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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-7.9%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$229M
AUM Growth
-$26M
Cap. Flow
+$5.95M
Cap. Flow %
2.6%
Top 10 Hldgs %
53.66%
Holding
333
New
60
Increased
56
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$1.91M
2
AEP icon
American Electric Power
AEP
+$1.79M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$1.06M
4
VTSS
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
+$1.05M
5
TIBX
TIBCO SOFTWARE INC
TIBX
+$1.04M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$1.89M
2
PRGX
PRGX Global, Inc.
PRGX
+$1.85M
3
ARCC icon
Ares Capital
ARCC
+$1.77M
4
LIOX
Lionbridge Technologies
LIOX
+$1.6M
5
REIS
Reis, Inc.
REIS
+$1.33M

Sector Composition

Rank Sector Weight
1 Technology 26.27%
2 Industrials 21.23%
3 Healthcare 17.83%
4 Communication Services 8.09%
5 Miscellaneous 7.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
201
iShares China Large-Cap ETF
FXI
$4.23B
$37K 0.02%
975
-21
-2% -$841
OXSQ icon
202
Oxford Square Capital
OXSQ
$146M
$37K 0.02%
4,200
– –
UUP icon
203
Invesco DB US Dollar Index Bullish Fund
UUP
$324M
$37K 0.02%
1,597
-220
-12% -$4.82K
WY icon
204
Weyerhaeuser
WY
$17B
$35K 0.02%
1,088
-78
-7% -$2.56K
HBI
205
DELISTED
Hanesbrands
HBI
$34K 0.01%
+1,252
New +$31.8K
QCOM icon
206
Qualcomm
QCOM
$175B
$34K 0.01%
458
+37
+9% +$2.83K
RAX
207
DELISTED
Rackspace Hosting Inc
RAX
$33K 0.01%
1,000
-1,000
-50% -$33.2K
SYT
208
DELISTED
Syngenta Ag
SYT
$32K 0.01%
500
– –
PBR icon
209
Petrobras
PBR
$119B
$31K 0.01%
2,149
-396
-16% -$6.63K
EOG icon
210
EOG Resources
EOG
$75.2B
$30K 0.01%
300
– –
EWJ icon
211
iShares MSCI Japan ETF
EWJ
$22.7B
$30K 0.01%
642
+29
+5% +$1.39K
MRK icon
212
Merck
MRK
$366B
$29K 0.01%
511
-511
-50% -$28.7K
USB icon
213
US Bancorp
USB
$97.3B
$29K 0.01%
685
+4
+0.6% +$169
ANR
214
CALL
DELISTED
Alpha Natural Resources Inc
ANR
$29K 0.01%
+250
New +$862
ELX
215
DELISTED
EMULEX CORP
ELX
$29K 0.01%
5,857
-475
-8% -$2.57K
OVV icon
216
Ovintiv
OVV
$17.9B
$28K 0.01%
268
-107
-29% -$11.8K
VGK icon
217
Vanguard FTSE Europe ETF
VGK
$30.9B
$28K 0.01%
501
+86
+21% +$4.97K
GDP
218
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$25K 0.01%
+1,700
New +$34K
AMLP icon
219
Alerian MLP ETF
AMLP
$13.4B
$24K 0.01%
246
-22
-8% -$2.08K
DXJ icon
220
WisdomTree Japan Hedged Equity Fund
DXJ
$7.34B
$24K 0.01%
458
+83
+22% +$4.18K
AMOV
221
DELISTED
America Movil SAB de CV
AMOV
$24K 0.01%
1,015
+8
+0.8% +$181
RBS.PRR
222
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$24K 0.01%
+1,000
New +$23.8K
NEM icon
223
Newmont
NEM
$135B
$23K 0.01%
1,000
-6,100
-86% -$156K
MCHI icon
224
iShares MSCI China ETF
MCHI
$6.25B
$21K 0.01%
439
+24
+6% +$1.19K
AXP icon
225
American Express
AXP
$225B
$20K 0.01%
+230
New +$20.7K
7 8
9
10 11

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Cowen Prime Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Prime Advisors held 333 positions worth $229M, down 10% from $255M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors's Q3 2014 filing shows 60 new, 56 increased, 73 reduced and 17 closed positions. Its largest new stake was American Electric Power: 33,850 shares worth $1.77M. The largest sale was PDF Solutions, an estimated $1.89M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 33% a quarter earlier, followed by Industrials and Healthcare.

  • Cowen Prime Advisors's largest Q3 2014 buy was American Electric Power: 33,850 shares worth $1.77M.
  • Cowen Prime Advisors added most to AbbVie in Q3 2014, an estimated $1.91M increase.
  • Cowen Prime Advisors's biggest Q3 2014 reduction was PDF Solutions, cutting an estimated $1.89M.
  • Cowen Prime Advisors fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $1.19M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $229M portfolio in Q3 2014.
  • Cowen Prime Advisors opened 60 new positions and closed 17 in Q3 2014.
  • Cowen Prime Advisors's portfolio value fell 10% quarter-over-quarter to $229M.

Based on Cowen Prime Advisors's 13F filing for Q3 2014, filed 12 Nov 2014.