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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$210M
AUM Growth
-$6.94M
Cap. Flow
-$16M
Cap. Flow %
-7.63%
Top 10 Hldgs %
46.31%
Holding
196
New
6
Increased
16
Reduced
56
Closed
17

Top Buys

Rank Stock Value
1
RVLT
Revolution Lighting Technologies, Inc. - Class A
RVLT
+$4.89M
2
RBBN icon
Ribbon Communications
RBBN
+$3.32M
3
PDFS icon
PDF Solutions
PDFS
+$2.87M
4
ITI
Iteris, Inc.
ITI
+$2.27M
5
KMI icon
Kinder Morgan
KMI
+$1.27M

Top Sells

Rank Stock Value
1
ARIS
ARI Network Services, Inc.
ARIS
+$8.32M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$6.73M
3
REIS
Reis, Inc.
REIS
+$4.29M
4
NEO icon
NeoGenomics
NEO
+$2.33M
5
ABBV icon
AbbVie
ABBV
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 28.02%
2 Healthcare 21.14%
3 Financials 11.5%
4 Communication Services 10.17%
5 Industrials 9.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFGP
176
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
+21
New +$811
AEO icon
177
American Eagle Outfitters
AEO
$2.83B
– –
-50
Closed -$1K
AR icon
178
Antero Resources
AR
$11.8B
– –
-2,356
Closed -$51K
BHC icon
179
Bausch Health
BHC
$2.36B
– –
-26
Closed –
COTY icon
180
Coty
COTY
$2.51B
– –
-234
Closed -$4K
DELL icon
181
Dell
DELL
$295B
– –
-196
Closed -$3K
EVV
182
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-2
Closed –
FCPT icon
183
Four Corners Property Trust
FCPT
$2.77B
– –
-30
Closed -$1K
GCC icon
184
WisdomTree Enhanced Commodity Strategy Fund
GCC
$297M
– –
-164
Closed -$3K
MRVL icon
185
Marvell Technology
MRVL
$195B
– –
-102,100
Closed -$1.69M
SIRI icon
186
SiriusXM
SIRI
$9.62B
$0 ﹤0.01%
1
– –
TCRT icon
187
Alaunos Therapeutics
TCRT
$4.08M
– –
-21
Closed -$20K
VTI icon
188
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
– –
-82
Closed -$10K
GAP
189
The Gap Inc
GAP
$8.45B
– –
-2,175
Closed -$48K
DMK
190
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
0
– –
VTTI
191
DELISTED
VTTI Energy Partners LP
VTTI
– –
-6,650
Closed -$131K
DD
192
DELISTED
Du Pont De Nemours E I
DD
– –
-1,000
Closed -$81K
ARIS
193
DELISTED
ARI Network Services, Inc.
ARIS
– –
-1,180,803
Closed -$8.32M
CRC
194
DELISTED
California Resources Corporation
CRC
– –
-26
Closed –
BVSN
195
DELISTED
Broadvision Inc Com
BVSN
– –
-4
Closed –
4 5 6 7
8

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Cowen Prime Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Prime Advisors held 196 positions worth $210M, down 3.2% from $217M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen Prime Advisors withdrew a net $16M in Q3 2017, closing 17 positions and reducing 56 holdings. Its most notable exit was ARI Network Services, Inc., an estimated $8.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cowen Prime Advisors opened a new position in Revolution Lighting Technologies, Inc. - Class A worth $4.43M.

  • Cowen Prime Advisors's largest Q3 2017 buy was Revolution Lighting Technologies, Inc. - Class A: 681,291 shares worth $4.43M.
  • Cowen Prime Advisors added most to Ribbon Communications in Q3 2017, an estimated $3.32M increase.
  • Cowen Prime Advisors's biggest Q3 2017 reduction was Boingo Wireless, Inc., cutting an estimated $6.73M.
  • Cowen Prime Advisors fully exited ARI Network Services, Inc. in Q3 2017, selling an estimated $8.32M.
  • Cowen Prime Advisors's ten largest holdings make up 46% of its $210M portfolio in Q3 2017.
  • Cowen Prime Advisors opened 6 new positions and closed 17 in Q3 2017.
  • Cowen Prime Advisors's portfolio value fell 3.2% quarter-over-quarter to $210M.

Based on Cowen Prime Advisors's 13F filing for Q3 2017, filed 9 Nov 2017.