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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$387M
AUM Growth
+$41.7M
Cap. Flow
+$34.6M
Cap. Flow %
8.92%
Top 10 Hldgs %
32.28%
Holding
226
New
64
Increased
25
Reduced
121
Closed
15

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$33.8M
2
ED icon
Consolidated Edison
ED
+$6.29M
3
SJM icon
J.M. Smucker
SJM
+$3.43M
4
ZTS icon
Zoetis
ZTS
+$1.74M
5
TCOM icon
Trip.com Group
TCOM
+$1.68M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$10.1M
2
WFC icon
Wells Fargo
WFC
+$1.9M
3
ADI icon
Analog Devices
ADI
+$1.77M
4
MCD icon
McDonald's
MCD
+$1.68M
5
NVDA icon
NVIDIA
NVDA
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 15.87%
2 Healthcare 13.57%
3 Consumer Discretionary 13.5%
4 Consumer Staples 8.72%
5 Financials 8.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
1
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$34.6M 8.93%
+923,964
New +$33.8M
MSFT icon
2
Microsoft
MSFT
$3.43T
$11.3M 2.92%
196,210
-27,310
-12% -$1.54M
AAPL icon
3
Apple
AAPL
$4.43T
$10.9M 2.83%
387,240
-26,120
-6% -$691K
NEE icon
4
NextEra Energy
NEE
$183B
$10M 2.59%
328,400
-5,640
-2% -$178K
PM icon
5
Philip Morris
PM
$300B
$9.94M 2.57%
102,240
+11,430
+13% +$1.14M
MRK icon
6
Merck
MRK
$323B
$9.82M 2.53%
164,861
-6,592
-4% -$385K
AWK icon
7
American Water Works
AWK
$27B
$9.77M 2.52%
130,570
-4,080
-3% -$319K
HD icon
8
Home Depot
HD
$330B
$9.69M 2.5%
75,280
-3,590
-5% -$478K
ADI icon
9
Analog Devices
ADI
$180B
$9.49M 2.45%
147,290
-28,590
-16% -$1.77M
CAH icon
10
Cardinal Health
CAH
$53.6B
$9.43M 2.44%
121,400
-5,100
-4% -$412K
BABA icon
11
Alibaba
BABA
$293B
$9.43M 2.44%
89,150
+12,400
+16% +$1.15M
T icon
12
AT&T
T
$159B
$9.4M 2.43%
306,334
-1,721
-0.6% -$54.4K
COP icon
13
ConocoPhillips
COP
$145B
$9.34M 2.41%
214,940
-3,900
-2% -$162K
MO icon
14
Altria Group
MO
$115B
$9.06M 2.34%
143,270
-5,670
-4% -$377K
RTN
15
DELISTED
Raytheon Company
RTN
$9.05M 2.34%
66,470
-3,160
-5% -$439K
NOC icon
16
Northrop Grumman
NOC
$77.1B
$8.99M 2.32%
42,010
-180
-0.4% -$39K
XOM icon
17
ExxonMobil
XOM
$640B
$8.98M 2.32%
102,910
-7,630
-7% -$677K
BMY icon
18
Bristol-Myers Squibb
BMY
$133B
$8.82M 2.28%
163,590
-180
-0.1% -$11.6K
NVDA icon
19
NVIDIA
NVDA
$4.82T
$8.6M 2.22%
5,020,800
-1,126,400
-18% -$1.66M
CCL icon
20
Carnival Corporation Ltd
CCL
$38.1B
$8.16M 2.11%
167,100
-5,660
-3% -$262K
SBUX icon
21
Starbucks
SBUX
$120B
$8.05M 2.08%
148,710
-7,910
-5% -$442K
JPM icon
22
JPMorgan Chase
JPM
$940B
$7.95M 2.05%
119,370
-22,050
-16% -$1.44M
SLB icon
23
SLB Ltd
SLB
$73.5B
$7.86M 2.03%
99,910
-15,580
-13% -$1.24M
BF.B icon
24
Brown-Forman Class B
BF.B
$13.2B
$7.75M 2%
255,438
-5,656
-2% -$176K
WBA
25
DELISTED
Walgreens Boots Alliance
WBA
$6.77M 1.75%
83,980
+9,990
+14% +$815K
1
2 3 4 5

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Daiwa SB Investments's Q3 2016 Portfolio in Review

As of Q3 2016, Daiwa SB Investments held 226 positions worth $387M, up 12% from $346M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Daiwa SB Investments deployed $34.6M of net new capital in Q3 2016, opening 64 new positions and adding to 25 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 923,964 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Reynolds American Inc, an estimated $10.1M trimmed.

  • Daiwa SB Investments's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 923,964 shares worth $34.6M.
  • Daiwa SB Investments added most to Consolidated Edison in Q3 2016, an estimated $6.29M increase.
  • Daiwa SB Investments's biggest Q3 2016 reduction was Reynolds American Inc, cutting an estimated $10.1M.
  • Daiwa SB Investments fully exited PNC Financial Services in Q3 2016, selling an estimated $902K.
  • Daiwa SB Investments's ten largest holdings make up 32% of its $387M portfolio in Q3 2016.
  • Daiwa SB Investments opened 64 new positions and closed 15 in Q3 2016.
  • Daiwa SB Investments's portfolio value rose 12% quarter-over-quarter to $387M.

Based on Daiwa SB Investments's 13F filing for Q3 2016, filed 12 Oct 2016.