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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$387M
AUM Growth
+$41.7M
Cap. Flow
+$34.6M
Cap. Flow %
8.92%
Top 10 Hldgs %
32.28%
Holding
226
New
64
Increased
25
Reduced
121
Closed
15

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$33.8M
2
ED icon
Consolidated Edison
ED
+$6.29M
3
SJM icon
J.M. Smucker
SJM
+$3.43M
4
ZTS icon
Zoetis
ZTS
+$1.74M
5
TCOM icon
Trip.com Group
TCOM
+$1.68M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$10.1M
2
WFC icon
Wells Fargo
WFC
+$1.9M
3
ADI icon
Analog Devices
ADI
+$1.77M
4
MCD icon
McDonald's
MCD
+$1.68M
5
NVDA icon
NVIDIA
NVDA
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 15.87%
2 Healthcare 13.57%
3 Consumer Discretionary 13.5%
4 Consumer Staples 8.72%
5 Financials 8.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
51
DELISTED
Celgene Corp
CELG
$1.08M 0.28%
10,290
-4,520
-31% -$489K
ELV icon
52
Elevance Health
ELV
$85.4B
$1.06M 0.28%
8,500
-3,190
-27% -$412K
LUV icon
53
Southwest Airlines
LUV
$22.3B
$1.05M 0.27%
27,070
-9,630
-26% -$366K
PEGI
54
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.02M 0.26%
+45,500
New +$1.08M
ATHN
55
DELISTED
Athenahealth, Inc.
ATHN
$1.01M 0.26%
+8,000
New +$1.02M
TDOC icon
56
Teladoc Health
TDOC
$1.26B
$1M 0.26%
+54,800
New +$961K
TSLA icon
57
Tesla
TSLA
$1.31T
$1M 0.26%
+73,500
New +$1.06M
NDAQ icon
58
Nasdaq
NDAQ
$53.4B
$991K 0.26%
44,010
-18,300
-29% -$423K
LOCK
59
DELISTED
LifeLock, Inc.
LOCK
$990K 0.26%
+58,500
New +$963K
EXPD icon
60
Expeditors International
EXPD
$23B
$978K 0.25%
18,980
-7,560
-28% -$383K
KR icon
61
Kroger
KR
$34.5B
$968K 0.25%
32,620
+6,780
+26% +$225K
TMUS icon
62
T-Mobile US
TMUS
$195B
$960K 0.25%
20,540
-6,630
-24% -$304K
JCI icon
63
Johnson Controls International
JCI
$93.2B
$945K 0.24%
+20,307
New +$941K
ZBH icon
64
Zimmer Biomet
ZBH
$18.7B
$923K 0.24%
7,313
-1,844
-20% -$228K
ITRI icon
65
Itron
ITRI
$4.54B
$909K 0.23%
+16,300
New +$781K
C icon
66
Citigroup
C
$228B
$892K 0.23%
18,880
-20,430
-52% -$929K
PEP icon
67
PepsiCo
PEP
$188B
$877K 0.23%
8,060
+1,080
+15% +$116K
KMI icon
68
Kinder Morgan
KMI
$70.4B
$848K 0.22%
36,680
-14,450
-28% -$306K
ROP icon
69
Roper Technologies
ROP
$39.7B
$841K 0.22%
4,610
-1,850
-29% -$323K
HRL icon
70
Hormel Foods
HRL
$13.5B
$815K 0.21%
21,480
-7,540
-26% -$280K
PPG icon
71
PPG Industries
PPG
$25.8B
$803K 0.21%
7,770
-2,850
-27% -$299K
DIS icon
72
Walt Disney
DIS
$179B
$798K 0.21%
8,590
-3,630
-30% -$348K
FISV
73
Fiserv Inc
FISV
$27.9B
$794K 0.21%
15,960
+1,560
+11% +$81.8K
TJX icon
74
TJX Companies
TJX
$173B
$793K 0.2%
21,200
-7,160
-25% -$280K
ACN icon
75
Accenture
ACN
$110B
$790K 0.2%
6,470
-2,270
-26% -$259K
1 2
3
4 5

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Daiwa SB Investments's Q3 2016 Portfolio in Review

As of Q3 2016, Daiwa SB Investments held 226 positions worth $387M, up 12% from $346M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Daiwa SB Investments deployed $34.6M of net new capital in Q3 2016, opening 64 new positions and adding to 25 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 923,964 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Reynolds American Inc, an estimated $10.1M trimmed.

  • Daiwa SB Investments's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 923,964 shares worth $34.6M.
  • Daiwa SB Investments added most to Consolidated Edison in Q3 2016, an estimated $6.29M increase.
  • Daiwa SB Investments's biggest Q3 2016 reduction was Reynolds American Inc, cutting an estimated $10.1M.
  • Daiwa SB Investments fully exited PNC Financial Services in Q3 2016, selling an estimated $902K.
  • Daiwa SB Investments's ten largest holdings make up 32% of its $387M portfolio in Q3 2016.
  • Daiwa SB Investments opened 64 new positions and closed 15 in Q3 2016.
  • Daiwa SB Investments's portfolio value rose 12% quarter-over-quarter to $387M.

Based on Daiwa SB Investments's 13F filing for Q3 2016, filed 12 Oct 2016.