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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+9.47%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$894M
AUM Growth
+$17.7M
Cap. Flow
-$57M
Cap. Flow %
-6.37%
Top 10 Hldgs %
53.13%
Holding
145
New
2
Increased
18
Reduced
69
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.7M
2
DRI icon
Darden Restaurants
DRI
+$11.5M
3
KMB icon
Kimberly-Clark
KMB
+$5M
4
MSFT icon
Microsoft
MSFT
+$2.07M
5
BLK icon
Blackrock
BLK
+$1.63M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$50.4M
2
XL
XL Group Ltd.
XL
+$12.6M
3
HAL icon
Halliburton
HAL
+$11.7M
4
HIG icon
Hartford Financial Services
HIG
+$11.3M
5
PPG icon
PPG Industries
PPG
+$9.6M

Sector Composition

Rank Sector Weight
1 Financials 14.53%
2 Technology 11.65%
3 Materials 7.46%
4 Industrials 6.05%
5 Consumer Discretionary 5.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
101
DELISTED
Xilinx Inc
XLNX
$119K 0.01%
2,600
– –
DO
102
DELISTED
Diamond Offshore Drilling
DO
$118K 0.01%
2,070
-150,500
-99% -$9.07M
XOM icon
103
ExxonMobil
XOM
$662B
$116K 0.01%
1,150
– –
HDB icon
104
HDFC Bank
HDB
$120B
$114K 0.01%
13,200
+1,200
+10% +$10.2K
PETM
105
DELISTED
PETSMART INC
PETM
$111K 0.01%
1,530
-34,502
-96% -$2.53M
CMI icon
106
Cummins
CMI
$87.4B
$107K 0.01%
760
– –
RTX icon
107
RTX Corp
RTX
$302B
$98K 0.01%
1,367
– –
AMT icon
108
American Tower
AMT
$78.8B
$96K 0.01%
1,200
– –
GILD icon
109
Gilead Sciences
GILD
$165B
$96K 0.01%
1,280
– –
MKC icon
110
McCormick & Company Non-Voting
MKC
$14.3B
$96K 0.01%
2,800
– –
ATVI
111
DELISTED
Activision Blizzard
ATVI
$86K 0.01%
4,820
– –
TAP icon
112
Molson Coors Class B
TAP
$7.93B
$85K 0.01%
1,520
– –
GL icon
113
Globe Life
GL
$14.2B
$84K 0.01%
1,620
– –
LSI
114
DELISTED
LSI CORPORATION
LSI
$83K 0.01%
7,500
– –
CRM icon
115
Salesforce
CRM
$162B
$79K 0.01%
1,440
– –
ADBE icon
116
Adobe
ADBE
$109B
$78K 0.01%
1,310
– –
CB icon
117
Chubb
CB
$134B
$67K 0.01%
650
– –
PBCT
118
DELISTED
People's United Financial Inc
PBCT
$65K 0.01%
4,320
– –
GS icon
119
Goldman Sachs
GS
$301B
$62K 0.01%
350
– –
FLS icon
120
Flowserve
FLS
$10.1B
$61K 0.01%
780
-2,880
-79% -$200K
PGR icon
121
Progressive
PGR
$124B
$55K 0.01%
2,020
– –
MRSH
122
Marsh
MRSH
$91B
$53K 0.01%
1,100
– –
SLM icon
123
SLM Corp
SLM
$5.14B
$53K 0.01%
5,652
– –
AEP icon
124
American Electric Power
AEP
$66.9B
$51K 0.01%
1,100
– –
EQR icon
125
Equity Residential
EQR
$24.7B
$48K 0.01%
930
– –
2 3 4
5
6

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SCA
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SHCM
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NFH
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NTC
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SGAM
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TCM
Tradition Capital Management Summit, New Jersey $369M AUM 6.72% 1-Year Est. Return
OAMU
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ACM
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Daiwa SB Investments's Q4 2013 Portfolio in Review

As of Q4 2013, Daiwa SB Investments held 145 positions worth $894M, up 2% from $876M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Daiwa SB Investments withdrew a net $57M in Q4 2013, closing 4 positions and reducing 69 holdings. Its most notable exit was XL Group Ltd., an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Materials.

Against the trend, Daiwa SB Investments opened a new position in Darden Restaurants worth $12.1M.

  • Daiwa SB Investments's largest Q4 2013 buy was Darden Restaurants: 248,686 shares worth $12.1M.
  • Daiwa SB Investments added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $72.7M increase.
  • Daiwa SB Investments's biggest Q4 2013 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $50.4M.
  • Daiwa SB Investments fully exited XL Group Ltd. in Q4 2013, selling an estimated $12.6M.
  • Daiwa SB Investments's ten largest holdings make up 53% of its $894M portfolio in Q4 2013.
  • Daiwa SB Investments opened 2 new positions and closed 4 in Q4 2013.
  • Daiwa SB Investments's portfolio value rose 2% quarter-over-quarter to $894M.

Based on Daiwa SB Investments's 13F filing for Q4 2013, filed 23 Jan 2014.