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DSI

Daiwa SB Investments Portfolio holdings

AUM $506M
1-Year Est. Return 11%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+11%
3 Year Est. Return
+60.53%
5 Year Est. Return
+93.17%
10 Year Est. Return
–
AUM
$361M
AUM Growth
-$4.91M
Cap. Flow
-$18.4M
Cap. Flow %
-5.11%
Top 10 Hldgs %
38.43%
Holding
260
New
18
Increased
132
Reduced
55
Closed
23

Top Buys

Rank Stock Value
1
MFC icon
Manulife Financial
MFC
+$4.7M
2
JD icon
JD.com
JD
+$1.42M
3
AGN
Allergan plc
AGN
+$807K
4
ORCL icon
Oracle
ORCL
+$771K
5
AMGN icon
Amgen
AMGN
+$661K

Top Sells

Rank Stock Value
1
FRC
First Republic Bank
FRC
+$8.2M
2
AAPL icon
Apple
AAPL
+$3.47M
3
SLB icon
SLB Ltd
SLB
+$2.61M
4
BABA icon
Alibaba
BABA
+$2.42M
5
ADI icon
Analog Devices
ADI
+$2.33M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.17%
2 Technology 14.87%
3 Healthcare 10.71%
4 Consumer Staples 10.09%
5 Financials 9.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
251
SLB Ltd
SLB
$78.9B
– –
-39,610
Closed -$2.61M
VIPS icon
252
Vipshop
VIPS
$7.4B
– –
-23,000
Closed -$243K
TRVN
253
DELISTED
Trevena, Inc.
TRVN
– –
-54
Closed -$78K
KDNY
254
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-2,810
Closed -$160K
TTM
255
DELISTED
Tata Motors Limited
TTM
– –
-2,000
Closed -$66K
FPRX
256
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-4,700
Closed -$142K
MYOK
257
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-6,240
Closed -$82K
ALDR
258
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-10,255
Closed -$117K
SSNI
259
DELISTED
Silver Spring Networks, Inc.
SSNI
– –
-63,509
Closed -$716K
RAI
260
DELISTED
Reynolds American Inc
RAI
– –
-2,840
Closed -$185K
7 8 9 10
11

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Daiwa SB Investments's Q3 2017 Portfolio in Review

As of Q3 2017, Daiwa SB Investments held 260 positions worth $361M, down 1.3% from $366M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Daiwa SB Investments withdrew a net $18.4M in Q3 2017, closing 23 positions and reducing 55 holdings. Its most notable exit was SLB Ltd, an estimated $2.61M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Daiwa SB Investments opened a new position in Manulife Financial worth $4.8M.

  • Daiwa SB Investments's largest Q3 2017 buy was Manulife Financial: 236,720 shares worth $4.8M.
  • Daiwa SB Investments added most to JD.com in Q3 2017, an estimated $1.42M increase.
  • Daiwa SB Investments's biggest Q3 2017 reduction was First Republic Bank, cutting an estimated $8.2M.
  • Daiwa SB Investments fully exited SLB Ltd in Q3 2017, selling an estimated $2.61M.
  • Daiwa SB Investments's ten largest holdings make up 38% of its $361M portfolio in Q3 2017.
  • Daiwa SB Investments opened 18 new positions and closed 23 in Q3 2017.
  • Daiwa SB Investments's portfolio value fell 1.3% quarter-over-quarter to $361M.

Based on Daiwa SB Investments's 13F filing for Q3 2017, filed 13 Oct 2017.