We are live on ! Find out more
DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+9.47%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$894M
AUM Growth
+$17.7M
Cap. Flow
-$57M
Cap. Flow %
-6.37%
Top 10 Hldgs %
53.13%
Holding
145
New
2
Increased
18
Reduced
69
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.7M
2
DRI icon
Darden Restaurants
DRI
+$11.5M
3
KMB icon
Kimberly-Clark
KMB
+$5M
4
MSFT icon
Microsoft
MSFT
+$2.07M
5
BLK icon
Blackrock
BLK
+$1.63M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$50.4M
2
XL
XL Group Ltd.
XL
+$12.6M
3
HAL icon
Halliburton
HAL
+$11.7M
4
HIG icon
Hartford Financial Services
HIG
+$11.3M
5
PPG icon
PPG Industries
PPG
+$9.6M

Sector Composition

Rank Sector Weight
1 Financials 14.53%
2 Technology 11.65%
3 Materials 7.46%
4 Industrials 6.05%
5 Consumer Discretionary 5.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLL
126
DELISTED
L3 Technologies, Inc.
LLL
$48K 0.01%
450
– –
CNX icon
127
CNX Resources
CNX
$5.32B
$46K 0.01%
1,440
– –
ALL icon
128
Allstate
ALL
$68.2B
$45K 0.01%
820
– –
EMR icon
129
Emerson Electric
EMR
$88.5B
$45K 0.01%
640
– –
NVRI icon
130
Enviri
NVRI
$615M
$43K ﹤0.01%
1,550
– –
MET icon
131
MetLife
MET
$61.7B
$42K ﹤0.01%
864
– –
CVD
132
DELISTED
COVANCE INC.
CVD
$41K ﹤0.01%
460
– –
SRE icon
133
Sempra
SRE
$55.1B
$39K ﹤0.01%
880
– –
APD icon
134
Air Products & Chemicals
APD
$68.6B
$35K ﹤0.01%
335
-768
-70% -$77.4K
HCBK
135
DELISTED
HUDSON CITY BANCORP INC
HCBK
$33K ﹤0.01%
3,490
– –
DELL
136
DELISTED
DELL INC
DELL
$33K ﹤0.01%
2,400
– –
PPL
137
PPL Corp
PPL
$26.3B
$29K ﹤0.01%
1,020
– –
DNR
138
DELISTED
Denbury Resources, Inc.
DNR
$20K ﹤0.01%
1,190
– –
RIG icon
139
Transocean
RIG
$6.39B
$15K ﹤0.01%
300
– –
UPL
140
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$11K ﹤0.01%
510
– –
EGL
141
DELISTED
Engility Holdings, Inc.
EGL
$2K ﹤0.01%
74
– –
BIIB icon
142
Biogen
BIIB
$30.6B
– –
-13,263
Closed -$3.19M
MGA icon
143
Magna International
MGA
$18.7B
– –
-32,000
Closed -$1.32M
XL
144
DELISTED
XL Group Ltd.
XL
– –
-409,000
Closed -$12.6M
LNKD
145
DELISTED
LinkedIn Corporation
LNKD
– –
-6,635
Closed -$1.63M
2 3 4 5
6

Similar funds

SCA
Secor Capital Advisors New York $485M AUM 3.33% 1-Year Est. Return
SHCM
Stokes & Hubbell Capital Management New Orleans, Louisiana $476M AUM 5.4% 1-Year Est. Return
NFH
NEXT Financial Holdings Houston, Texas $395M AUM
NTC
NF Trinity Capital Central, Hong Kong $626M AUM 3.16% 1-Year Est. Return
SGAM
Steinberg Global Asset Management Boca Raton, Florida $639M AUM 11.04% 1-Year Est. Return
TCM
Tradition Capital Management Summit, New Jersey $369M AUM 6.72% 1-Year Est. Return
OAMU
Ostrum Asset Management US New York $359M AUM
ACM
Aviance Capital Management Sarasota, Florida $668M AUM 88.42% 1-Year Est. Return

Daiwa SB Investments's Q4 2013 Portfolio in Review

As of Q4 2013, Daiwa SB Investments held 145 positions worth $894M, up 2% from $876M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Daiwa SB Investments withdrew a net $57M in Q4 2013, closing 4 positions and reducing 69 holdings. Its most notable exit was XL Group Ltd., an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Materials.

Against the trend, Daiwa SB Investments opened a new position in Darden Restaurants worth $12.1M.

  • Daiwa SB Investments's largest Q4 2013 buy was Darden Restaurants: 248,686 shares worth $12.1M.
  • Daiwa SB Investments added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $72.7M increase.
  • Daiwa SB Investments's biggest Q4 2013 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $50.4M.
  • Daiwa SB Investments fully exited XL Group Ltd. in Q4 2013, selling an estimated $12.6M.
  • Daiwa SB Investments's ten largest holdings make up 53% of its $894M portfolio in Q4 2013.
  • Daiwa SB Investments opened 2 new positions and closed 4 in Q4 2013.
  • Daiwa SB Investments's portfolio value rose 2% quarter-over-quarter to $894M.

Based on Daiwa SB Investments's 13F filing for Q4 2013, filed 23 Jan 2014.