Deutsche Bank’s RiverNorth Opportunities Fund RIV Stock Holding History

Deutsche Bank’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-44,441	Closed	-$815K	–	5158
2016 Q2	$815K	Buy	44,441 +9,627	+28%	+$176K	﹤0.01%	3021
2016 Q1	$613K	Buy	+34,814	New	+$607K	﹤0.01%	3097

Other funds holding RIV

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Deutsche Bank's RIV Position: Q3 2016 in Review

Deutsche Bank sold out of RiverNorth Opportunities Fund (RIV) in Q3 2016, closing a stake of 44,441 shares — an estimated $815K sold.

Deutsche Bank first reported a position in RIV in Q1 2016 and held it in 2 quarters. The position peaked at $815K in Q2 2016. 8 funds tracked by Wall St. Rank hold RIV as of Q3 2016.

Deutsche Bank reported no remaining RiverNorth Opportunities Fund position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 44,441 RiverNorth Opportunities Fund shares in Q3 2016, an estimated $815K.
Deutsche Bank first reported a position in RiverNorth Opportunities Fund in Q1 2016 and held it in 2 quarters.
Deutsche Bank's RiverNorth Opportunities Fund position peaked at $815K in Q2 2016.
8 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.