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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+9.47%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$894M
AUM Growth
+$17.7M
Cap. Flow
-$57M
Cap. Flow %
-6.37%
Top 10 Hldgs %
53.13%
Holding
145
New
2
Increased
18
Reduced
69
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.7M
2
DRI icon
Darden Restaurants
DRI
+$11.5M
3
KMB icon
Kimberly-Clark
KMB
+$5M
4
MSFT icon
Microsoft
MSFT
+$2.07M
5
BLK icon
Blackrock
BLK
+$1.63M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$50.4M
2
XL
XL Group Ltd.
XL
+$12.6M
3
HAL icon
Halliburton
HAL
+$11.7M
4
HIG icon
Hartford Financial Services
HIG
+$11.3M
5
PPG icon
PPG Industries
PPG
+$9.6M

Sector Composition

Rank Sector Weight
1 Financials 14.53%
2 Technology 11.65%
3 Materials 7.46%
4 Industrials 6.05%
5 Consumer Discretionary 5.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DG icon
51
Dollar General
DG
$27B
$2.72M 0.3%
45,047
-3,279
-7% -$193K
CFN
52
DELISTED
CAREFUSION CORPORATION
CFN
$2.68M 0.3%
67,311
-3,160
-4% -$123K
GWW icon
53
W.W. Grainger
GWW
$61.1B
$2.66M 0.3%
10,403
-835
-7% -$217K
PNR icon
54
Pentair
PNR
$10.7B
$2.61M 0.29%
50,087
-1,534
-3% -$71.3K
MAS icon
55
Masco
MAS
$14.7B
$2.57M 0.29%
128,522
-16,502
-11% -$307K
AMGN icon
56
Amgen
AMGN
$226B
$2.51M 0.28%
22,036
-550
-2% -$62.6K
OII icon
57
Oceaneering
OII
$5.09B
$2.44M 0.27%
30,998
-2,300
-7% -$187K
SWK icon
58
Stanley Black & Decker
SWK
$15.5B
$2.42M 0.27%
29,969
-2,557
-8% -$209K
CAG icon
59
Conagra Brands
CAG
$7.07B
$2.38M 0.27%
90,555
-7,969
-8% -$199K
USB icon
60
US Bancorp
USB
$100B
$2.32M 0.26%
57,332
-4,997
-8% -$192K
C icon
61
Citigroup
C
$227B
$2.26M 0.25%
43,455
-9,053
-17% -$458K
ROK icon
62
Rockwell Automation
ROK
$48.3B
$2.25M 0.25%
19,049
-590
-3% -$65.6K
LLY icon
63
Eli Lilly
LLY
$1.1T
$2.2M 0.25%
43,217
-1,340
-3% -$67.1K
IP icon
64
International Paper
IP
$21.9B
$2.19M 0.24%
47,806
-4,362
-8% -$187K
PPG icon
65
PPG Industries
PPG
$25.7B
$2.16M 0.24%
22,812
-106,560
-82% -$9.6M
AXP icon
66
American Express
AXP
$229B
$2.13M 0.24%
23,498
-690
-3% -$56.7K
HPQ icon
67
HP
HPQ
$27.3B
$2.12M 0.24%
166,912
+50,217
+43% +$577K
TT icon
68
Trane Technologies
TT
$105B
$2.07M 0.23%
33,583
-9,377
-22% -$517K
NBL
69
DELISTED
Noble Energy, Inc.
NBL
$2.05M 0.23%
30,071
-900
-3% -$63.8K
DVA icon
70
DaVita
DVA
$11.7B
$2.04M 0.23%
32,259
-3,115
-9% -$183K
APC
71
DELISTED
Anadarko Petroleum
APC
$2.02M 0.23%
25,462
-2,460
-9% -$221K
CMG icon
72
Chipotle Mexican Grill
CMG
$40.7B
$2.02M 0.23%
189,250
-148,300
-44% -$1.51M
GLW icon
73
Corning
GLW
$136B
$1.96M 0.22%
109,747
+19,554
+22% +$322K
IBM icon
74
IBM
IBM
$223B
$1.91M 0.21%
10,673
-597
-5% -$103K
GIS icon
75
General Mills
GIS
$19.9B
$1.89M 0.21%
37,864
-1,150
-3% -$57.3K
1 2
3
4 5

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Daiwa SB Investments's Q4 2013 Portfolio in Review

As of Q4 2013, Daiwa SB Investments held 145 positions worth $894M, up 2% from $876M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Daiwa SB Investments withdrew a net $57M in Q4 2013, closing 4 positions and reducing 69 holdings. Its most notable exit was XL Group Ltd., an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Materials.

Against the trend, Daiwa SB Investments opened a new position in Darden Restaurants worth $12.1M.

  • Daiwa SB Investments's largest Q4 2013 buy was Darden Restaurants: 248,686 shares worth $12.1M.
  • Daiwa SB Investments added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $72.7M increase.
  • Daiwa SB Investments's biggest Q4 2013 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $50.4M.
  • Daiwa SB Investments fully exited XL Group Ltd. in Q4 2013, selling an estimated $12.6M.
  • Daiwa SB Investments's ten largest holdings make up 53% of its $894M portfolio in Q4 2013.
  • Daiwa SB Investments opened 2 new positions and closed 4 in Q4 2013.
  • Daiwa SB Investments's portfolio value rose 2% quarter-over-quarter to $894M.

Based on Daiwa SB Investments's 13F filing for Q4 2013, filed 23 Jan 2014.