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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+9.47%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$894M
AUM Growth
+$17.7M
Cap. Flow
-$57M
Cap. Flow %
-6.37%
Top 10 Hldgs %
53.13%
Holding
145
New
2
Increased
18
Reduced
69
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.7M
2
DRI icon
Darden Restaurants
DRI
+$11.5M
3
KMB icon
Kimberly-Clark
KMB
+$5M
4
MSFT icon
Microsoft
MSFT
+$2.07M
5
BLK icon
Blackrock
BLK
+$1.63M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$50.4M
2
XL
XL Group Ltd.
XL
+$12.6M
3
HAL icon
Halliburton
HAL
+$11.7M
4
HIG icon
Hartford Financial Services
HIG
+$11.3M
5
PPG icon
PPG Industries
PPG
+$9.6M

Sector Composition

Rank Sector Weight
1 Financials 14.53%
2 Technology 11.65%
3 Materials 7.46%
4 Industrials 6.05%
5 Consumer Discretionary 5.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$323B
$11.6M 1.3%
243,031
– –
MCHP icon
27
Microchip Technology
MCHP
$44.3B
$11.6M 1.3%
518,000
-138,800
-21% -$2.91M
NEE icon
28
NextEra Energy
NEE
$176B
$11.5M 1.29%
537,200
– –
BMY icon
29
Bristol-Myers Squibb
BMY
$133B
$11.5M 1.29%
216,300
-125,983
-37% -$6.42M
KMB icon
30
Kimberly-Clark
KMB
$36.2B
$11.5M 1.28%
114,521
+50,064
+78% +$5M
VZ icon
31
Verizon
VZ
$195B
$7.92M 0.89%
161,100
– –
T icon
32
AT&T
T
$164B
$7.22M 0.81%
271,844
-82,531
-23% -$2.17M
ED icon
33
Consolidated Edison
ED
$39.5B
$6.76M 0.76%
122,300
– –
AAPL icon
34
Apple
AAPL
$4.48T
$5.26M 0.59%
262,780
-9,380
-3% -$177K
BAC icon
35
Bank of America
BAC
$445B
$5.08M 0.57%
325,934
-300
-0.1% -$4.45K
WFC icon
36
Wells Fargo
WFC
$265B
$4.53M 0.51%
99,862
-5,877
-6% -$254K
SLB icon
37
SLB Ltd
SLB
$78B
$4.26M 0.48%
47,295
-4,211
-8% -$380K
PFE icon
38
Pfizer
PFE
$154B
$4.06M 0.45%
139,664
-4,427
-3% -$129K
HON icon
39
Honeywell
HON
$77.2B
$3.68M 0.41%
44,856
-2,771
-6% -$217K
MCK icon
40
McKesson
MCK
$103B
$3.62M 0.41%
22,448
-680
-3% -$104K
DFS
41
DELISTED
Discover Financial Services
DFS
$3.59M 0.4%
64,187
-2,050
-3% -$107K
UNP icon
42
Union Pacific
UNP
$174B
$3.35M 0.37%
39,860
-1,300
-3% -$103K
LNC icon
43
Lincoln National
LNC
$8.73B
$3.15M 0.35%
60,922
-2,070
-3% -$99.2K
GOOG icon
44
Alphabet (Google) Class C
GOOG
$4.31T
$3.05M 0.34%
109,368
+11,643
+12% +$294K
RF icon
45
Regions Financial
RF
$26.7B
$3.05M 0.34%
308,472
+25,030
+9% +$241K
MHK icon
46
Mohawk Industries
MHK
$9.16B
$2.94M 0.33%
19,758
-620
-3% -$84.7K
UNH icon
47
UnitedHealth
UNH
$373B
$2.94M 0.33%
39,029
-3,036
-7% -$218K
HAL icon
48
Halliburton
HAL
$27.9B
$2.9M 0.32%
57,086
-226,811
-80% -$11.7M
MON
49
DELISTED
Monsanto Co
MON
$2.88M 0.32%
24,711
-1,965
-7% -$215K
STT icon
50
State Street
STT
$51B
$2.86M 0.32%
38,972
-3,055
-7% -$214K
1
2
3 4 5

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Daiwa SB Investments's Q4 2013 Portfolio in Review

As of Q4 2013, Daiwa SB Investments held 145 positions worth $894M, up 2% from $876M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Daiwa SB Investments withdrew a net $57M in Q4 2013, closing 4 positions and reducing 69 holdings. Its most notable exit was XL Group Ltd., an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Materials.

Against the trend, Daiwa SB Investments opened a new position in Darden Restaurants worth $12.1M.

  • Daiwa SB Investments's largest Q4 2013 buy was Darden Restaurants: 248,686 shares worth $12.1M.
  • Daiwa SB Investments added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $72.7M increase.
  • Daiwa SB Investments's biggest Q4 2013 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $50.4M.
  • Daiwa SB Investments fully exited XL Group Ltd. in Q4 2013, selling an estimated $12.6M.
  • Daiwa SB Investments's ten largest holdings make up 53% of its $894M portfolio in Q4 2013.
  • Daiwa SB Investments opened 2 new positions and closed 4 in Q4 2013.
  • Daiwa SB Investments's portfolio value rose 2% quarter-over-quarter to $894M.

Based on Daiwa SB Investments's 13F filing for Q4 2013, filed 23 Jan 2014.