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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+5.77%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$286M
Cap. Flow
+$257M
Cap. Flow %
29.35%
Top 10 Hldgs %
49.14%
Holding
164
New
13
Increased
24
Reduced
64
Closed
21

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$204M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$90.5M
3
TEL icon
TE Connectivity
TEL
+$13.7M
4
FCX icon
Freeport-McMoran
FCX
+$10.1M
5
GEN icon
Gen Digital
GEN
+$7.34M

Top Sells

Rank Stock Value
1
ACN icon
Accenture
ACN
+$12.3M
2
POT
Potash Corp Of Saskatchewan
POT
+$12.1M
3
T icon
AT&T
T
+$6.51M
4
HD icon
Home Depot
HD
+$6.31M
5
MSFT icon
Microsoft
MSFT
+$5.49M

Sector Composition

Rank Sector Weight
1 Financials 16.4%
2 Technology 11.16%
3 Materials 8.35%
4 Healthcare 6.08%
5 Industrials 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCM
101
DELISTED
BROADCOM CORP CL-A
BRCM
$125K 0.01%
4,810
– –
PHM icon
102
Pultegroup
PHM
$24.8B
$123K 0.01%
7,429
-99,541
-93% -$1.7M
XLNX
103
DELISTED
Xilinx Inc
XLNX
$122K 0.01%
2,600
– –
YUM icon
104
Yum! Brands
YUM
$39.7B
$120K 0.01%
2,337
– –
APH icon
105
Amphenol
APH
$207B
$111K 0.01%
11,520
-134,176
-92% -$1.31M
APD icon
106
Air Products & Chemicals
APD
$68.6B
$109K 0.01%
1,103
– –
TMO icon
107
Thermo Fisher Scientific
TMO
$222B
$108K 0.01%
1,170
– –
CMI icon
108
Cummins
CMI
$87.4B
$101K 0.01%
760
– –
XOM icon
109
ExxonMobil
XOM
$657B
$99K 0.01%
1,150
-28,379
-96% -$2.56M
RTX icon
110
RTX Corp
RTX
$302B
$93K 0.01%
1,367
– –
HDB icon
111
HDFC Bank
HDB
$120B
$92K 0.01%
12,000
-18,400
-61% -$151K
MKC icon
112
McCormick & Company Non-Voting
MKC
$14.3B
$91K 0.01%
2,800
– –
AMT icon
113
American Tower
AMT
$78.8B
$89K 0.01%
1,200
– –
GILD icon
114
Gilead Sciences
GILD
$165B
$80K 0.01%
1,280
– –
ATVI
115
DELISTED
Activision Blizzard
ATVI
$80K 0.01%
4,820
– –
GL icon
116
Globe Life
GL
$14.2B
$78K 0.01%
1,620
– –
TAP icon
117
Molson Coors Class B
TAP
$7.93B
$76K 0.01%
1,520
– –
CRM icon
118
Salesforce
CRM
$162B
$75K 0.01%
1,440
– –
ADBE icon
119
Adobe
ADBE
$109B
$68K 0.01%
1,310
– –
PBCT
120
DELISTED
People's United Financial Inc
PBCT
$62K 0.01%
4,320
-14,410
-77% -$214K
CB icon
121
Chubb
CB
$134B
$61K 0.01%
650
– –
LSI
122
DELISTED
LSI CORPORATION
LSI
$59K 0.01%
7,500
– –
GS icon
123
Goldman Sachs
GS
$301B
$55K 0.01%
350
-980
-74% -$158K
PGR icon
124
Progressive
PGR
$124B
$55K 0.01%
2,020
– –
EQR icon
125
Equity Residential
EQR
$24.7B
$50K 0.01%
930
– –
3 4
5
6 7

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SCA
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SHCM
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NFH
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NTC
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SGAM
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TCM
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OAMU
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ACM
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Daiwa SB Investments's Q3 2013 Portfolio in Review

As of Q3 2013, Daiwa SB Investments held 164 positions worth $876M, up 49% from $590M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Daiwa SB Investments deployed $257M of net new capital in Q3 2013, opening 13 new positions and adding to 24 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 1,216,019 shares worth $204M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 24% a quarter earlier, followed by Technology and Materials.

On the sell side, the largest reduction was Accenture, an estimated $12.3M trimmed.

  • Daiwa SB Investments's largest Q3 2013 buy was State Street SPDR S&P 500 ETF Trust: 1,216,019 shares worth $204M.
  • Daiwa SB Investments added most to Freeport-McMoran in Q3 2013, an estimated $10.1M increase.
  • Daiwa SB Investments's biggest Q3 2013 reduction was Accenture, cutting an estimated $12.3M.
  • Daiwa SB Investments fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $12.1M.
  • Daiwa SB Investments's ten largest holdings make up 49% of its $876M portfolio in Q3 2013.
  • Daiwa SB Investments opened 13 new positions and closed 21 in Q3 2013.
  • Daiwa SB Investments's portfolio value rose 49% quarter-over-quarter to $876M.

Based on Daiwa SB Investments's 13F filing for Q3 2013, filed 22 Oct 2013.