Dock Street Asset Management’s Invesco Golden Dragon China ETF PGJ Stock Holding History

Dock Street Asset Management’s Portfolio PGJ Stock Details PGJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-133,270	Closed	-$4M	–	53
2014 Q3	$4M	Buy	133,270 +9,358	+8%	+$298K	2.39%	16
2014 Q2	$3.83M	Sell	123,912 -1,136	-0.9%	-$33K	2.04%	17
2014 Q1	$3.76M	Buy	125,048 +10,306	+9%	+$316K	1.99%	17
2013 Q4	$3.48M	Buy	+114,742	New	+$3.35M	1.67%	23

Other funds holding PGJ

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Dock Street Asset Management's PGJ Position: Q4 2014 in Review

Dock Street Asset Management sold out of Invesco Golden Dragon China ETF (PGJ) in Q4 2014, closing a stake of 133,270 shares — an estimated $4M sold.

Dock Street Asset Management first reported a position in PGJ in Q4 2013 and held it in 4 quarters. The position peaked at $4M in Q3 2014. 45 funds tracked by Wall St. Rank hold PGJ as of Q4 2014.

Dock Street Asset Management reported no remaining Invesco Golden Dragon China ETF position as of Q4 2014 after selling out during the quarter.
Dock Street Asset Management sold 133,270 Invesco Golden Dragon China ETF shares in Q4 2014, an estimated $4M.
Dock Street Asset Management first reported a position in Invesco Golden Dragon China ETF in Q4 2013 and held it in 4 quarters.
Dock Street Asset Management's Invesco Golden Dragon China ETF position peaked at $4M in Q3 2014.
45 funds tracked by Wall St. Rank held Invesco Golden Dragon China ETF as of Q4 2014.

Based on Dock Street Asset Management's 13F filing for Q4 2014, filed 30 Jan 2015.