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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$193M
AUM Growth
-$13.7M
Cap. Flow
-$9.38M
Cap. Flow %
-4.85%
Top 10 Hldgs %
56.13%
Holding
175
New
2
Increased
29
Reduced
34
Closed
13

Top Buys

Rank Stock Value
1
QUOT
Quotient Technology Inc
QUOT
+$4.09M
2
SCOR icon
Comscore
SCOR
+$2.2M
3
PDFS icon
PDF Solutions
PDFS
+$1.49M
4
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$1.24M
5
LNW
Light & Wonder
LNW
+$1.09M

Top Sells

Rank Stock Value
1
EHTH icon
eHealth
EHTH
+$7.3M
2
CSLT
CASTLIGHT HEALTH, INC.
CSLT
+$2.02M
3
CCI icon
Crown Castle
CCI
+$1.55M
4
TRUE
TrueCar
TRUE
+$1.3M
5
TTGT icon
TechTarget
TTGT
+$922K

Sector Composition

Rank Sector Weight
1 Technology 35.27%
2 Communication Services 21.68%
3 Healthcare 18.27%
4 Industrials 4.13%
5 Financials 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
151
Halliburton
HAL
$30.1B
$2K ﹤0.01%
100
– –
ALC icon
152
Alcon
ALC
$34.8B
$1K ﹤0.01%
20
– –
GDXJ icon
153
VanEck Junior Gold Miners ETF
GDXJ
$9.48B
$1K ﹤0.01%
35
– –
LEN.B icon
154
Lennar Class B
LEN.B
$20.5B
$1K ﹤0.01%
32
– –
MGY icon
155
Magnolia Oil & Gas
MGY
$6.22B
$1K ﹤0.01%
50
– –
MS icon
156
Morgan Stanley
MS
$337B
$1K ﹤0.01%
18
– –
NOK icon
157
Nokia
NOK
$57.2B
$1K ﹤0.01%
166
– –
T icon
158
AT&T
T
$178B
$1K ﹤0.01%
30
– –
VFF icon
159
Village Farms International
VFF
$356M
$1K ﹤0.01%
100
– –
NE
160
DELISTED
Noble Corporation
NE
$1K ﹤0.01%
800
– –
DXC icon
161
DXC Technology
DXC
$1.79B
– –
-16
Closed -$1K
SCOR icon
162
CALL
Comscore
SCOR
$78.4M
– –
-5
Closed -$4K
SMSI icon
163
Smith Micro Software
SMSI
$16.3M
– –
-757
Closed -$92K
SPOT icon
164
Spotify
SPOT
$113B
– –
-200
Closed -$29K
QUOT
165
CALL
DELISTED
Quotient Technology Inc
QUOT
– –
-250
Closed -$4K
MIC
166
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-5,000
Closed -$203K
SREV
167
DELISTED
ServiceSource International, Inc.
SREV
– –
-419,724
Closed -$399K
NRE
168
DELISTED
NorthStar Realty Europe Corp.
NRE
– –
-1,083
Closed -$18K
IMI
169
DELISTED
Intermolecular, Inc.
IMI
– –
-3,000
Closed -$4K
ANDX
170
DELISTED
Andeavor Logistics LP
ANDX
– –
-5,000
Closed -$182K
MFGP
171
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-20
Closed -$1K
CRC
172
DELISTED
California Resources Corporation
CRC
– –
-26
Closed -$1K
EFII
173
DELISTED
Electronics for Imaging
EFII
– –
-1,300
Closed -$48K
3 4 5 6
7

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Cowen Prime Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cowen Prime Advisors held 175 positions worth $193M, down 6.6% from $207M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Prime Advisors withdrew a net $9.38M in Q3 2019, closing 13 positions and reducing 34 holdings. Its most notable exit was ServiceSource International, Inc., an estimated $399K position sold in full.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 33% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Cowen Prime Advisors opened a new position in MPLX worth $159K.

  • Cowen Prime Advisors's largest Q3 2019 buy was MPLX: 5,674 shares worth $159K.
  • Cowen Prime Advisors added most to Quotient Technology Inc in Q3 2019, an estimated $4.09M increase.
  • Cowen Prime Advisors's biggest Q3 2019 reduction was eHealth, cutting an estimated $7.3M.
  • Cowen Prime Advisors fully exited ServiceSource International, Inc. in Q3 2019, selling an estimated $399K.
  • Cowen Prime Advisors's ten largest holdings make up 56% of its $193M portfolio in Q3 2019.
  • Cowen Prime Advisors opened 2 new positions and closed 13 in Q3 2019.
  • Cowen Prime Advisors's portfolio value fell 6.6% quarter-over-quarter to $193M.

Based on Cowen Prime Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.