Duff & Phelps Investment Management’s Novartis NVS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-22,021	Closed	-$2.01M	–	230
2019 Q2	$2.01M	Sell	22,021 -43,990	-67%	-$4.01M	0.03%	159
2019 Q1	$5.69M	Buy	66,011 +9,306	+16%	+$802K	0.09%	121
2018 Q4	$4.36M	Buy	+56,705	New	+$4.36M	0.07%	131