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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$380M
AUM Growth
-$7.18M
Cap. Flow
-$21.7M
Cap. Flow %
-5.7%
Top 10 Hldgs %
32.3%
Holding
250
New
39
Increased
58
Reduced
116
Closed
14

Top Buys

Rank Stock Value
1
SJM icon
J.M. Smucker
SJM
+$3.54M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.71M
3
MCD icon
McDonald's
MCD
+$1.25M
4
PNC icon
PNC Financial Services
PNC
+$1.04M
5
BAC icon
Bank of America
BAC
+$895K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$9.43M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$6.38M
3
ED icon
Consolidated Edison
ED
+$6.19M
4
WFC icon
Wells Fargo
WFC
+$5.35M
5
PM icon
Philip Morris
PM
+$1.53M

Sector Composition

Rank Sector Weight
1 Technology 17.63%
2 Consumer Discretionary 13.71%
3 Healthcare 11.35%
4 Financials 9.7%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
1
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$26.2M 6.88%
746,979
-176,985
-19% -$6.38M
MSFT icon
2
Microsoft
MSFT
$3.37T
$12.2M 3.2%
195,760
-450
-0.2% -$27.1K
NVDA icon
3
NVIDIA
NVDA
$4.77T
$12.1M 3.19%
4,541,600
-479,200
-10% -$1M
AAPL icon
4
Apple
AAPL
$4.45T
$11.3M 2.97%
390,040
+2,800
+0.7% +$79.4K
COP icon
5
ConocoPhillips
COP
$145B
$10.8M 2.83%
214,830
-110
-0.1% -$5.07K
ADI icon
6
Analog Devices
ADI
$179B
$10.7M 2.8%
146,780
-510
-0.3% -$34.7K
JPM icon
7
JPMorgan Chase
JPM
$939B
$10.3M 2.7%
118,810
-560
-0.5% -$42.7K
T icon
8
AT&T
T
$160B
$9.84M 2.59%
306,254
-80
-0% -$2.36K
NEE icon
9
NextEra Energy
NEE
$183B
$9.78M 2.57%
327,520
-880
-0.3% -$26.3K
NOC icon
10
Northrop Grumman
NOC
$75.9B
$9.77M 2.57%
42,000
-10
-0% -$2.33K
MO icon
11
Altria Group
MO
$116B
$9.68M 2.55%
143,160
-110
-0.1% -$7.08K
HD icon
12
Home Depot
HD
$330B
$9.61M 2.53%
71,670
-3,610
-5% -$465K
RTN
13
DELISTED
Raytheon Company
RTN
$9.43M 2.48%
66,440
-30
-0% -$4.26K
AWK icon
14
American Water Works
AWK
$26.9B
$9.43M 2.48%
130,260
-310
-0.2% -$22.4K
MRK icon
15
Merck
MRK
$322B
$9.28M 2.44%
165,228
+367
+0.2% +$21.5K
XOM icon
16
ExxonMobil
XOM
$638B
$9.25M 2.43%
102,450
-460
-0.4% -$40.2K
BMY icon
17
Bristol-Myers Squibb
BMY
$131B
$8.83M 2.32%
151,050
-12,540
-8% -$686K
CCL icon
18
Carnival Corporation Ltd
CCL
$37.9B
$8.69M 2.29%
166,950
-150
-0.1% -$7.51K
BABA icon
19
Alibaba
BABA
$292B
$8.43M 2.22%
96,050
+6,900
+8% +$664K
SLB icon
20
SLB Ltd
SLB
$73.2B
$8.38M 2.2%
99,820
-90
-0.1% -$7.38K
NTRS icon
21
Northern Trust
NTRS
$22.4B
$8.27M 2.18%
92,850
-100
-0.1% -$7.95K
FRC
22
DELISTED
First Republic Bank
FRC
$8.22M 2.16%
89,190
+6,190
+7% +$505K
UNH icon
23
UnitedHealth
UNH
$382B
$7.95M 2.09%
49,670
+5,570
+13% +$832K
PM icon
24
Philip Morris
PM
$300B
$7.84M 2.06%
85,730
-16,510
-16% -$1.53M
MCD icon
25
McDonald's
MCD
$192B
$7.61M 2%
62,500
+10,700
+21% +$1.25M
1
2 3 4 5

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Daiwa SB Investments's Q4 2016 Portfolio in Review

As of Q4 2016, Daiwa SB Investments held 250 positions worth $380M, down 1.9% from $387M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Daiwa SB Investments withdrew a net $21.7M in Q4 2016, closing 14 positions and reducing 116 holdings. Its most notable exit was Cardinal Health, an estimated $9.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Daiwa SB Investments opened a new position in PNC Financial Services worth $1.17M.

  • Daiwa SB Investments's largest Q4 2016 buy was PNC Financial Services: 9,960 shares worth $1.17M.
  • Daiwa SB Investments added most to J.M. Smucker in Q4 2016, an estimated $3.54M increase.
  • Daiwa SB Investments's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $6.38M.
  • Daiwa SB Investments fully exited Cardinal Health in Q4 2016, selling an estimated $9.43M.
  • Daiwa SB Investments's ten largest holdings make up 32% of its $380M portfolio in Q4 2016.
  • Daiwa SB Investments opened 39 new positions and closed 14 in Q4 2016.
  • Daiwa SB Investments's portfolio value fell 1.9% quarter-over-quarter to $380M.

Based on Daiwa SB Investments's 13F filing for Q4 2016, filed 11 Jan 2017.