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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$5.15M
2
RATE
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
176
eBay
EBAY
$47B
$25K 0.01%
1,019
-2,840
-74% -$76.4K
RBS.PRR
177
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$25K 0.01%
1,000
– –
RDS.B
178
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$24K 0.01%
+500
New +$26.9K
CIVI
179
DELISTED
Civitas Resources
CIVI
$22K 0.01%
49
-18
-27% -$16.7K
EOG icon
180
EOG Resources
EOG
$75.2B
$22K 0.01%
300
– –
HBAN icon
181
Huntington Bancshares
HBAN
$34.2B
$21K 0.01%
2,020
– –
GLW icon
182
Corning
GLW
$128B
$20K 0.01%
1,150
– –
MRK icon
183
Merck
MRK
$366B
$20K 0.01%
419
– –
HSBC.PRA
184
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$20K 0.01%
775
– –
NGLS
185
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$20K 0.01%
700
– –
APA icon
186
APA Corp
APA
$14.9B
$18K 0.01%
450
– –
AXP icon
187
American Express
AXP
$225B
$17K 0.01%
230
– –
DRI icon
188
Darden Restaurants
DRI
$24.5B
$17K 0.01%
280
– –
DVN icon
189
Devon Energy
DVN
$52.1B
$17K 0.01%
450
– –
GLD icon
190
SPDR Gold Trust
GLD
$149B
$17K 0.01%
160
– –
JTA
191
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$16K 0.01%
1,450
– –
ORCL icon
192
Oracle
ORCL
$435B
$14K 0.01%
394
– –
CLR
193
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$14K 0.01%
+500
New +$16.3K
EXXI
194
CALL
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$14K 0.01%
1,245
+40
+3% +$67
PFL
195
PIMCO Income Strategy Fund
PFL
$379M
$13K 0.01%
1,313
– –
BABA icon
196
Alibaba
BABA
$296B
$12K 0.01%
200
– –
BAC icon
197
Bank of America
BAC
$436B
$12K 0.01%
761
– –
TSLA icon
198
Tesla
TSLA
$1.38T
$12K 0.01%
750
– –
EMC
199
DELISTED
EMC CORPORATION
EMC
$12K 0.01%
+500
New +$12.6K
ETY icon
200
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$11K 0.01%
1,022
+203
+25% +$2.27K
6 7
8
9 10

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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in Kraft Heinz worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was Kraft Heinz: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.