D.E. Shaw & Co’s LPL Financial LPLA Stock Holding History

D.E. Shaw & Co’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$563K	Buy	+2,000	New	+$600K	﹤0.01%	4131
2026 Q1	–	Sell	-3,500	Closed	-$1.25M	–	4822
2025 Q4	$1.25M	Sell	3,500 -2,200	-39%	-$778K	﹤0.01%	3389
2025 Q3	$1.9M	Hold	5,700	–	–	﹤0.01%	3020
2025 Q2	$2.14M	Buy	5,700 +3,800	+200%	+$1.33M	﹤0.01%	2694
2025 Q1	$622K	Buy	+1,900	New	+$662K	﹤0.01%	3368
2020 Q3	–	Sell	-28,400	Closed	-$2.23M	–	4010
2020 Q2	$2.23M	Hold	28,400	–	–	﹤0.01%	2329
2020 Q1	$1.55M	Hold	28,400	–	–	﹤0.01%	2384
2019 Q4	$2.62M	Buy	+28,400	New	+$2.44M	﹤0.01%	2259
2014 Q3	–	Sell	-11,200	Closed	-$557K	–	4264
2014 Q2	$557K	Hold	11,200	–	–	﹤0.01%	3442
2014 Q1	$588K	Buy	+11,200	New	+$591K	﹤0.01%	3466
2013 Q4	–	Sell	-8,000	Closed	-$306K	–	4580
2013 Q3	$306K	Hold	8,000	–	–	﹤0.01%	3892
2013 Q2	$302K	Buy	+8,000	New	+$286K	﹤0.01%	3568

Other funds holding LPLA

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Jupiter Topco New York $245B AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

D.E. Shaw & Co's LPLA Position: Q1 2026 in Review

D.E. Shaw & Co sold out of LPL Financial (LPLA) in Q1 2026, closing a stake of 78,252 shares — an estimated $27.9M sold.

D.E. Shaw & Co first reported a position in LPLA in Q2 2013 and held it in 43 quarters. The position peaked at $250M in Q1 2024. 768 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

D.E. Shaw & Co reported no remaining LPL Financial position as of Q1 2026 after selling out during the quarter.
D.E. Shaw & Co sold 78,252 LPL Financial shares in Q1 2026, an estimated $27.9M.
D.E. Shaw & Co first reported a position in LPL Financial in Q2 2013 and held it in 43 quarters.
D.E. Shaw & Co's LPL Financial position peaked at $250M in Q1 2024.
768 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.