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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+5.77%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$286M
Cap. Flow
+$257M
Cap. Flow %
29.35%
Top 10 Hldgs %
49.14%
Holding
164
New
13
Increased
24
Reduced
64
Closed
21

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$204M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$90.5M
3
TEL icon
TE Connectivity
TEL
+$13.7M
4
FCX icon
Freeport-McMoran
FCX
+$10.1M
5
GEN icon
Gen Digital
GEN
+$7.34M

Top Sells

Rank Stock Value
1
ACN icon
Accenture
ACN
+$12.3M
2
POT
Potash Corp Of Saskatchewan
POT
+$12.1M
3
T icon
AT&T
T
+$6.51M
4
HD icon
Home Depot
HD
+$6.31M
5
MSFT icon
Microsoft
MSFT
+$5.49M

Sector Composition

Rank Sector Weight
1 Financials 16.4%
2 Technology 11.16%
3 Materials 8.35%
4 Healthcare 6.08%
5 Industrials 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLM icon
126
SLM Corp
SLM
$5.1B
$50K 0.01%
5,652
– –
AEP icon
127
American Electric Power
AEP
$67.4B
$48K 0.01%
1,100
– –
MRSH
128
Marsh
MRSH
$91.6B
$48K 0.01%
1,100
– –
LLL
129
DELISTED
L3 Technologies, Inc.
LLL
$43K ﹤0.01%
450
– –
ALL icon
130
Allstate
ALL
$66.6B
$41K ﹤0.01%
820
-2,620
-76% -$132K
EMR icon
131
Emerson Electric
EMR
$91.7B
$41K ﹤0.01%
640
– –
CNX icon
132
CNX Resources
CNX
$5.36B
$40K ﹤0.01%
1,440
– –
CVD
133
DELISTED
COVANCE INC.
CVD
$40K ﹤0.01%
460
– –
NVRI icon
134
Enviri
NVRI
$579M
$39K ﹤0.01%
1,550
-5,440
-78% -$135K
SRE icon
135
Sempra
SRE
$55.9B
$38K ﹤0.01%
880
– –
MET icon
136
MetLife
MET
$61.8B
$36K ﹤0.01%
864
– –
DELL
137
DELISTED
DELL INC
DELL
$33K ﹤0.01%
2,400
– –
HCBK
138
DELISTED
HUDSON CITY BANCORP INC
HCBK
$32K ﹤0.01%
3,490
-21,540
-86% -$203K
PPL
139
PPL Corp
PPL
$26.6B
$29K ﹤0.01%
1,020
– –
DNR
140
DELISTED
Denbury Resources, Inc.
DNR
$22K ﹤0.01%
1,190
-4,580
-79% -$80.6K
RIG icon
141
Transocean
RIG
$6.51B
$13K ﹤0.01%
300
– –
UPL
142
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$10K ﹤0.01%
510
– –
EGL
143
DELISTED
Engility Holdings, Inc.
EGL
$2K ﹤0.01%
74
– –
BA icon
144
Boeing
BA
$185B
– –
-1,990
Closed -$204K
BKNG icon
145
Booking.com
BKNG
$161B
– –
-3,000
Closed -$99K
BWA icon
146
BorgWarner
BWA
$14.1B
– –
-2,340
Closed -$89K
DIS icon
147
Walt Disney
DIS
$179B
– –
-2,210
Closed -$140K
IBN icon
148
ICICI Bank
IBN
$107B
– –
-2,750
Closed -$19K
INFY icon
149
Infosys
INFY
$51B
– –
-4,800
Closed -$25K
KO icon
150
Coca-Cola
KO
$373B
– –
-42,855
Closed -$1.72M
3 4 5
6
7

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Daiwa SB Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Daiwa SB Investments held 164 positions worth $876M, up 49% from $590M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Daiwa SB Investments deployed $257M of net new capital in Q3 2013, opening 13 new positions and adding to 24 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 1,216,019 shares worth $204M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 24% a quarter earlier, followed by Technology and Materials.

On the sell side, the largest reduction was Accenture, an estimated $12.3M trimmed.

  • Daiwa SB Investments's largest Q3 2013 buy was State Street SPDR S&P 500 ETF Trust: 1,216,019 shares worth $204M.
  • Daiwa SB Investments added most to Freeport-McMoran in Q3 2013, an estimated $10.1M increase.
  • Daiwa SB Investments's biggest Q3 2013 reduction was Accenture, cutting an estimated $12.3M.
  • Daiwa SB Investments fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $12.1M.
  • Daiwa SB Investments's ten largest holdings make up 49% of its $876M portfolio in Q3 2013.
  • Daiwa SB Investments opened 13 new positions and closed 21 in Q3 2013.
  • Daiwa SB Investments's portfolio value rose 49% quarter-over-quarter to $876M.

Based on Daiwa SB Investments's 13F filing for Q3 2013, filed 22 Oct 2013.