DCM
NPTN

Dialectic Capital Management’s NEOPHOTONICS CORP NPTN Stock Holding History

Dialectic Capital Management’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-56,340
Closed -$234K – 211
2014
Q2 		$234K Sell
56,340
-37,229
-40% -$197K 0.07% 149
2014
Q1 		$742K Buy
+93,569
New +$697K 0.25% 116
2013
Q4 		– Sell
-32,220
Closed -$238K – 209
2013
Q3 		$238K Buy
+32,220
New +$251K 0.05% 160

Other funds holding NPTN

AWMDMG
Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return
RA
Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return
MCM
Masters Capital Management Atlanta, Georgia $3.9B AUM 50.88% 1-Year Est. Return
ARM
Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return
PCM
Penn Capital Management Philadelphia, Pennsylvania $1.58B AUM 81.2% 1-Year Est. Return
WPC
White Pine Capital Bloomington, Minnesota $423M AUM 67.01% 1-Year Est. Return
SM
Senvest Management New York $3.41B AUM 66.27% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
DCM
Dupont Capital Management Wilmington, Delaware $2.18M AUM 50.81% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Dialectic Capital Management's NPTN Position: Q3 2014 in Review

Dialectic Capital Management sold out of NEOPHOTONICS CORP (NPTN) in Q3 2014, closing a stake of 56,340 shares — an estimated $234K sold.

Dialectic Capital Management first reported a position in NPTN in Q3 2013 and held it in 3 quarters. The position peaked at $742K in Q1 2014. 47 funds tracked by Wall St. Rank hold NPTN as of Q3 2014.

  • Dialectic Capital Management reported no remaining NEOPHOTONICS CORP position as of Q3 2014 after selling out during the quarter.
  • Dialectic Capital Management sold 56,340 NEOPHOTONICS CORP shares in Q3 2014, an estimated $234K.
  • Dialectic Capital Management first reported a position in NEOPHOTONICS CORP in Q3 2013 and held it in 3 quarters.
  • Dialectic Capital Management's NEOPHOTONICS CORP position peaked at $742K in Q1 2014.
  • 47 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2014.

Based on Dialectic Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.