DADC
EFR

D.A. Davidson & Co’s Eaton Vance Senior Floating-Rate Fund EFR Stock Holding History

D.A. Davidson & Co’s Portfolio EFR Stock Details EFR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-500
Closed -$7K – 2059
2013
Q3 		$7K Hold
500
– – ﹤0.01% 1520
2013
Q2 		$8K Buy
+500
New +$8.42K ﹤0.01% 1453

Other funds holding EFR

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
RCA
Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
OHA
Oak Hill Advisors New York $878M AUM 106.46% 1-Year Est. Return
CL
CPWM LLC Seattle, Washington $1.06B AUM 14.49% 1-Year Est. Return

D.A. Davidson & Co's EFR Position: Q4 2013 in Review

D.A. Davidson & Co sold out of Eaton Vance Senior Floating-Rate Fund (EFR) in Q4 2013, closing a stake of 500 shares — an estimated $7K sold.

D.A. Davidson & Co first reported a position in EFR in Q2 2013 and held it in 2 quarters. The position peaked at $8K in Q2 2013. 64 funds tracked by Wall St. Rank hold EFR as of Q4 2013.

  • D.A. Davidson & Co reported no remaining Eaton Vance Senior Floating-Rate Fund position as of Q4 2013 after selling out during the quarter.
  • D.A. Davidson & Co sold 500 Eaton Vance Senior Floating-Rate Fund shares in Q4 2013, an estimated $7K.
  • D.A. Davidson & Co first reported a position in Eaton Vance Senior Floating-Rate Fund in Q2 2013 and held it in 2 quarters.
  • D.A. Davidson & Co's Eaton Vance Senior Floating-Rate Fund position peaked at $8K in Q2 2013.
  • 64 funds tracked by Wall St. Rank held Eaton Vance Senior Floating-Rate Fund as of Q4 2013.

Based on D.A. Davidson & Co's 13F filing for Q4 2013, filed 12 Feb 2014.