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DCM

DG Capital Management Portfolio holdings

AUM $326M
1-Year Est. Return 39.67%
This Fund
S&P 500
This Quarter Est. Return
+0.55%
1 Year Est. Return
+39.67%
3 Year Est. Return
+81.23%
5 Year Est. Return
+56.79%
10 Year Est. Return
–
AUM
$493M
AUM Growth
+$29.6M
Cap. Flow
+$1.63M
Cap. Flow %
0.33%
Top 10 Hldgs %
44.5%
Holding
211
New
17
Increased
15
Reduced
10
Closed
38

Top Buys

Rank Stock Value
1
CYH icon
Community Health Systems
CYH
+$18.2M
2
WH icon
Wyndham Hotels & Resorts
WH
+$7.29M
3
INSE icon
Inspired Entertainment
INSE
+$5.67M
4
TCS
THE CONTAINER STORE GROUP, INC.
TCS
+$4.36M
5
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$3.5M

Top Sells

Rank Stock Value
1
VRTX icon
Vertex Pharmaceuticals
VRTX
+$8.47M
2
AUPH icon
Aurinia Pharmaceuticals
AUPH
+$3.79M
3
UTHR icon
United Therapeutics
UTHR
+$2.02M
4
ORIAU
Orion Biotech Opportunities Corp. Units
ORIAU
+$1.77M
5
AMRN
Amarin Corp
AMRN
+$1.54M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 31.73%
2 Healthcare 22.48%
3 Financials 18.41%
4 Consumer Staples 4.61%
5 Materials 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRI icon
176
CALL
Darden Restaurants
DRI
$23.4B
– –
-79,300
Closed -$11.6M
ISPOW
177
DELISTED
Inspirato Inc Warrant
ISPOW
– –
-200,000
Closed -$260K
RUMBW
178
RUM Group Inc Warrant
RUMBW
$13.5M
– –
-6,250
Closed -$6K
VRTX icon
179
Vertex Pharmaceuticals
VRTX
$121B
– –
-42,000
Closed -$8.47M
SLAMW
180
DELISTED
Slam Corp. warrant
SLAMW
– –
-2,500
Closed -$3K
MVLAW
181
DELISTED
Movella Holdings Inc. Warrant
MVLAW
– –
-4,999
Closed -$5K
ORIAU
182
DELISTED
Orion Biotech Opportunities Corp. Units
ORIAU
– –
-175,000
Closed -$1.77M
ALTIW
183
DELISTED
AlTi Global Inc Warrant
ALTIW
– –
-86,665
Closed -$73K
FRSGW
184
DELISTED
First Reserve Sustainable Growth Corp. Warrant
FRSGW
– –
-12,624
Closed -$15K
FPAC.U
185
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
– –
-5,400
Closed -$56K
FPAC
186
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-15,236
Closed -$152K
LOKM.WS
187
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
– –
-2,960
Closed -$5K
TZPSU
188
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
– –
-1,037
Closed -$10K
MDH.U
189
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
– –
-100,000
Closed -$1M
HIII
190
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
– –
-9,149
Closed -$89K
HIIIW
191
DELISTED
Hudson Executive Investment Corp. III Warrant
HIIIW
– –
-1,829
Closed -$2K
RXRAW
192
DELISTED
RXR Acquisition Corp. Warrants to purchase Class A common stock
RXRAW
– –
-5,040
Closed -$5K
KAHC.WS
193
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
– –
-3,782
Closed -$4K
OEPWU
194
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
– –
-5,974
Closed -$60K
ACII.U
195
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
– –
-1,000
Closed -$10K
SPGS.WS
196
DELISTED
Simon Property Group Acquisition Holdings, Inc. Warrants, each exercisable for one Class A common stock at an exercise price of $11.50 per share
SPGS.WS
– –
-3,880
Closed -$6K
BOAS.WS
197
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
– –
-8,333
Closed -$7K
GSQD.WS
198
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
– –
-17,999
Closed -$22K
FVIV.WS
199
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
– –
-8,177
Closed -$10K
CFVIU
200
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
– –
-7,600
Closed -$76K
5 6 7
8
9

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DG Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, DG Capital Management held 211 positions worth $493M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DG Capital Management's Q3 2021 filing shows 17 new, 15 increased, 10 reduced and 38 closed positions. Its largest new stake was Community Health Systems: 1,394,475 shares worth $16.3M. The largest sale was Vertex Pharmaceuticals, an estimated $8.47M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 32% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

  • DG Capital Management's largest Q3 2021 buy was Community Health Systems: 1,394,475 shares worth $16.3M.
  • DG Capital Management added most to Wyndham Hotels & Resorts in Q3 2021, an estimated $7.29M increase.
  • DG Capital Management's biggest Q3 2021 reduction was Aurinia Pharmaceuticals, cutting an estimated $3.79M.
  • DG Capital Management fully exited Vertex Pharmaceuticals in Q3 2021, selling an estimated $8.47M.
  • DG Capital Management's ten largest holdings make up 44% of its $493M portfolio in Q3 2021.
  • DG Capital Management opened 17 new positions and closed 38 in Q3 2021.
  • DG Capital Management's portfolio value rose 6.4% quarter-over-quarter to $493M.

Based on DG Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.