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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$380M
AUM Growth
-$7.18M
Cap. Flow
-$21.7M
Cap. Flow %
-5.7%
Top 10 Hldgs %
32.3%
Holding
250
New
39
Increased
58
Reduced
116
Closed
14

Top Buys

Rank Stock Value
1
SJM icon
J.M. Smucker
SJM
+$3.54M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.71M
3
MCD icon
McDonald's
MCD
+$1.25M
4
PNC icon
PNC Financial Services
PNC
+$1.04M
5
BAC icon
Bank of America
BAC
+$895K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$9.43M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$6.38M
3
ED icon
Consolidated Edison
ED
+$6.19M
4
WFC icon
Wells Fargo
WFC
+$5.35M
5
PM icon
Philip Morris
PM
+$1.53M

Sector Composition

Rank Sector Weight
1 Technology 17.63%
2 Consumer Discretionary 13.71%
3 Healthcare 11.35%
4 Financials 9.7%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.B icon
26
Brown-Forman Class B
BF.B
$12.9B
$7.3M 1.92%
253,922
-1,516
-0.6% -$44.3K
SBUX icon
27
Starbucks
SBUX
$119B
$7.17M 1.89%
129,110
-19,600
-13% -$1.09M
AVGO icon
28
Broadcom
AVGO
$2.01T
$7.11M 1.87%
402,200
+49,900
+14% +$864K
TD icon
29
Toronto Dominion Bank
TD
$200B
$7.02M 1.85%
142,280
+5,770
+4% +$270K
WBA
30
DELISTED
Walgreens Boots Alliance
WBA
$6.94M 1.83%
83,860
-120
-0.1% -$9.92K
SJM icon
31
J.M. Smucker
SJM
$12.6B
$6.49M 1.71%
50,660
+27,300
+117% +$3.54M
VOO icon
32
Vanguard S&P 500 ETF
VOO
$1.03T
$4.62M 1.22%
22,500
+8,530
+61% +$1.71M
BIDU icon
33
Baidu
BIDU
$37.1B
$2.84M 0.75%
17,300
+1,900
+12% +$323K
ZTS icon
34
Zoetis
ZTS
$30.9B
$1.69M 0.44%
31,500
-2,900
-8% -$147K
TCOM icon
35
Trip.com Group
TCOM
$29.7B
$1.67M 0.44%
41,800
+3,500
+9% +$153K
CVA
36
DELISTED
Covanta Holding Corporation
CVA
$1.62M 0.43%
103,800
– –
XYL icon
37
Xylem
XYL
$28.3B
$1.61M 0.42%
32,485
-1,815
-5% -$92K
GOOGL icon
38
Alphabet (Google) Class A
GOOGL
$4.37T
$1.51M 0.4%
38,200
+800
+2% +$32K
AMZN icon
39
Amazon
AMZN
$3T
$1.43M 0.38%
38,200
+1,200
+3% +$47K
LUV icon
40
Southwest Airlines
LUV
$22B
$1.35M 0.36%
27,110
+40
+0.1% +$1.79K
CELG
41
DELISTED
Celgene Corp
CELG
$1.32M 0.35%
11,450
+1,160
+11% +$129K
META icon
42
Meta Platforms (Facebook)
META
$1.52T
$1.32M 0.35%
11,480
-320
-3% -$39.3K
V icon
43
Visa
V
$675B
$1.23M 0.32%
15,800
+1,730
+12% +$139K
ELV icon
44
Elevance Health
ELV
$86.2B
$1.21M 0.32%
8,380
-120
-1% -$16.1K
XYZ
45
Block Inc
XYZ
$47.5B
$1.2M 0.32%
88,050
-45,950
-34% -$572K
PNC icon
46
PNC Financial Services
PNC
$100B
$1.17M 0.31%
+9,960
New +$1.04M
DFS
47
DELISTED
Discover Financial Services
DFS
$1.16M 0.31%
16,140
+7,550
+88% +$480K
MBLY
48
DELISTED
Mobileye N.V.
MBLY
$1.14M 0.3%
29,900
– –
C icon
49
Citigroup
C
$227B
$1.08M 0.29%
18,240
-640
-3% -$34.5K
GOOG icon
50
Alphabet (Google) Class C
GOOG
$4.35T
$1.05M 0.28%
27,240
-800
-3% -$31.2K
1
2
3 4 5

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Daiwa SB Investments's Q4 2016 Portfolio in Review

As of Q4 2016, Daiwa SB Investments held 250 positions worth $380M, down 1.9% from $387M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Daiwa SB Investments withdrew a net $21.7M in Q4 2016, closing 14 positions and reducing 116 holdings. Its most notable exit was Cardinal Health, an estimated $9.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Daiwa SB Investments opened a new position in PNC Financial Services worth $1.17M.

  • Daiwa SB Investments's largest Q4 2016 buy was PNC Financial Services: 9,960 shares worth $1.17M.
  • Daiwa SB Investments added most to J.M. Smucker in Q4 2016, an estimated $3.54M increase.
  • Daiwa SB Investments's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $6.38M.
  • Daiwa SB Investments fully exited Cardinal Health in Q4 2016, selling an estimated $9.43M.
  • Daiwa SB Investments's ten largest holdings make up 32% of its $380M portfolio in Q4 2016.
  • Daiwa SB Investments opened 39 new positions and closed 14 in Q4 2016.
  • Daiwa SB Investments's portfolio value fell 1.9% quarter-over-quarter to $380M.

Based on Daiwa SB Investments's 13F filing for Q4 2016, filed 11 Jan 2017.