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DCM

DG Capital Management Portfolio holdings

AUM $326M
1-Year Est. Return 39.67%
This Fund
S&P 500
This Quarter Est. Return
+0.55%
1 Year Est. Return
+39.67%
3 Year Est. Return
+81.23%
5 Year Est. Return
+56.79%
10 Year Est. Return
–
AUM
$493M
AUM Growth
+$29.6M
Cap. Flow
+$1.63M
Cap. Flow %
0.33%
Top 10 Hldgs %
44.5%
Holding
211
New
17
Increased
15
Reduced
10
Closed
38

Top Buys

Rank Stock Value
1
CYH icon
Community Health Systems
CYH
+$18.2M
2
WH icon
Wyndham Hotels & Resorts
WH
+$7.29M
3
INSE icon
Inspired Entertainment
INSE
+$5.67M
4
TCS
THE CONTAINER STORE GROUP, INC.
TCS
+$4.36M
5
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$3.5M

Top Sells

Rank Stock Value
1
VRTX icon
Vertex Pharmaceuticals
VRTX
+$8.47M
2
AUPH icon
Aurinia Pharmaceuticals
AUPH
+$3.79M
3
UTHR icon
United Therapeutics
UTHR
+$2.02M
4
ORIAU
Orion Biotech Opportunities Corp. Units
ORIAU
+$1.77M
5
AMRN
Amarin Corp
AMRN
+$1.54M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 31.73%
2 Healthcare 22.48%
3 Financials 18.41%
4 Consumer Staples 4.61%
5 Materials 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEEA
101
Veea Inc
VEEA
$8.34M
$484K 0.1%
50,000
– –
MOND
102
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
$400K 0.08%
41,000
– –
XBP icon
103
XBP Global Holdings
XBP
$33.7M
$399K 0.08%
4,000
– –
INMB icon
104
INmune Bio
INMB
$46.5M
$388K 0.08%
+20,000
New +$386K
ADF
105
DELISTED
Aldel Financial Inc
ADF
$344K 0.07%
34,054
-65,946
-66% -$654K
VGII.U
106
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$297K 0.06%
+30,000
New +$299K
QTEK
107
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$249K 0.05%
25,000
– –
PEAR
108
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$249K 0.05%
25,000
– –
CFV
109
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$248K 0.05%
25,000
– –
RACB
110
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
$246K 0.05%
+25,000
New +$247K
RXRA
111
DELISTED
RXR Acquisition Corp. Class A Common Stock
RXRA
$245K 0.05%
25,200
– –
KAHC
112
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$245K 0.05%
25,130
– –
RUM icon
113
RUM Group Inc
RUM
$1.61B
$243K 0.05%
25,000
– –
BOAS
114
DELISTED
BOA Acquisition Corp.
BOAS
$243K 0.05%
25,000
– –
RIBT
115
DELISTED
RiceBran Technologies
RIBT
$243K 0.05%
41,212
– –
MVLA
116
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$231K 0.05%
23,340
– –
FRSGU
117
DELISTED
First Reserve Sustainable Growth Corp. Unit
FRSGU
$224K 0.05%
22,305
-27,695
-55% -$277K
JWSM.U
118
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$219K 0.04%
+21,800
New +$219K
GPGI
119
GPGI Inc
GPGI
$3.83B
$218K 0.04%
25,987
– –
SPGS
120
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$195K 0.04%
19,951
– –
EPWR.WS
121
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$187K 0.04%
249,999
– –
BIOTW
122
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$148K 0.03%
224,999
– –
LOKM
123
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$143K 0.03%
14,800
– –
FSSIW
124
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$137K 0.03%
200,000
– –
GSAQW
125
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$133K 0.03%
234,999
– –
3 4
5
6 7

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DG Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, DG Capital Management held 211 positions worth $493M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

DG Capital Management's Q3 2021 filing shows 17 new, 15 increased, 10 reduced and 38 closed positions. Its largest new stake was Community Health Systems: 1,394,475 shares worth $16.3M. The largest sale was Vertex Pharmaceuticals, an estimated $8.47M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 32% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

  • DG Capital Management's largest Q3 2021 buy was Community Health Systems: 1,394,475 shares worth $16.3M.
  • DG Capital Management added most to Wyndham Hotels & Resorts in Q3 2021, an estimated $7.29M increase.
  • DG Capital Management's biggest Q3 2021 reduction was Aurinia Pharmaceuticals, cutting an estimated $3.79M.
  • DG Capital Management fully exited Vertex Pharmaceuticals in Q3 2021, selling an estimated $8.47M.
  • DG Capital Management's ten largest holdings make up 44% of its $493M portfolio in Q3 2021.
  • DG Capital Management opened 17 new positions and closed 38 in Q3 2021.
  • DG Capital Management's portfolio value rose 6.4% quarter-over-quarter to $493M.

Based on DG Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.