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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$799M
AUM Growth
+$8.88M
Cap. Flow
+$13M
Cap. Flow %
1.62%
Top 10 Hldgs %
40.49%
Holding
144
New
25
Increased
44
Reduced
54
Closed
14

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$107M
2
ABBV icon
AbbVie
ABBV
+$15.3M
3
BMY icon
Bristol-Myers Squibb
BMY
+$12.9M
4
HAS icon
Hasbro
HAS
+$12M
5
PRU icon
Prudential Financial
PRU
+$11.6M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$45.7M
2
AGU
Agrium
AGU
+$12.6M
3
ETN icon
Eaton
ETN
+$12.3M
4
GE icon
GE Aerospace
GE
+$11.9M
5
FCX icon
Freeport-McMoran
FCX
+$11.7M

Sector Composition

Rank Sector Weight
1 Financials 16.84%
2 Healthcare 13.09%
3 Technology 10.46%
4 Energy 9.53%
5 Consumer Discretionary 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$181M 22.67%
919,063
+539,134
+142% +$107M
AAPL icon
2
Apple
AAPL
$4.54T
$17.3M 2.16%
686,444
-52,680
-7% -$1.29M
VZ icon
3
Verizon
VZ
$195B
$16.7M 2.09%
334,686
+1,820
+0.5% +$90.5K
MSFT icon
4
Microsoft
MSFT
$3.45T
$16.7M 2.09%
360,037
-21,720
-6% -$969K
WFC icon
5
Wells Fargo
WFC
$261B
$16.5M 2.06%
317,836
+3,120
+1% +$160K
ABBV icon
6
AbbVie
ABBV
$443B
$15.9M 1.99%
+275,730
New +$15.3M
OXY icon
7
Occidental Petroleum
OXY
$56.8B
$15.6M 1.95%
168,847
+44,997
+36% +$4.32M
F icon
8
Ford
F
$58.5B
$15M 1.88%
1,015,778
-21,580
-2% -$369K
INTC icon
9
Intel
INTC
$455B
$14.4M 1.81%
414,135
-74,220
-15% -$2.51M
DD icon
10
DuPont de Nemours
DD
$18.5B
$14.3M 1.79%
107,435
+1,507
+1% +$201K
PRU icon
11
Prudential Financial
PRU
$42.4B
$14.1M 1.77%
160,421
+129,549
+420% +$11.6M
PFE icon
12
Pfizer
PFE
$143B
$13.4M 1.67%
476,680
+355,156
+292% +$9.97M
BLK icon
13
Blackrock
BLK
$169B
$13.3M 1.67%
40,565
-2,920
-7% -$940K
BMY icon
14
Bristol-Myers Squibb
BMY
$133B
$13.2M 1.66%
+258,820
New +$12.9M
KLAC icon
15
KLA
KLAC
$239B
$13.2M 1.65%
1,674,950
+1,473,200
+730% +$11.1M
TD icon
16
Toronto Dominion Bank
TD
$198B
$13M 1.63%
264,010
+52,310
+25% +$2.71M
HAS icon
17
Hasbro
HAS
$13.3B
$12.6M 1.57%
+228,572
New +$12M
SLB icon
18
SLB Ltd
SLB
$73.6B
$12.5M 1.57%
122,951
+1,190
+1% +$130K
CCL icon
19
Carnival Corporation Ltd
CCL
$38.1B
$11.8M 1.47%
293,000
– –
HAL icon
20
Halliburton
HAL
$26.9B
$11.3M 1.42%
175,848
+1,130
+0.6% +$77.5K
LLY icon
21
Eli Lilly
LLY
$1.02T
$10.8M 1.35%
166,670
-35,361
-18% -$2.24M
CVX icon
22
Chevron
CVX
$392B
$10.7M 1.34%
89,820
-341
-0.4% -$43.5K
LYB icon
23
LyondellBasell Industries
LYB
$20B
$10.7M 1.34%
98,400
– –
RY icon
24
Royal Bank of Canada
RY
$291B
$10.5M 1.32%
+147,300
New +$10.8M
COP icon
25
ConocoPhillips
COP
$147B
$10.2M 1.28%
+133,300
New +$10.9M
1
2 3 4 5

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Daiwa SB Investments's Q3 2014 Portfolio in Review

As of Q3 2014, Daiwa SB Investments held 144 positions worth $799M, up 1.1% from $790M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Daiwa SB Investments's Q3 2014 filing shows 25 new, 44 increased, 54 reduced and 14 closed positions. Its largest new stake was AbbVie: 275,730 shares worth $15.9M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $45.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

  • Daiwa SB Investments's largest Q3 2014 buy was AbbVie: 275,730 shares worth $15.9M.
  • Daiwa SB Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $107M increase.
  • Daiwa SB Investments's biggest Q3 2014 reduction was Agrium, cutting an estimated $12.6M.
  • Daiwa SB Investments fully exited iShares MSCI Emerging Markets ETF in Q3 2014, selling an estimated $45.7M.
  • Daiwa SB Investments's ten largest holdings make up 40% of its $799M portfolio in Q3 2014.
  • Daiwa SB Investments opened 25 new positions and closed 14 in Q3 2014.
  • Daiwa SB Investments's portfolio value rose 1.1% quarter-over-quarter to $799M.

Based on Daiwa SB Investments's 13F filing for Q3 2014, filed 13 Nov 2014.