EC

Elequin Capital Portfolio holdings

AUM $724M
This Quarter Return
-6.2%
1 Year Return
+15.4%
3 Year Return
+28.5%
5 Year Return
–
10 Year Return
–
AUM
$590M
AUM Growth
+$590M
Cap. Flow
+$383M
Cap. Flow %
64.88%
Top 10 Hldgs %
98.25%
Holding
357
New
300
Increased
18
Reduced
12
Closed
13

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$370M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$17.3M
3
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$14M
4
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M
5
APTV icon
Aptiv
APTV
$1.29M

Top Sells

1
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$10.4M
2
MBB icon
iShares MBS ETF
MBB
$8.85M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.9M
4
MUB icon
iShares National Muni Bond ETF
MUB
$3.02M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$1.2M

Sector Composition

1 Technology 0.48%
2 Consumer Discretionary 0.39%
3 Utilities 0.28%
4 Healthcare 0.14%
5 Communication Services 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHR.PRA
1
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$453M 76.69% 231,221 +189,047 +448% +$370M
AVTR.PRA
2
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$25.4M 4.3% 245,931 +135,450 +123% +$14M
SJIV
3
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$17.3M 2.92% +248,004 New +$17.3M
WTRU
4
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3.22M 0.55% +52,473 New +$3.22M
APTV icon
5
Aptiv
APTV
$17.3B
$1.29M 0.22% +10,743 New +$1.29M
AQN icon
6
Algonquin Power & Utilities
AQN
$4.45B
$1.05M 0.18% +67,450 New +$1.05M
PANW icon
7
Palo Alto Networks
PANW
$127B
$428K 0.07% +687 New +$428K
AVGO icon
8
Broadcom
AVGO
$1.4T
$331K 0.06% +526 New +$331K
TFI icon
9
SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.21B
$242K 0.04% +5,047 New +$242K
NEE icon
10
NextEra Energy, Inc.
NEE
$148B
$222K 0.04% +2,618 New +$222K
PXD
11
DELISTED
Pioneer Natural Resource Co.
PXD
$166K 0.03% +665 New +$166K
AVGOP
12
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$163K 0.03% +83 New +$163K
DXCM icon
13
DexCom
DXCM
$29.5B
$158K 0.03% +308 New +$158K
SNAP icon
14
Snap
SNAP
$12.1B
$120K 0.02% +3,339 New +$120K
LYV icon
15
Live Nation Entertainment
LYV
$38.6B
$118K 0.02% +999 New +$118K
MDB icon
16
MongoDB
MDB
$25.7B
$115K 0.02% +260 New +$115K
AKAM icon
17
Akamai
AKAM
$11.3B
$114K 0.02% +958 New +$114K
HYMB icon
18
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$2.66B
$104K 0.02% 1,881 -21,002 -92% -$1.16M
LUV icon
19
Southwest Airlines
LUV
$17.3B
$101K 0.02% +2,208 New +$101K
AVTR icon
20
Avantor
AVTR
$9.18B
$98K 0.02% +2,888 New +$98K
WDAY icon
21
Workday
WDAY
$61.6B
$98K 0.02% +409 New +$98K
XYZ
22
Block, Inc.
XYZ
$48.5B
$95K 0.02% +699 New +$95K
DISH
23
DELISTED
DISH Network Corp.
DISH
$92K 0.02% +2,908 New +$92K
DKS icon
24
Dick's Sporting Goods
DKS
$17B
$91K 0.02% +906 New +$91K
WOLF icon
25
Wolfspeed
WOLF
$194M
$91K 0.02% +801 New +$91K
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