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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+3.03%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$836M
AUM Growth
-$58.3M
Cap. Flow
-$77.3M
Cap. Flow %
-9.25%
Top 10 Hldgs %
41.83%
Holding
171
New
30
Increased
19
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$13M
2
LLY icon
Eli Lilly
LLY
+$11.9M
3
CCL icon
Carnival Corporation Ltd
CCL
+$11.6M
4
GRMN
Garmin
GRMN
+$11.2M
5
JNJ icon
Johnson & Johnson
JNJ
+$10.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$120M
2
CB
CHUBB CORPORATION
CB
+$14.5M
3
FCX icon
Freeport-McMoran
FCX
+$13.8M
4
GEN icon
Gen Digital
GEN
+$13.2M
5
INTC icon
Intel
INTC
+$13.1M

Sector Composition

Rank Sector Weight
1 Financials 12.66%
2 Technology 11.31%
3 Healthcare 8.85%
4 Industrials 8.1%
5 Consumer Discretionary 6.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$631B
$11.4M 1.36%
115,900
+114,360
+7,426% +$10.6M
DRI icon
27
Darden Restaurants
DRI
$24.9B
$11.3M 1.35%
248,686
– –
BMY icon
28
Bristol-Myers Squibb
BMY
$132B
$11.2M 1.34%
216,300
– –
CCL icon
29
Carnival Corporation Ltd
CCL
$38B
$11.1M 1.33%
+293,000
New +$11.6M
GIS icon
30
General Mills
GIS
$19.9B
$10.7M 1.29%
207,400
+169,536
+448% +$8.39M
LHX icon
31
L3Harris
LHX
$54B
$10.7M 1.28%
+145,700
New +$10.4M
MRK icon
32
Merck
MRK
$323B
$10.7M 1.28%
196,710
-46,321
-19% -$2.4M
MCHP icon
33
Microchip Technology
MCHP
$44.2B
$10.6M 1.27%
444,400
-73,600
-14% -$1.68M
T icon
34
AT&T
T
$165B
$9.82M 1.18%
370,777
+98,933
+36% +$2.48M
ESRX
35
DELISTED
Express Scripts Holding Company
ESRX
$6.08M 0.73%
81,019
+78,999
+3,911% +$5.92M
F icon
36
Ford
F
$55.8B
$5.57M 0.67%
357,261
-601,394
-63% -$9.31M
BAC icon
37
Bank of America
BAC
$447B
$5.26M 0.63%
305,837
-20,097
-6% -$338K
AAPL icon
38
Apple
AAPL
$4.5T
$4.51M 0.54%
235,508
-27,272
-10% -$519K
SLB icon
39
SLB Ltd
SLB
$78.9B
$4.15M 0.5%
42,595
-4,700
-10% -$425K
PFE icon
40
Pfizer
PFE
$154B
$3.85M 0.46%
126,409
-13,255
-9% -$395K
DFS
41
DELISTED
Discover Financial Services
DFS
$3.66M 0.44%
62,913
-1,274
-2% -$71.3K
GOOG icon
42
Alphabet (Google) Class C
GOOG
$4.35T
$3.66M 0.44%
131,812
+22,444
+21% +$653K
RF icon
43
Regions Financial
RF
$26.8B
$3.5M 0.42%
315,468
+6,996
+2% +$73.7K
UNP icon
44
Union Pacific
UNP
$174B
$3.37M 0.4%
35,894
-3,966
-10% -$352K
HON icon
45
Honeywell
HON
$77B
$3.34M 0.4%
40,088
-4,768
-11% -$395K
PXD
46
DELISTED
Pioneer Natural Resource Co.
PXD
$3.29M 0.39%
+17,600
New +$3.22M
NXPI icon
47
NXP Semiconductors
NXPI
$58.9B
$3.29M 0.39%
+55,910
New +$2.92M
WHR icon
48
Whirlpool
WHR
$2.75B
$3.27M 0.39%
+21,910
New +$3.17M
EMBJ
49
Embraer S.A. ADS
EMBJ
$13.1B
$3.27M 0.39%
+92,150
New +$3.08M
SCU
50
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$3.25M 0.39%
+23,567
New +$3.4M
1
2
3 4 5

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Daiwa SB Investments's Q1 2014 Portfolio in Review

As of Q1 2014, Daiwa SB Investments held 171 positions worth $836M, down 6.5% from $894M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Daiwa SB Investments withdrew a net $77.3M in Q1 2014, closing 57 positions and reducing 58 holdings. Its most notable exit was CHUBB CORPORATION, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 15% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Daiwa SB Investments opened a new position in Occidental Petroleum worth $13.3M.

  • Daiwa SB Investments's largest Q1 2014 buy was Occidental Petroleum: 145,914 shares worth $13.3M.
  • Daiwa SB Investments added most to Eli Lilly in Q1 2014, an estimated $11.9M increase.
  • Daiwa SB Investments's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $120M.
  • Daiwa SB Investments fully exited CHUBB CORPORATION in Q1 2014, selling an estimated $14.5M.
  • Daiwa SB Investments's ten largest holdings make up 42% of its $836M portfolio in Q1 2014.
  • Daiwa SB Investments opened 30 new positions and closed 57 in Q1 2014.
  • Daiwa SB Investments's portfolio value fell 6.5% quarter-over-quarter to $836M.

Based on Daiwa SB Investments's 13F filing for Q1 2014, filed 30 Apr 2014.