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DCM

DG Capital Management Portfolio holdings

AUM $326M
1-Year Est. Return 39.67%
This Fund
S&P 500
This Quarter Est. Return
+0.55%
1 Year Est. Return
+39.67%
3 Year Est. Return
+81.23%
5 Year Est. Return
+56.79%
10 Year Est. Return
–
AUM
$493M
AUM Growth
+$29.6M
Cap. Flow
+$1.63M
Cap. Flow %
0.33%
Top 10 Hldgs %
44.5%
Holding
211
New
17
Increased
15
Reduced
10
Closed
38

Top Buys

Rank Stock Value
1
CYH icon
Community Health Systems
CYH
+$18.2M
2
WH icon
Wyndham Hotels & Resorts
WH
+$7.29M
3
INSE icon
Inspired Entertainment
INSE
+$5.67M
4
TCS
THE CONTAINER STORE GROUP, INC.
TCS
+$4.36M
5
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$3.5M

Top Sells

Rank Stock Value
1
VRTX icon
Vertex Pharmaceuticals
VRTX
+$8.47M
2
AUPH icon
Aurinia Pharmaceuticals
AUPH
+$3.79M
3
UTHR icon
United Therapeutics
UTHR
+$2.02M
4
ORIAU
Orion Biotech Opportunities Corp. Units
ORIAU
+$1.77M
5
AMRN
Amarin Corp
AMRN
+$1.54M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 31.73%
2 Healthcare 22.48%
3 Financials 18.41%
4 Consumer Staples 4.61%
5 Materials 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEV.WS
151
DELISTED
FinTech Evolution Acquisition Group Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share for $11.50 per share
FTEV.WS
$27K 0.01%
40,000
– –
JWSM.WS
152
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$26K 0.01%
22,225
– –
ASZ.WS
153
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$25K 0.01%
24,199
– –
LGACW
154
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$23K ﹤0.01%
30,039
– –
PDOT.WS
155
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$21K ﹤0.01%
25,399
– –
ZWRKW
156
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$21K ﹤0.01%
33,333
– –
PNTM.WS
157
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$20K ﹤0.01%
27,550
– –
LCAAW
158
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$19K ﹤0.01%
27,500
– –
MACC.WS
159
DELISTED
Mission Advancement Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
MACC.WS
$19K ﹤0.01%
33,333
– –
FRONW
160
DELISTED
Frontier Acquisition Corp. Warrant
FRONW
$17K ﹤0.01%
18,107
– –
AMPI.WS
161
DELISTED
Advanced Merger Partners Inc Warrants
AMPI.WS
$16K ﹤0.01%
17,566
– –
APGB.WS
162
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$15K ﹤0.01%
15,756
– –
WPCB.WS
163
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
$14K ﹤0.01%
15,000
– –
AILEW
164
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$14K ﹤0.01%
25,000
– –
MONDW
165
DELISTED
Mondee Holdings, Inc. Warrant
MONDW
$13K ﹤0.01%
20,500
– –
RGTIW icon
166
Rigetti Computing Warrants
RGTIW
$143M
$10K ﹤0.01%
12,500
– –
XBPEW
167
XBP Europe Holdings Warrant
XBPEW
$1.45M
$10K ﹤0.01%
10,000
– –
ACII.WS
168
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$10K ﹤0.01%
12,169
– –
VGII.WS
169
DELISTED
Virgin Group Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one Class
VGII.WS
$10K ﹤0.01%
11,472
– –
PSAGW
170
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$9K ﹤0.01%
12,499
– –
VEEAW
171
Veea Inc Warrant
VEEAW
$8K ﹤0.01%
10,000
– –
OHPAW
172
DELISTED
Orion Acquisition Corp. Warrant
OHPAW
$8K ﹤0.01%
12,500
– –
AMR icon
173
Alpha Metallurgical Resources
AMR
$1.76B
– –
-5,327
Closed -$137K
AUR icon
174
Aurora
AUR
$13.3B
– –
-88,800
Closed -$877K
AUROW
175
Aurora Innovation Warrant
AUROW
$370M
– –
-11,100
Closed -$20K
5 6
7
8 9

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DG Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, DG Capital Management held 211 positions worth $493M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DG Capital Management's Q3 2021 filing shows 17 new, 15 increased, 10 reduced and 38 closed positions. Its largest new stake was Community Health Systems: 1,394,475 shares worth $16.3M. The largest sale was Vertex Pharmaceuticals, an estimated $8.47M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 32% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

  • DG Capital Management's largest Q3 2021 buy was Community Health Systems: 1,394,475 shares worth $16.3M.
  • DG Capital Management added most to Wyndham Hotels & Resorts in Q3 2021, an estimated $7.29M increase.
  • DG Capital Management's biggest Q3 2021 reduction was Aurinia Pharmaceuticals, cutting an estimated $3.79M.
  • DG Capital Management fully exited Vertex Pharmaceuticals in Q3 2021, selling an estimated $8.47M.
  • DG Capital Management's ten largest holdings make up 44% of its $493M portfolio in Q3 2021.
  • DG Capital Management opened 17 new positions and closed 38 in Q3 2021.
  • DG Capital Management's portfolio value rose 6.4% quarter-over-quarter to $493M.

Based on DG Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.