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DCM

DG Capital Management Portfolio holdings

AUM $326M
1-Year Est. Return 39.67%
This Fund
S&P 500
This Quarter Est. Return
+0.55%
1 Year Est. Return
+39.67%
3 Year Est. Return
+81.23%
5 Year Est. Return
+56.79%
10 Year Est. Return
–
AUM
$493M
AUM Growth
+$29.6M
Cap. Flow
+$1.63M
Cap. Flow %
0.33%
Top 10 Hldgs %
44.5%
Holding
211
New
17
Increased
15
Reduced
10
Closed
38

Top Buys

Rank Stock Value
1
CYH icon
Community Health Systems
CYH
+$18.2M
2
WH icon
Wyndham Hotels & Resorts
WH
+$7.29M
3
INSE icon
Inspired Entertainment
INSE
+$5.67M
4
TCS
THE CONTAINER STORE GROUP, INC.
TCS
+$4.36M
5
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$3.5M

Top Sells

Rank Stock Value
1
VRTX icon
Vertex Pharmaceuticals
VRTX
+$8.47M
2
AUPH icon
Aurinia Pharmaceuticals
AUPH
+$3.79M
3
UTHR icon
United Therapeutics
UTHR
+$2.02M
4
ORIAU
Orion Biotech Opportunities Corp. Units
ORIAU
+$1.77M
5
AMRN
Amarin Corp
AMRN
+$1.54M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 31.73%
2 Healthcare 22.48%
3 Financials 18.41%
4 Consumer Staples 4.61%
5 Materials 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLAM
126
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$98K 0.02%
10,000
– –
SSAAW
127
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$95K 0.02%
135,981
– –
FLACW
128
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
$95K 0.02%
149,999
– –
NRACW
129
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$93K 0.02%
137,189
– –
FINMW
130
DELISTED
Marlin Technology Corporation Warrant
FINMW
$90K 0.02%
112,825
– –
SPTKW
131
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
$90K 0.02%
100,000
– –
PTOCW
132
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
$70K 0.01%
99,999
– –
SWETW
133
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$70K 0.01%
100,249
– –
SCOAW
134
DELISTED
ScION Tech Growth I Warrant
SCOAW
$57K 0.01%
73,333
– –
CLRMW
135
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$52K 0.01%
83,332
– –
TWNI.WS
136
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
$52K 0.01%
83,333
– –
FSNB.WS
137
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$51K 0.01%
73,800
– –
TWNT.WS
138
DELISTED
Tailwind Two Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant
TWNT.WS
$50K 0.01%
50,000
– –
AGGRW
139
DELISTED
Agile Growth Corp Warrant
AGGRW
$43K 0.01%
66,666
– –
COOLW
140
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$42K 0.01%
49,998
– –
AAC.WS
141
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$42K 0.01%
48,999
– –
MDAIW icon
142
Spectral AI Warrants
MDAIW
$5.69M
$41K 0.01%
74,999
– –
FMIVW
143
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$41K 0.01%
37,499
– –
CLAS.WS
144
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$37K 0.01%
62,499
– –
MIT.WS
145
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$36K 0.01%
49,998
– –
COVAW
146
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$35K 0.01%
60,000
– –
ESM.WS
147
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$33K 0.01%
50,701
– –
ORIAW
148
DELISTED
Orion Biotech Opportunities Corp. Warrant
ORIAW
$32K 0.01%
+35,000
New +$45.5K
SPKBW
149
DELISTED
Silver Spike Acquisition Corp II Warrant
SPKBW
$29K 0.01%
26,398
– –
EPHYW
150
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$29K 0.01%
33,328
– –
4 5
6
7 8

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DG Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, DG Capital Management held 211 positions worth $493M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DG Capital Management's Q3 2021 filing shows 17 new, 15 increased, 10 reduced and 38 closed positions. Its largest new stake was Community Health Systems: 1,394,475 shares worth $16.3M. The largest sale was Vertex Pharmaceuticals, an estimated $8.47M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 32% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

  • DG Capital Management's largest Q3 2021 buy was Community Health Systems: 1,394,475 shares worth $16.3M.
  • DG Capital Management added most to Wyndham Hotels & Resorts in Q3 2021, an estimated $7.29M increase.
  • DG Capital Management's biggest Q3 2021 reduction was Aurinia Pharmaceuticals, cutting an estimated $3.79M.
  • DG Capital Management fully exited Vertex Pharmaceuticals in Q3 2021, selling an estimated $8.47M.
  • DG Capital Management's ten largest holdings make up 44% of its $493M portfolio in Q3 2021.
  • DG Capital Management opened 17 new positions and closed 38 in Q3 2021.
  • DG Capital Management's portfolio value rose 6.4% quarter-over-quarter to $493M.

Based on DG Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.