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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+3.03%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$836M
AUM Growth
-$58.3M
Cap. Flow
-$77.3M
Cap. Flow %
-9.25%
Top 10 Hldgs %
41.83%
Holding
171
New
30
Increased
19
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$13M
2
LLY icon
Eli Lilly
LLY
+$11.9M
3
CCL icon
Carnival Corporation Ltd
CCL
+$11.6M
4
GRMN
Garmin
GRMN
+$11.2M
5
JNJ icon
Johnson & Johnson
JNJ
+$10.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$120M
2
CB
CHUBB CORPORATION
CB
+$14.5M
3
FCX icon
Freeport-McMoran
FCX
+$13.8M
4
GEN icon
Gen Digital
GEN
+$13.2M
5
INTC icon
Intel
INTC
+$13.1M

Sector Composition

Rank Sector Weight
1 Financials 12.66%
2 Technology 11.31%
3 Healthcare 8.85%
4 Industrials 8.1%
5 Consumer Discretionary 6.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
151
Thermo Fisher Scientific
TMO
$222B
– –
-1,170
Closed -$130K
TRV icon
152
Travelers Companies
TRV
$78.6B
– –
-139,341
Closed -$12.6M
WMT icon
153
Walmart Inc
WMT
$896B
– –
-5,400
Closed -$142K
XOM icon
154
ExxonMobil
XOM
$662B
– –
-1,150
Closed -$116K
YUM icon
155
Yum! Brands
YUM
$39.4B
– –
-2,337
Closed -$127K
GAP
156
The Gap Inc
GAP
$7.57B
– –
-4,250
Closed -$166K
PBCT
157
DELISTED
People's United Financial Inc
PBCT
– –
-4,320
Closed -$65K
XLNX
158
DELISTED
Xilinx Inc
XLNX
– –
-2,600
Closed -$119K
DNR
159
DELISTED
Denbury Resources, Inc.
DNR
– –
-1,190
Closed -$20K
UPL
160
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-510
Closed -$11K
LLL
161
DELISTED
L3 Technologies, Inc.
LLL
– –
-450
Closed -$48K
HCBK
162
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-3,490
Closed -$33K
CFN
163
DELISTED
CAREFUSION CORPORATION
CFN
– –
-67,311
Closed -$2.68M
PETM
164
DELISTED
PETSMART INC
PETM
– –
-1,530
Closed -$111K
CVD
165
DELISTED
COVANCE INC.
CVD
– –
-460
Closed -$41K
LSI
166
DELISTED
LSI CORPORATION
LSI
– –
-7,500
Closed -$83K
DELL
167
DELISTED
DELL INC
DELL
– –
-2,400
Closed -$33K
ATVI
168
DELISTED
Activision Blizzard
ATVI
– –
-4,820
Closed -$86K
CELG
169
DELISTED
Celgene Corp
CELG
– –
-2,380
Closed -$201K
DO
170
DELISTED
Diamond Offshore Drilling
DO
– –
-2,070
Closed -$118K
CB
171
DELISTED
CHUBB CORPORATION
CB
– –
-149,584
Closed -$14.5M
3 4 5 6
7

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Daiwa SB Investments's Q1 2014 Portfolio in Review

As of Q1 2014, Daiwa SB Investments held 171 positions worth $836M, down 6.5% from $894M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Daiwa SB Investments withdrew a net $77.3M in Q1 2014, closing 57 positions and reducing 58 holdings. Its most notable exit was CHUBB CORPORATION, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 15% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Daiwa SB Investments opened a new position in Occidental Petroleum worth $13.3M.

  • Daiwa SB Investments's largest Q1 2014 buy was Occidental Petroleum: 145,914 shares worth $13.3M.
  • Daiwa SB Investments added most to Eli Lilly in Q1 2014, an estimated $11.9M increase.
  • Daiwa SB Investments's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $120M.
  • Daiwa SB Investments fully exited CHUBB CORPORATION in Q1 2014, selling an estimated $14.5M.
  • Daiwa SB Investments's ten largest holdings make up 42% of its $836M portfolio in Q1 2014.
  • Daiwa SB Investments opened 30 new positions and closed 57 in Q1 2014.
  • Daiwa SB Investments's portfolio value fell 6.5% quarter-over-quarter to $836M.

Based on Daiwa SB Investments's 13F filing for Q1 2014, filed 30 Apr 2014.