12
DELISTED
Vy Global Growth
VYGG
$1.31M 0.49%
+130,500
New +$1.3M
INVH icon
13
Invitation Homes
INVH
$17.5B
$1.31M 0.49%
+38,734
New +$1.44M
KAHC
14
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$1.3M 0.49%
132,023
+116,023
+725% +$1.14M
ASZ
15
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$1.29M 0.48%
131,620
-103,380
-44% -$1.01M
CNDA
16
DELISTED
Concord Acquisition Corp II
CNDA
$1.12M 0.42%
115,500
+500
+0.4% +$4.85K
IRT icon
17
Independence Realty Trust
IRT
$3.85B
$1.01M 0.38%
+60,360
New +$1.22M
MBSC
18
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
$1.01M 0.38%
100,000
– –
JUN
19
DELISTED
Juniper II Corp.
JUN
$1M 0.38%
100,500
+500
+0.5% +$4.98K
FTVI
20
DELISTED
FinTech Acquisition Corp. VI Class A Common Stock
FTVI
$994K 0.37%
100,000
– –
FPAC
21
DELISTED
Far Peak Acquisition Corporation
FPAC
$990K 0.37%
100,100
+100
+0.1% +$985
SHCA
22
DELISTED
Spindletop Health Acquisition Corp. Class A Common Stock
SHCA
$945K 0.35%
93,850
-142
-0.2% -$1.42K
NEE.PRQ
23
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$826K 0.31%
+17,000
New +$889K
KKR.PRC
24
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$816K 0.31%
+15,000
New +$950K
AIMAU
25
DELISTED
Aimfinity Investment Corp I Unit
AIMAU
$792K 0.3%
80,000
– –
1
2 3 4 5

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Elequin Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Elequin Capital held 746 positions worth $267M, down 39% from $437M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Elequin Capital withdrew a net $43.3M in Q3 2022, closing 192 positions and reducing 153 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $140M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 9.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Elequin Capital opened a new position in Stanley Black & Decker, Inc. worth $41.1M.

  • Elequin Capital's largest Q3 2022 buy was Stanley Black & Decker, Inc.: 850,245 shares worth $41.1M.
  • Elequin Capital added most to South Jersey Industries, Inc. Corporate Units in Q3 2022, an estimated $21.4M increase.
  • Elequin Capital's biggest Q3 2022 reduction was Austerlitz Acquisition Corporation II, cutting an estimated $1.01M.
  • Elequin Capital fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $140M.
  • Elequin Capital's ten largest holdings make up 79% of its $267M portfolio in Q3 2022.
  • Elequin Capital opened 321 new positions and closed 192 in Q3 2022.
  • Elequin Capital's portfolio value fell 39% quarter-over-quarter to $267M.

Based on Elequin Capital's 13F filing for Q3 2022, filed 10 Nov 2022.