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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$5.15M
2
RATE
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAV
201
DELISTED
Advantage Oil & Gas Ltd
AAV
$11K 0.01%
2,200
-5,000
-69% -$27.7K
CBZ icon
202
CBIZ
CBZ
$2.96B
$10K ﹤0.01%
1,000
– –
NE
203
DELISTED
Noble Corporation
NE
$9K ﹤0.01%
800
– –
AEG icon
204
Aegon
AEG
$13.6B
$8K ﹤0.01%
2,038
-45
-2% -$218
ALE
205
DELISTED
Allete
ALE
$8K ﹤0.01%
166
– –
CMPR icon
206
Cimpress
CMPR
$2.17B
$8K ﹤0.01%
100
– –
NRG icon
207
NRG Energy
NRG
$23.4B
$7K ﹤0.01%
+500
New +$9.93K
SUNE
208
DELISTED
SUNEDISON, INC COM
SUNE
$7K ﹤0.01%
+1,000
New +$17.9K
BHC icon
209
Bausch Health
BHC
$2.36B
$5K ﹤0.01%
26
– –
HPQ icon
210
HP
HPQ
$27.5B
$5K ﹤0.01%
440
– –
EOX
211
DELISTED
EMERALD OIL INC (MT)
EOX
$5K ﹤0.01%
2,500
-1,000
-29% -$2.36K
F icon
212
Ford
F
$55.3B
$4K ﹤0.01%
267
-367
-58% -$5.24K
CCP
213
DELISTED
Care Capital Properties, Inc.
CCP
$4K ﹤0.01%
+125
New +$4.05K
DIS icon
214
Walt Disney
DIS
$187B
$3K ﹤0.01%
33
-115
-78% -$12.5K
DTRM
215
DELISTED
Determine, Inc. Common Stock
DTRM
$3K ﹤0.01%
700
– –
PRKR
216
DELISTED
Parkervision Inc
PRKR
$3K ﹤0.01%
1,650
– –
PVA
217
DELISTED
PENN VIRGINIA CORP
PVA
$3K ﹤0.01%
5,500
-13,500
-71% -$20.6K
AVNS
218
DELISTED
Avanos Medical
AVNS
$2K ﹤0.01%
62
– –
CARM
219
DELISTED
Carisma Therapeutics
CARM
$2K ﹤0.01%
35
-50
-59% -$3.08K
WBA
220
DELISTED
Walgreens Boots Alliance
WBA
$2K ﹤0.01%
23
-126
-85% -$11.4K
APC
221
DELISTED
Anadarko Petroleum
APC
$2K ﹤0.01%
30
– –
BBG
222
DELISTED
Bill Barrett Corp
BBG
$2K ﹤0.01%
500
– –
FTR
223
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
29
– –
AEO icon
224
American Eagle Outfitters
AEO
$2.83B
$1K ﹤0.01%
50
-50
-50% -$854
CC icon
225
Chemours
CC
$2.35B
$1K ﹤0.01%
+200
New +$2.09K
7 8
9
10 11

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SHWM
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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in Kraft Heinz worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was Kraft Heinz: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.