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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
-4.28%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$438M
AUM Growth
-$76.5M
Cap. Flow
-$49.5M
Cap. Flow %
-11.32%
Top 10 Hldgs %
24.95%
Holding
187
New
17
Increased
51
Reduced
76
Closed
17

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$7.53M
2
SLB icon
SLB Ltd
SLB
+$4.09M
3
MO icon
Altria Group
MO
+$3.99M
4
WU icon
Western Union
WU
+$3.77M
5
CVX icon
Chevron
CVX
+$3.46M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$33.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
3
CAG icon
Conagra Brands
CAG
+$9.85M
4
RY icon
Royal Bank of Canada
RY
+$7.97M
5
ABT icon
Abbott
ABT
+$7.12M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.03%
2 Healthcare 17.58%
3 Consumer Discretionary 15.74%
4 Financials 15.58%
5 Technology 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
26
Lockheed Martin
LMT
$139B
$7.48M 1.71%
36,060
+14,860
+70% +$3.02M
CPB icon
27
Campbell Soup
CPB
$6.69B
$7.46M 1.7%
147,210
-31,690
-18% -$1.56M
NOC icon
28
Northrop Grumman
NOC
$82.1B
$7.45M 1.7%
+44,910
New +$7.53M
NEE icon
29
NextEra Energy
NEE
$177B
$7.44M 1.7%
305,000
+84,120
+38% +$2.14M
TD icon
30
Toronto Dominion Bank
TD
$200B
$7.29M 1.66%
184,880
-10,040
-5% -$400K
BNS icon
31
Scotiabank
BNS
$108B
$7.23M 1.65%
169,644
+27,286
+19% +$1.23M
MRK icon
32
Merck
MRK
$323B
$7.21M 1.65%
152,903
– –
DD icon
33
DuPont de Nemours
DD
$19.1B
$6.69M 1.53%
62,296
– –
GOOG icon
34
Alphabet (Google) Class C
GOOG
$4.35T
$4.71M 1.08%
151,040
+60,860
+67% +$1.87M
CELG
35
DELISTED
Celgene Corp
CELG
$3.97M 0.91%
36,714
+1,199
+3% +$149K
META icon
36
Meta Platforms (Facebook)
META
$1.52T
$3.84M 0.88%
42,762
+15,409
+56% +$1.41M
CMCSA icon
37
Comcast
CMCSA
$89.4B
$3.66M 0.84%
128,714
-22,818
-15% -$678K
C icon
38
Citigroup
C
$227B
$3.15M 0.72%
63,457
+8,117
+15% +$443K
ELV icon
39
Elevance Health
ELV
$86.2B
$3.06M 0.7%
+21,854
New +$3.28M
XOM icon
40
ExxonMobil
XOM
$657B
$2.82M 0.64%
37,911
-1,140
-3% -$87.8K
GILD icon
41
Gilead Sciences
GILD
$165B
$2.82M 0.64%
28,680
+119
+0.4% +$13.2K
MSFT icon
42
Microsoft
MSFT
$3.76T
$2.64M 0.6%
59,679
-1,523
-2% -$68.4K
AZO icon
43
AutoZone
AZO
$50.1B
$2.39M 0.55%
3,299
+1,402
+74% +$993K
LUV icon
44
Southwest Airlines
LUV
$22B
$2.31M 0.53%
+60,738
New +$2.24M
CAH icon
45
Cardinal Health
CAH
$55.5B
$2.26M 0.52%
29,452
+8,897
+43% +$743K
MHK icon
46
Mohawk Industries
MHK
$9.19B
$2.22M 0.51%
12,231
+473
+4% +$93.7K
DHI icon
47
D.R. Horton
DHI
$41B
$2.18M 0.5%
74,337
-1,766
-2% -$52K
MRSH
48
Marsh
MRSH
$91B
$2.14M 0.49%
+41,000
New +$2.29M
BIIB icon
49
Biogen
BIIB
$30.6B
$2.06M 0.47%
7,069
-171
-2% -$56.5K
KMI icon
50
Kinder Morgan
KMI
$69.9B
$2.05M 0.47%
74,216
+8,080
+12% +$268K
1
2
3 4 5

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Daiwa SB Investments's Q3 2015 Portfolio in Review

As of Q3 2015, Daiwa SB Investments held 187 positions worth $438M, down 15% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Daiwa SB Investments withdrew a net $49.5M in Q3 2015, closing 17 positions and reducing 76 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $33.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Daiwa SB Investments opened a new position in Northrop Grumman worth $7.45M.

  • Daiwa SB Investments's largest Q3 2015 buy was Northrop Grumman: 44,910 shares worth $7.45M.
  • Daiwa SB Investments added most to SLB Ltd in Q3 2015, an estimated $4.09M increase.
  • Daiwa SB Investments's biggest Q3 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.9M.
  • Daiwa SB Investments fully exited iShares MSCI Emerging Markets ETF in Q3 2015, selling an estimated $33.2M.
  • Daiwa SB Investments's ten largest holdings make up 25% of its $438M portfolio in Q3 2015.
  • Daiwa SB Investments opened 17 new positions and closed 17 in Q3 2015.
  • Daiwa SB Investments's portfolio value fell 15% quarter-over-quarter to $438M.

Based on Daiwa SB Investments's 13F filing for Q3 2015, filed 9 Oct 2015.