We are live on ! Find out more
DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$624M
AUM Growth
-$174M
Cap. Flow
-$196M
Cap. Flow %
-31.36%
Top 10 Hldgs %
36.71%
Holding
170
New
40
Increased
22
Reduced
65
Closed
29

Top Buys

Rank Stock Value
1
CAG icon
Conagra Brands
CAG
+$12.8M
2
SYY icon
Sysco
SYY
+$12.5M
3
PG icon
Procter & Gamble
PG
+$12.2M
4
ED icon
Consolidated Edison
ED
+$9.57M
5
ABT icon
Abbott
ABT
+$9.42M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$83.3M
2
F icon
Ford
F
+$15M
3
PRU icon
Prudential Financial
PRU
+$14.1M
4
BLK icon
Blackrock
BLK
+$13.3M
5
KLAC icon
KLA
KLAC
+$13.2M

Sector Composition

Rank Sector Weight
1 Healthcare 15.8%
2 Consumer Staples 14.5%
3 Financials 12.22%
4 Consumer Discretionary 9.4%
5 Technology 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
151
Halliburton
HAL
$28.2B
– –
-175,848
Closed -$11.3M
HES
152
DELISTED
Hess
HES
– –
-42,150
Closed -$3.98M
KLAC icon
153
KLA
KLAC
$260B
– –
-1,674,950
Closed -$13.2M
LHX icon
154
L3Harris
LHX
$53.6B
– –
-21,386
Closed -$1.42M
LNC icon
155
Lincoln National
LNC
$8.6B
– –
-59,627
Closed -$3.19M
LYB icon
156
LyondellBasell Industries
LYB
$20.8B
– –
-98,400
Closed -$10.7M
PRU icon
157
Prudential Financial
PRU
$42.1B
– –
-160,421
Closed -$14.1M
RF icon
158
Regions Financial
RF
$26.8B
– –
-26,510
Closed -$266K
TEL icon
159
TE Connectivity
TEL
$63.4B
– –
-34,651
Closed -$1.92M
USB icon
160
US Bancorp
USB
$99.9B
– –
-53,288
Closed -$2.23M
VRTV
161
DELISTED
VERITIV CORPORATION
VRTV
– –
-54
Closed -$3K
SCU
162
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-35,017
Closed -$3.75M
NBL
163
DELISTED
Noble Energy, Inc.
NBL
– –
-43,755
Closed -$2.99M
STI
164
DELISTED
SunTrust Banks, Inc.
STI
– –
-77,035
Closed -$2.93M
TWX
165
DELISTED
Time Warner Inc
TWX
– –
-6,600
Closed -$496K
AGU
166
DELISTED
Agrium
AGU
– –
-2,620
Closed -$233K
DD
167
DELISTED
Du Pont De Nemours E I
DD
– –
-58,896
Closed -$4.01M
BHI
168
DELISTED
Baker Hughes
BHI
– –
-41,590
Closed -$2.71M
BRCM
169
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-4,810
Closed -$194K
ESV
170
DELISTED
Ensco Rowan plc
ESV
– –
-903
Closed -$149K
3 4 5 6
7

Similar funds

SCA
Secor Capital Advisors New York $485M AUM 3.33% 1-Year Est. Return
SHCM
Stokes & Hubbell Capital Management New Orleans, Louisiana $476M AUM 5.4% 1-Year Est. Return
NFH
NEXT Financial Holdings Houston, Texas $395M AUM
NTC
NF Trinity Capital Central, Hong Kong $626M AUM 3.16% 1-Year Est. Return
SGAM
Steinberg Global Asset Management Boca Raton, Florida $639M AUM 11.04% 1-Year Est. Return
TCM
Tradition Capital Management Summit, New Jersey $369M AUM 6.72% 1-Year Est. Return
OAMU
Ostrum Asset Management US New York $359M AUM
ACM
Aviance Capital Management Sarasota, Florida $668M AUM 88.42% 1-Year Est. Return

Daiwa SB Investments's Q4 2014 Portfolio in Review

As of Q4 2014, Daiwa SB Investments held 170 positions worth $624M, down 22% from $799M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Daiwa SB Investments withdrew a net $196M in Q4 2014, closing 29 positions and reducing 65 holdings. Its most notable exit was Ford, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, Daiwa SB Investments opened a new position in Conagra Brands worth $13.2M.

  • Daiwa SB Investments's largest Q4 2014 buy was Conagra Brands: 468,620 shares worth $13.2M.
  • Daiwa SB Investments added most to Procter & Gamble in Q4 2014, an estimated $12.2M increase.
  • Daiwa SB Investments's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $83.3M.
  • Daiwa SB Investments fully exited Ford in Q4 2014, selling an estimated $15M.
  • Daiwa SB Investments's ten largest holdings make up 37% of its $624M portfolio in Q4 2014.
  • Daiwa SB Investments opened 40 new positions and closed 29 in Q4 2014.
  • Daiwa SB Investments's portfolio value fell 22% quarter-over-quarter to $624M.

Based on Daiwa SB Investments's 13F filing for Q4 2014, filed 28 Jan 2015.