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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$799M
AUM Growth
+$8.88M
Cap. Flow
+$13M
Cap. Flow %
1.62%
Top 10 Hldgs %
40.49%
Holding
144
New
25
Increased
44
Reduced
54
Closed
14

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$107M
2
ABBV icon
AbbVie
ABBV
+$15.3M
3
BMY icon
Bristol-Myers Squibb
BMY
+$12.9M
4
HAS icon
Hasbro
HAS
+$12M
5
PRU icon
Prudential Financial
PRU
+$11.6M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$45.7M
2
AGU
Agrium
AGU
+$12.6M
3
ETN icon
Eaton
ETN
+$12.3M
4
GE icon
GE Aerospace
GE
+$11.9M
5
FCX icon
Freeport-McMoran
FCX
+$11.7M

Sector Composition

Rank Sector Weight
1 Financials 16.84%
2 Healthcare 13.09%
3 Technology 10.46%
4 Energy 9.53%
5 Consumer Discretionary 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
26
Kimberly-Clark
KMB
$35.9B
$10.2M 1.27%
98,459
+18,252
+23% +$1.9M
BNS icon
27
Scotiabank
BNS
$108B
$9.95M 1.25%
+171,557
New +$10.7M
MRK icon
28
Merck
MRK
$323B
$9.89M 1.24%
174,806
– –
BMO icon
29
Bank of Montreal
BMO
$127B
$9.55M 1.2%
+129,700
New +$9.76M
NEE icon
30
NextEra Energy
NEE
$177B
$9.51M 1.19%
405,240
+16,840
+4% +$407K
JNJ icon
31
Johnson & Johnson
JNJ
$631B
$8.87M 1.11%
83,200
– –
PM icon
32
Philip Morris
PM
$290B
$8.75M 1.1%
+104,900
New +$8.87M
NUE icon
33
Nucor
NUE
$62.5B
$6.21M 0.78%
114,337
+22,247
+24% +$1.17M
T icon
34
AT&T
T
$165B
$6.12M 0.77%
229,793
+26,956
+13% +$717K
GILD icon
35
Gilead Sciences
GILD
$165B
$5.37M 0.67%
+50,412
New +$4.94M
DFS
36
DELISTED
Discover Financial Services
DFS
$4.79M 0.6%
74,383
+2,020
+3% +$127K
GOOG icon
37
Alphabet (Google) Class C
GOOG
$4.35T
$4.77M 0.6%
164,450
+37,964
+30% +$1.1M
DIS icon
38
Walt Disney
DIS
$178B
$4.68M 0.59%
52,590
-4,090
-7% -$361K
JPM icon
39
JPMorgan Chase
JPM
$956B
$4.67M 0.58%
77,465
+17,700
+30% +$1.03M
CELG
40
DELISTED
Celgene Corp
CELG
$4.39M 0.55%
+46,301
New +$4.18M
EMBJ
41
Embraer S.A. ADS
EMBJ
$13.1B
$4.12M 0.52%
105,120
-23,800
-18% -$922K
AMP icon
42
Ameriprise Financial
AMP
$49.2B
$4.12M 0.52%
33,386
-92,765
-74% -$11.4M
EQIX icon
43
Equinix
EQIX
$103B
$4.11M 0.51%
19,340
-3,440
-15% -$739K
CSX icon
44
CSX Corp
CSX
$92.8B
$4.09M 0.51%
382,860
-81,330
-18% -$839K
KMI icon
45
Kinder Morgan
KMI
$69.9B
$4.06M 0.51%
+105,940
New +$4.03M
PDCO
46
DELISTED
Patterson Companies, Inc.
PDCO
$4.05M 0.51%
+97,660
New +$3.9M
CHKP icon
47
Check Point Software Technologies
CHKP
$13.4B
$4.04M 0.51%
58,300
-12,220
-17% -$832K
DD
48
DELISTED
Du Pont De Nemours E I
DD
$4.01M 0.5%
58,896
-148,488
-72% -$9.35M
AIG icon
49
American International
AIG
$40.7B
$4.01M 0.5%
74,260
-11,090
-13% -$606K
BX icon
50
Blackstone
BX
$113B
$3.99M 0.5%
129,107
-15,418
-11% -$502K
1
2
3 4 5

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Daiwa SB Investments's Q3 2014 Portfolio in Review

As of Q3 2014, Daiwa SB Investments held 144 positions worth $799M, up 1.1% from $790M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Daiwa SB Investments's Q3 2014 filing shows 25 new, 44 increased, 54 reduced and 14 closed positions. Its largest new stake was AbbVie: 275,730 shares worth $15.9M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $45.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

  • Daiwa SB Investments's largest Q3 2014 buy was AbbVie: 275,730 shares worth $15.9M.
  • Daiwa SB Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $107M increase.
  • Daiwa SB Investments's biggest Q3 2014 reduction was Agrium, cutting an estimated $12.6M.
  • Daiwa SB Investments fully exited iShares MSCI Emerging Markets ETF in Q3 2014, selling an estimated $45.7M.
  • Daiwa SB Investments's ten largest holdings make up 40% of its $799M portfolio in Q3 2014.
  • Daiwa SB Investments opened 25 new positions and closed 14 in Q3 2014.
  • Daiwa SB Investments's portfolio value rose 1.1% quarter-over-quarter to $799M.

Based on Daiwa SB Investments's 13F filing for Q3 2014, filed 13 Nov 2014.