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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+6.19%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$379M
AUM Growth
+$18.1M
Cap. Flow
-$2.54M
Cap. Flow %
-0.67%
Top 10 Hldgs %
38.51%
Holding
253
New
16
Increased
71
Reduced
76
Closed
15

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$1.15M
2
SINA
Sina Corp
SINA
+$1.01M
3
PEGI
Pattern Energy Group Inc. Class A
PEGI
+$1.01M
4
JCI icon
Johnson Controls International
JCI
+$974K
5
HON icon
Honeywell
HON
+$962K

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.27M
2
UNH icon
UnitedHealth
UNH
+$3.71M
3
AAPL icon
Apple
AAPL
+$2.4M
4
AGN
Allergan plc
AGN
+$2.33M
5
WDC icon
Western Digital
WDC
+$2.08M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.36%
2 Technology 15.24%
3 Consumer Staples 10.5%
4 Financials 9.44%
5 Healthcare 9.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
1
iShares MSCI Emerging Markets ETF
EEM
$27.6B
$36.3M 9.57%
769,831
-16,677
-2% -$772K
MSFT icon
2
Microsoft
MSFT
$2.94T
$14.8M 3.91%
173,510
-1,060
-0.6% -$87K
HD icon
3
Home Depot
HD
$342B
$13.5M 3.55%
71,000
-220
-0.3% -$38K
NEE icon
4
NextEra Energy
NEE
$186B
$12.4M 3.28%
318,680
-12,080
-4% -$466K
JPM icon
5
JPMorgan Chase
JPM
$930B
$12.4M 3.27%
115,890
-590
-0.5% -$59.7K
RTN
6
DELISTED
Raytheon Company
RTN
$12.1M 3.2%
64,540
-200
-0.3% -$37.3K
NOC icon
7
Northrop Grumman
NOC
$77.4B
$11.4M 3%
37,010
– –
AWK icon
8
American Water Works
AWK
$27B
$11.2M 2.97%
122,900
-11,390
-8% -$1.01M
BABA icon
9
Alibaba
BABA
$277B
$11.1M 2.93%
64,450
-1,500
-2% -$269K
MCD icon
10
McDonald's
MCD
$194B
$10.8M 2.84%
62,500
– –
CCL icon
11
Carnival Corporation Ltd
CCL
$38B
$10.5M 2.77%
158,250
-6,430
-4% -$426K
COP icon
12
ConocoPhillips
COP
$144B
$10.4M 2.73%
188,880
-390
-0.2% -$20.1K
ADI icon
13
Analog Devices
ADI
$173B
$10.2M 2.69%
114,520
+2,120
+2% +$188K
AVGO icon
14
Broadcom
AVGO
$1.79T
$10.1M 2.67%
394,300
-1,700
-0.4% -$44.2K
MO icon
15
Altria Group
MO
$126B
$9.35M 2.47%
130,980
-5,380
-4% -$361K
PM icon
16
Philip Morris
PM
$313B
$9.19M 2.42%
86,970
-430
-0.5% -$45.8K
T icon
17
AT&T
T
$167B
$8.75M 2.31%
298,072
-8,725
-3% -$238K
NTRS icon
18
Northern Trust
NTRS
$22.1B
$8.61M 2.27%
86,200
-5,600
-6% -$534K
MRK icon
19
Merck
MRK
$324B
$8.21M 2.17%
152,966
+31
+0% +$1.72K
XOM icon
20
ExxonMobil
XOM
$653B
$8.21M 2.17%
98,170
-3,460
-3% -$286K
UNH icon
21
UnitedHealth
UNH
$385B
$7.6M 2%
34,460
-17,500
-34% -$3.71M
KO icon
22
Coca-Cola
KO
$386B
$6.57M 1.73%
143,190
-500
-0.3% -$23K
SJM icon
23
J.M. Smucker
SJM
$13.6B
$5.83M 1.54%
46,890
-3,410
-7% -$379K
WBA
24
DELISTED
Walgreens Boots Alliance
WBA
$5.59M 1.47%
77,000
– –
AAPL icon
25
Apple
AAPL
$5.02T
$5.46M 1.44%
129,040
-57,400
-31% -$2.4M
1
2 3 4 5

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Daiwa SB Investments's Q4 2017 Portfolio in Review

As of Q4 2017, Daiwa SB Investments held 253 positions worth $379M, up 5% from $361M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Daiwa SB Investments's Q4 2017 filing shows 16 new, 71 increased, 76 reduced and 15 closed positions. Its largest new stake was Sina Corp: 9,500 shares worth $953K. The largest sale was Vanguard S&P 500 ETF, an estimated $4.27M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 16% a quarter earlier, followed by Technology and Consumer Staples.

  • Daiwa SB Investments's largest Q4 2017 buy was Sina Corp: 9,500 shares worth $953K.
  • Daiwa SB Investments added most to DuPont de Nemours in Q4 2017, an estimated $1.15M increase.
  • Daiwa SB Investments's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $4.27M.
  • Daiwa SB Investments fully exited Brown-Forman Class B in Q4 2017, selling an estimated $589K.
  • Daiwa SB Investments's ten largest holdings make up 39% of its $379M portfolio in Q4 2017.
  • Daiwa SB Investments opened 16 new positions and closed 15 in Q4 2017.
  • Daiwa SB Investments's portfolio value rose 5% quarter-over-quarter to $379M.

Based on Daiwa SB Investments's 13F filing for Q4 2017, filed 12 Jan 2018.