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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+14.78%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$260M
AUM Growth
+$3.77M
Cap. Flow
-$24.9M
Cap. Flow %
-9.56%
Top 10 Hldgs %
56.26%
Holding
318
New
33
Increased
48
Reduced
80
Closed
38

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.38M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$3.75M
3
PRGX
PRGX Global, Inc.
PRGX
+$1.95M
4
REIS
Reis, Inc.
REIS
+$1.63M
5
VTSS
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
+$1.52M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$19M
2
OPAY
OFFICIAL PAYMENTS HLDGS INC
OPAY
+$5.64M
3
DOC icon
Healthpeak Properties
DOC
+$2.73M
4
DDD icon
3D Systems Corp
DDD
+$2.69M
5
ACCL
Accelrys Inc
ACCL
+$2.28M

Sector Composition

Rank Sector Weight
1 Technology 33.18%
2 Industrials 20.97%
3 Miscellaneous 14.08%
4 Healthcare 9.5%
5 Energy 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAFI
201
DELISTED
CAMCO FINL CORP
CAFI
$20K 0.01%
+2,996
New +$18.2K
GLD icon
202
SPDR Gold Trust
GLD
$149B
$19K 0.01%
160
– –
MOS icon
203
The Mosaic Company
MOS
$7.5B
$19K 0.01%
405
+3
+0.7% +$139
BKCC
204
DELISTED
BlackRock Capital Investment Corporation
BKCC
$19K 0.01%
2,068
– –
HSBC.PRA
205
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$19K 0.01%
775
– –
GLW icon
206
Corning
GLW
$128B
$18K 0.01%
1,000
– –
RIG icon
207
Transocean
RIG
$6.48B
$18K 0.01%
359
+4
+1% +$196
QCOM icon
208
Qualcomm
QCOM
$175B
$17K 0.01%
222
+1
+0.5% +$71
RSG icon
209
Republic Services
RSG
$68B
$17K 0.01%
+500
New +$16.9K
WY icon
210
Weyerhaeuser
WY
$17B
$17K 0.01%
524
-116
-18% -$3.47K
ADP icon
211
Automatic Data Processing
ADP
$114B
$16K 0.01%
229
– –
C icon
212
Citigroup
C
$223B
$16K 0.01%
300
– –
AXAS
213
DELISTED
Abraxas Petroleum Corp
AXAS
$16K 0.01%
250
– –
FXI icon
214
iShares China Large-Cap ETF
FXI
$4.23B
$15K 0.01%
388
-68
-15% -$2.6K
ORCL icon
215
Oracle
ORCL
$435B
$15K 0.01%
394
– –
AEG icon
216
Aegon
AEG
$13.6B
$14K 0.01%
2,158
– –
MTSI icon
217
MACOM Technology Solutions
MTSI
$20.3B
$14K 0.01%
+831
New +$13.5K
QUIK icon
218
QuickLogic
QUIK
$198M
$14K 0.01%
244
-215
-47% -$10.1K
ARIA
219
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$14K 0.01%
+2,000
New +$10.8K
COV
220
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$14K 0.01%
207
+1
+0.5% +$65
BBG
221
DELISTED
Bill Barrett Corp
BBG
$13K 0.01%
500
-8,300
-94% -$226K
BAC icon
222
Bank of America
BAC
$436B
$12K ﹤0.01%
761
-5,000
-87% -$74.2K
PFF icon
223
iShares Preferred and Income Securities ETF
PFF
$13.1B
$12K ﹤0.01%
334
+5
+2% +$189
ED icon
224
Consolidated Edison
ED
$39.8B
$11K ﹤0.01%
204
+2
+1% +$113
NLY icon
225
Annaly Capital Management
NLY
$17.4B
$11K ﹤0.01%
284
– –
7 8
9
10 11

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Cowen Prime Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Cowen Prime Advisors held 318 positions worth $260M, up 1.5% from $256M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Prime Advisors withdrew a net $24.9M in Q4 2013, closing 38 positions and reducing 80 holdings. Its most notable exit was OFFICIAL PAYMENTS HLDGS INC, an estimated $5.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 33% of assets, down from 37% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Jones Energy, Inc. worth $937K.

  • Cowen Prime Advisors's largest Q4 2013 buy was Jones Energy, Inc.: 3,518 shares worth $937K.
  • Cowen Prime Advisors added most to Actuate Corp in Q4 2013, an estimated $4.38M increase.
  • Cowen Prime Advisors's biggest Q4 2013 reduction was PDF Solutions, cutting an estimated $19M.
  • Cowen Prime Advisors fully exited OFFICIAL PAYMENTS HLDGS INC in Q4 2013, selling an estimated $5.64M.
  • Cowen Prime Advisors's ten largest holdings make up 56% of its $260M portfolio in Q4 2013.
  • Cowen Prime Advisors opened 33 new positions and closed 38 in Q4 2013.
  • Cowen Prime Advisors's portfolio value rose 1.5% quarter-over-quarter to $260M.

Based on Cowen Prime Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.