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DRW Securities’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

DRW Securities’s Portfolio FNK Stock Details FNK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-14,148
Closed -$454K – 97
2014
Q2 		$454K Buy
+14,148
New +$435K 0.08% 72

Other funds holding FNK

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
SI
Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

DRW Securities's FNK Position: Q3 2014 in Review

DRW Securities sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q3 2014, closing a stake of 14,148 shares — an estimated $454K sold.

DRW Securities first reported a position in FNK in Q2 2014 and held it in 1 quarter. The position peaked at $454K in Q2 2014. 23 funds tracked by Wall St. Rank hold FNK as of Q3 2014.

  • DRW Securities reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q3 2014 after selling out during the quarter.
  • DRW Securities sold 14,148 First Trust Mid Cap Value AlphaDEX Fund shares in Q3 2014, an estimated $454K.
  • DRW Securities first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q2 2014 and held it in 1 quarter.
  • DRW Securities's First Trust Mid Cap Value AlphaDEX Fund position peaked at $454K in Q2 2014.
  • 23 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q3 2014.

Based on DRW Securities's 13F filing for Q3 2014, filed 14 Nov 2014.