Dubuque Bank & Trust’s FlexShares Global Upstream Natural Resources Index Fund GUNR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-783	Closed	-$26K	–	354
2019 Q1	$26K	Hold	783	–	–	﹤0.01%	341
2018 Q4	$23K	Hold	783	–	–	﹤0.01%	348
2018 Q3	$26K	Hold	783	–	–	﹤0.01%	333
2018 Q2	$27K	Hold	783	–	–	﹤0.01%	374
2018 Q1	$26K	Hold	783	–	–	﹤0.01%	408
2017 Q4	$26K	Buy	783 +623	+389%	+$19.9K	﹤0.01%	412
2017 Q3	$5K	Hold	160	–	–	﹤0.01%	547
2017 Q2	$5K	Hold	160	–	–	﹤0.01%	526
2017 Q1	$5K	Hold	160	–	–	﹤0.01%	544
2016 Q4	$5K	Hold	160	–	–	﹤0.01%	477
2016 Q3	$4K	Buy	160 +59	+58%	+$1.6K	﹤0.01%	469
2016 Q2	$3K	Buy	+101	New	+$2.58K	﹤0.01%	516
2015 Q4	–	Sell	-266	Closed	-$6K	–	742
2015 Q3	$6K	Buy	+266	New	+$7.01K	﹤0.01%	487
2015 Q2	–	Sell	-200	Closed	-$6K	–	631
2015 Q1	$6K	Hold	200	–	–	﹤0.01%	492
2014 Q4	$6K	Hold	200	–	–	﹤0.01%	476
2014 Q3	$7K	Hold	200	–	–	﹤0.01%	479
2014 Q2	$7K	Sell	200 -252	-56%	-$9.09K	﹤0.01%	515
2014 Q1	$16K	Hold	452	–	–	﹤0.01%	310
2013 Q4	$16K	Hold	452	–	–	﹤0.01%	309
2013 Q3	$15K	Hold	452	–	–	﹤0.01%	292
2013 Q2	$14K	Buy	+452	New	+$15.3K	﹤0.01%	262