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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQP icon
201
CALL
Cheniere Energy
CQP
$33.4B
$25K 0.01%
30
-20
-40% -$563
EOG icon
202
EOG Resources
EOG
$75.2B
$25K 0.01%
300
– –
BRT
203
BRT Apartments
BRT
$273M
$24K 0.01%
3,304
– –
GLD icon
204
SPDR Gold Trust
GLD
$149B
$21K 0.01%
160
-150
-48% -$19.3K
OVV icon
205
CALL
Ovintiv
OVV
$17.9B
$21K 0.01%
+20
New +$1.74K
BKCC
206
DELISTED
BlackRock Capital Investment Corporation
BKCC
$20K 0.01%
2,068
– –
KWK
207
DELISTED
QUICKSILVER RESOURCES INC
KWK
$20K 0.01%
+10,000
New +$17K
WY icon
208
Weyerhaeuser
WY
$17B
$19K 0.01%
640
+460
+256% +$13K
HSBC.PRA
209
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$19K 0.01%
775
– –
MOS icon
210
The Mosaic Company
MOS
$7.5B
$18K 0.01%
402
+2
+0.5% +$93
RWM icon
211
ProShares Short Russell2000
RWM
$104M
$18K 0.01%
250
– –
DD
212
DELISTED
Du Pont De Nemours E I
DD
$18K 0.01%
318
+2
+0.6% +$109
AXP icon
213
American Express
AXP
$225B
$17K 0.01%
230
– –
FXI icon
214
iShares China Large-Cap ETF
FXI
$4.23B
$17K 0.01%
456
-2,120
-82% -$75.3K
QUIK icon
215
QuickLogic
QUIK
$198M
$17K 0.01%
459
-3,108
-87% -$109K
RIG icon
216
Transocean
RIG
$6.48B
$16K 0.01%
355
-50
-12% -$2.36K
T icon
217
AT&T
T
$178B
$16K 0.01%
625
+595
+1,983% +$15.6K
ADP icon
218
Automatic Data Processing
ADP
$114B
$15K 0.01%
229
-341
-60% -$21.7K
C icon
219
Citigroup
C
$223B
$15K 0.01%
300
– –
GLW icon
220
Corning
GLW
$128B
$15K 0.01%
1,000
– –
QCOM icon
221
Qualcomm
QCOM
$175B
$15K 0.01%
+221
New +$14.5K
NLY icon
222
Annaly Capital Management
NLY
$17.4B
$13K 0.01%
284
– –
ORCL icon
223
Oracle
ORCL
$435B
$13K 0.01%
394
– –
AXAS
224
DELISTED
Abraxas Petroleum Corp
AXAS
$13K 0.01%
250
-820
-77% -$40.6K
COV
225
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$13K 0.01%
206
-76
-27% -$4.64K
7 8
9
10 11

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.