Dialectic Capital Management’s NEOPHOTONICS CORP NPTN Stock Holding History

Dialectic Capital Management’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-56,340	Closed	-$234K	–	249
2014 Q2	$234K	Sell	56,340 -37,229	-40%	-$197K	0.14%	149
2014 Q1	$742K	Buy	+93,569	New	+$697K	0.53%	116
2013 Q4	–	Sell	-32,220	Closed	-$238K	–	253
2013 Q3	$238K	Buy	+32,220	New	+$251K	0.14%	160

Other funds holding NPTN

Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Masters Capital Management Atlanta, Georgia $677M AUM 57.21% 1-Year Est. Return

Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return

Penn Capital Management Philadelphia, Pennsylvania $1.29B AUM 53.44% 1-Year Est. Return

White Pine Capital Bloomington, Minnesota $355M AUM 45.63% 1-Year Est. Return

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dupont Capital Management Wilmington, Delaware $879M AUM 29.99% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return